-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EF8+2zxA4E8nBEtn34A71am5iM6gN26kGMqabVqDH021WJTV/Jj/iIdz4MW1Fp66 KLaEbyoaHxvrkJPvilwrOg== 0000898431-03-000037.txt : 20030307 0000898431-03-000037.hdr.sgml : 20030307 20030307134629 ACCESSION NUMBER: 0000898431-03-000037 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030307 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FANSTEEL INC CENTRAL INDEX KEY: 0000034471 STANDARD INDUSTRIAL CLASSIFICATION: METAL FORGING & STAMPINGS [3460] IRS NUMBER: 361058780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-07780 FILM NUMBER: 03595888 BUSINESS ADDRESS: STREET 1: NUMBER ONE TANTALUM PL CITY: NORTH CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 7086894900 MAIL ADDRESS: STREET 1: ONE TANTALUM PLACE STREET 2: ONE TANTALUM PLACE CITY: NORTH CHICAGO STATE: IL ZIP: 60064 FORMER COMPANY: FORMER CONFORMED NAME: FANSTEEL METALLURGICAL CORP DATE OF NAME CHANGE: 19731202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EVANS ROBERT S CENTRAL INDEX KEY: 0001101017 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: CRANE CO STREET 2: 100 FIRST STAMFORD PLACE CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2033637200 MAIL ADDRESS: STREET 1: C/O CRANE CO STREET 2: 100 FIRST STAMFORD PL CITY: STAMFORD STATE: CT ZIP: 06902 SC 13D/A 1 fansteel_r-evans13da.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) FANSTEEL INC. ----------------------------------------------------------------- (Name of Issuer) Common Stock, par value $2.50 per share ----------------------------------------------------------------- (Title of Class of Securities) 307260 10 9 ----------------------------------- (CUSIP Number) Janice C. Hartman Kirkpatrick & Lockhart LLP Henry W. Oliver Building 535 Smithfield St. Pittsburgh, PA 15222-2312 (412) 355-6500 ----------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 5, 2002 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Page 2 of 4 Pages SCHEDULE 13D/A (Amendment No. 1) CUSIP No. 307260 10 9 1. NAME OF REPORTING PERSON Robert S. Evans I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only) 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS Not Applicable. 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America ------------------------------ NUMBER OF 7. SOLE VOTING POWER 0 SHARES BENEFICIALLY 8. SHARED VOTING POWER 0 OWNED BY EACH 9. SOLE DISPOSITIVE POWER 0 REPORTING PERSON WITH 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 -------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% -------- 14. TYPE OF REPORTING PERSON IN Page 3 of 4 Pages This Amendment No. 1 amends the statement on Schedule 13D filed by Robert S. Evans (the "Reporting Person") on December 15, 1999 (the "Schedule 13D"), with respect to the Common Stock, par value $2.50 per share (the "Common Stock"), of Fansteel Inc., a Delaware corporation (the "Issuer"). The Issuer's principal executive offices are located at Number One Tantalum Place, North Chicago, Illinois 60064. Item 5. Interest in Securities of the Issuer. Item 5 of the Schedule 13D is amended as follows: (a)-(b) The Reporting Person directly owns no shares of Common Stock. (c) The Reporting Person has sold a total of 1,350,262 shares of Common Stock within the past sixty (60) days as set forth below. Date of Sale Number of Shares Sold Price Type of Transaction -------------- --------------------- ----- ------------------- December 5, 2002 1,296,129 $1.00 Private Sale (aggregate consideration) December 10, 2002 54,133 $0.012 per share Open Market Sale (e) On December 5, 2002, the Reporting Person ceased to be the beneficial owner of more than five percent of Common Stock and is no longer subject to the reporting requirements of Regulation 13D under the Act. [signature on next page] [remainder of page intentionally left blank] Page 4 of 4 Pages Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. By: /s/ Robert S. Evans ----------------------- Robert S. Evans Dated: March 7, 2003 -----END PRIVACY-ENHANCED MESSAGE-----