0000932471-15-009588.txt : 20151228
0000932471-15-009588.hdr.sgml : 20151225
20151228144601
ACCESSION NUMBER: 0000932471-15-009588
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20151031
FILED AS OF DATE: 20151228
DATE AS OF CHANGE: 20151228
EFFECTIVENESS DATE: 20151228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANGUARD EXPLORER FUND
CENTRAL INDEX KEY: 0000034066
IRS NUMBER: 510106626
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01530
FILM NUMBER: 151309066
BUSINESS ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
BUSINESS PHONE: 6106691000
MAIL ADDRESS:
STREET 1: P.O. BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD EXPLORER FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: EXPLORER FUND INC
DATE OF NAME CHANGE: 19900305
0000034066
S000002578
VANGUARD EXPLORER FUND
C000007081
Investor Shares
VEXPX
C000007082
Admiral Shares
VEXRX
NSAR-B
1
answer10-31-15.fil
ALL SERIES EXPLORER NSAR
PAGE 1
000 B000000 10/31/2015
000 C000000 0000034066
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 VANGUARD EXPLORER FUND
001 B000000 811-1530
001 C000000 6106691000
002 A000000 100 VANGUARD BOULEVARD
002 B000000 MALVERN
002 C000000 PA
002 D010000 19355
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 N
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007 C010100 1
008 A000001 WELLINGTON MANAGEMENT COMPANY, LLP
008 B000001 A
008 C000001 801-15908
008 D010001 BOSTON
008 D020001 MA
008 D030001 02109
008 A000002 GRANAHAN INVESTMENT MANAGEMENT, INC
008 B000002 A
008 C000002 801-23705
008 D010002 WALTHAM
008 D020002 MA
008 D030002 02154
008 A000003 CHARTWELL INVESTMENT PARTNERS INC
008 B000003 A
008 C000003 801-79127
008 D010003 BERWYN
008 D020003 PA
008 D030003 19312
008 A000004 CENTURY CAPITAL MANAGEMENT, LLC
008 B000004 A
008 C000004 801-62860
008 D010004 BOSTON
008 D020004 MA
008 D030004 02110
008 D040004 1802
008 A000005 THE VANGUARD GROUP, INC.
008 B000005 A
008 C000005 801-11953
PAGE 2
008 D010005 MALVERN
008 D020005 PA
008 D030005 19355
008 A000006 KALMAR INVESTMENT ADVISERS
008 B000006 A
008 C000006 801-53608
008 D010006 WILMINGTON
008 D020006 DE
008 D030006 19807
008 A000007 STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
008 B000007 A
008 C000007 801-64675
008 D010007 LITTLE ROCK
008 D020007 AR
008 D030007 72201
008 A000008 ARROWPOINT ASSET MANAGEMENT LLC
008 B000008 A
008 C000008 801-69868
008 D010008 Denver
008 D020008 CO
008 D030008 80206
010 A000001 THE VANGUARD GROUP, INC.
010 B000001 801-11953
010 C010001 MALVERN
010 C020001 PA
010 C030001 19355
011 A000001 VANGUARD MARKETING CORP.
011 B000001 8-21570
011 C010001 MALVERN
011 C020001 PA
011 C030001 19355
012 A000001 THE VANGUARD GROUP, INC.
012 B000001 84-772
012 C010001 MALVERN
012 C020001 PA
012 C030001 19355
013 A000001 PRICEWATERHOUSECOOPERS LLP
013 B010001 PHILADELPHIA
013 B020001 PA
013 B030001 19103
014 A000001 VANGUARD MARKETING CORP.
014 B000001 8-21570
015 A000001 BROWN BROTHERS HARRIMAN & CO.
015 B000001 C
015 C010001 BOSTON
015 C020001 MA
015 C030001 02109
015 E010001 X
018 000000 Y
019 A000000 Y
019 B000000 194
PAGE 3
019 C000000 VANGUARDGR
020 A000001 LIQUIDNET, INC.
020 B000001 13-4095933
020 C000001 1173
020 A000002 GOLDMAN, SACHS & CO.
020 B000002 13-5108880
020 C000002 921
020 A000003 ITG, INC.
020 B000003 95-4339369
020 C000003 337
020 A000004 Piper Jaffray & Co.
020 B000004 41-0953246
020 C000004 328
