0001214659-21-002691.txt : 20210303 0001214659-21-002691.hdr.sgml : 20210303 20210303205322 ACCESSION NUMBER: 0001214659-21-002691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBBEN JEFFREY W CENTRAL INDEX KEY: 0001159187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02256 FILM NUMBER: 21712156 MAIL ADDRESS: STREET 1: 572 RUGER STREET STREET 2: SUITE B CITY: SAN FRANCISCO STATE: CA ZIP: 94129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXXON MOBIL CORP CENTRAL INDEX KEY: 0000034088 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 135409005 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5959 LAS COLINAS BLVD CITY: IRVING STATE: TX ZIP: 75039-2298 BUSINESS PHONE: 9729406000 MAIL ADDRESS: STREET 1: 5959 LAS COLINAS BLVD CITY: IRVING STATE: TX ZIP: 75039-2298 FORMER COMPANY: FORMER CONFORMED NAME: EXXON CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: STANDARD OIL CO OF NEW JERSEY DATE OF NAME CHANGE: 19721123 4 1 ownership.xml X0306 4 2021-03-01 0 0000034088 EXXON MOBIL CORP XOM 0001159187 UBBEN JEFFREY W 572 RUGER STREET, SUITE B SAN FRANCISCO CA 94129 1 0 0 0 Common Stock, without par value ("Common Stock") 2021-03-01 4 A 0 8000 A 8000 D Common Stock 2021-03-02 4 P 0 177000 56.26 A 1677000 I See footnotes Restricted stock grant. The restricted stock grant was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the grant for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") and the funds managed by In-Cap. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $56.24 to $56.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. The securities reported herein are held by funds managed by In-Cap. Mr. Jeffrey W. Ubben ("Mr. Ubben" or the "Reporting Person") indirectly controls In-Cap. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. /s/ Jeffrey W. Ubben 2021-03-03