-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, URXgZ1HP2JLiXQ25KlnrYgWeT83oSPxYVMyBhlkpVDqLgjedRPJ0o0GggDtChdkZ QdZ9Y1laUtDnHQxtfb08cw== 0001256484-08-000014.txt : 20080311 0001256484-08-000014.hdr.sgml : 20080311 20080310175743 ACCESSION NUMBER: 0001256484-08-000014 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080311 DATE AS OF CHANGE: 20080310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FANSTEEL INC CENTRAL INDEX KEY: 0000034471 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 361058780 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07780 FILM NUMBER: 08678892 BUSINESS ADDRESS: STREET 1: NUMBER ONE TANTALUM PL CITY: NORTH CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 7086894900 MAIL ADDRESS: STREET 1: ONE TANTALUM PLACE STREET 2: ONE TANTALUM PLACE CITY: NORTH CHICAGO STATE: IL ZIP: 60064 FORMER COMPANY: FORMER CONFORMED NAME: FANSTEEL METALLURGICAL CORP DATE OF NAME CHANGE: 19731202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3126306000 MAIL ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60603 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 SC 13G/A 1 fansteel5.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 5) FANSTEEL INC. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 307260 20 8 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: (X) Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) CUSIP No. 307260 20 8 13G Page 2 of 6 Pages 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Northern Trust Corporation 36-2723087 The Northern Trust Company 36-1561860 Northern Trust Investments, N.A. 36-3608252 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Northern Trust Corporation ? a Delaware corporation with principal offices in Chicago, Illinois. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER -0- Shares 6 SHARED VOTING POWER -2,101- Shares 7 SOLE DISPOSITIVE POWER 2,101 Shares 8 SHARED DISPOSITIVE POWER -0- Shares 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,101 Shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.06% 12 TYPE OF REPORTING PERSON Northern Trust Corporation HC Item 1(a). Name of Issuer: Fansteel Inc. Item 1(b). Address of Issuer's Principal Executive Offices: Number One Tantalum Place, North Chicago, Illinois 60064 Item 2(a). Name of Person Filing: Northern Trust Corporation Item 2(b). Address of Principal Business Office or, if none, residence: 50 South LaSalle Street, Chicago, Illinois 60603 Item 2(c). Citizenship: U.S. (Delaware corporation) Item 2(d). Title of Class of Securities: Common Stock, $.01 par value per share Item 2(e). CUSIP Number: 307260 20 8 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) Broker or dealer registered under Section 15 of the Act, (b) Bank as defined in Section 3(a)(6) of the Act, (c) Insurance company as defined in Section 3(a)(19) of the Act, (d) Investment company registered under Section 8 of the Investment Company Act, (e) Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E), (f) Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F), (g) (X) Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G), (h) Saving association as defined in Section 3(b) of the Federal Deposit Insurance Act, (i) Church plan that is excluded from the definition of investment company under Section 3(c)(14) of the Investment Company Act, (j) Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount Beneficially Owned: 2,101 Shares. (b) Percent of Class: Approximately 0.06%. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: - -0- Shares. (ii) Shared power to vote or to direct the vote: 2,101. (iii) Sole power to dispose or to direct the disposition of: 2,101 Shares. (iv) Shared power to dispose or to direct the disposition of: 0. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [ X ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. [Parent holding company reporting on behalf of all of the following subsidiaries, all of which are banks as defined in Section 3(a)(6) of the Act. The Northern Trust Company 50 South LaSalle Street Chicago, IL 60603 Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of a Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information in this statement is true, complete and correct. Date: 03-10-2008 NORTHERN TRUST CORPORATION By: Name: Orie L. Dudley, Jr. Title: Executive Vice President and Chief Investment Officer Exhibit to Schedule 13G Amendment filed by Northern Trust Corporation Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Fansteel Inc. Pursuant to the requirement of Rule 13d-1(k)(1)(iii) of the Securities Exchange Act of 1934, this exhibit shall constitute our written agreement that the Schedule 13G Amendment to which this exhibit is attached is filed on behalf of Northern Trust Corporation and of its subsidiary, as stated below, regarding our respective beneficial ownership in the above-captioned equity security. NORTHERN TRUST CORPORATION By: Name: Orie L. Dudley, Jr. Title: Executive Vice President and Chief Investment Officer THE NORTHERN TRUST COMPANY NORTHERN TRUST INVESTMENTS, N.A By:________________________________ Name: Orie L. Dudley, Jr. Title: Executive Vice President and Chief Investment Officer EX-1 2 cert13g.txt Exhibit 1 to Schedule 13G Filed by Northern Trust Corporation CERTIFIED RESOLUTION The undersigned certifies that the undersigned is the duly appointed, qualified and acting Secretary or Assistant Secretary of Northern Trust Corporation, as indicated below, and that the following resolution was duly adopted by the Board of Directors of Northern Trust Corporation on April 17, 2007 and remains in full force and effect: RESOLVED, that each of the 'Executive Officers' of Northern Trust Corporation (the 'Corporation'), as that term is defined in Rule 3b-7 under the Securities Exchange Act of 1934, and each of the following other officers of the Corporation, is hereby authorized to sign, on behalf of the Corporation, any Statements on Schedule 13G, and any amendments to such Statements, required to be filed with the Securities and Exchange Commission by the Corporation with respect to any securities beneficially owned by the Corporation and any of its direct or indirect subsidiaries: Orie L. Dudley, Jr. Peter J. Flood James D. McDonald IN WITNESS WHEREOF, the undersigned has executed this certificate on February 12, 2008. /s/ Rose A. Ellis Rose A. Ellis Secretary Northern Trust Corporation -----END PRIVACY-ENHANCED MESSAGE-----