020 A000005 RAYMOND JAMES & ASSOCIATES, INC.
020 B000005 59-1237041
020 C000005 320
020 A000006 J.P. MORGAN SECURITIES INC.
020 B000006 13-3224016
020 C000006 308
020 A000007 CREDIT SUISSE SECURITIES (USA) LLC
020 B000007 13-5659485
020 C000007 305
020 A000008 JEFFERIES & COMPANY, INC.
020 B000008 95-2622900
020 C000008 296
020 A000009 KEYBANC CAPITAL MARKETS
020 C000009 286
020 A000010 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
020 B000010 13-5674085
020 C000010 272
021 000000 11042
022 A000001 DEUTSCHE BANK SECURITIES INC.
022 B000001 13-2730828
022 C000001 8981756
022 D000001 29502
022 A000002 VANGUARD MARKET LIQUIDITY FUND
022 B000002 20-0961056
022 C000002 3452710
022 D000002 3484667
022 A000003 GOLDMAN, SACHS & CO.
022 B000003 13-5108880
022 C000003 78408
022 D000003 174013
022 A000004 BAYPOINT TRADING LLC (BTIG, LLC)
022 B000004 04-3695739
022 C000004 45570
022 D000004 75556
022 A000005 ITG, INC.
022 B000005 95-4339369
022 C000005 32748
022 D000005 82443
PAGE 4
022 A000006 LIQUIDNET, INC.
022 B000006 13-4095933
022 C000006 48520
022 D000006 60824
022 A000007 J.P. MORGAN SECURITIES INC.
022 B000007 13-3224016
022 C000007 51064
022 D000007 45965
022 A000008 CREDIT SUISSE SECURITIES (USA) LLC
022 B000008 13-5659485
022 C000008 35201
022 D000008 55928
022 A000009 CITIGROUP GLOBAL MARKETS, INC.
022 B000009 13-2919773
022 C000009 82444
022 D000009 3640
022 A000010 BARCLAYS CAPITAL INC.
022 B000010 13-3410233
022 C000010 47945
022 D000010 37849
023 C000000 13245754
023 D000000 4521701
024 000000 Y
025 A000001 DEUTSCHE BANK SECURITIES INC.
025 B000001 13-2730828
025 C000001 D
025 D000001 36500
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 Y
026 H000000 N
027 000000 Y
028 A010000 82277
028 A020000 15
028 A030000 0
028 A040000 104956
028 B010000 286891
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028 B030000 0
028 B040000 254567
028 C010000 132666
028 C020000 0
028 C030000 0
028 C040000 163711
028 D010000 117433
028 D020000 0
PAGE 5
028 D030000 0
028 D040000 149637
028 E010000 90478
028 E020000 0
028 E030000 0
028 E040000 120723
028 F010000 62166
028 F020000 0
028 F030000 0
028 F040000 142171
028 G010000 771911
028 G020000 15
028 G030000 0
028 G040000 935765
028 H000000 0
029 000000 N
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032 000000 0
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047 000000 N
048 000000 0.000
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048 B010000 0
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PAGE 6
048 D020000 0.000
048 E010000 0
048 E020000 0.000
048 F010000 0
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054 L000000 N
054 M000000 N
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054 O000000 N
055 A000000 N
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062 D000000 0.0
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062 G000000 0.0
PAGE 7
062 H000000 0.0
062 I000000 0.0
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062 K000000 0.0
062 L000000 0.0
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066 A000000 Y
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066 D000000 N
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070 C010000 Y
070 C020000 N
070 D010000 Y
070 D020000 N
070 E010000 Y
070 E020000 N
070 F010000 Y
070 F020000 Y
070 G010000 Y
070 G020000 N
070 H010000 Y
070 H020000 N
070 I010000 Y
070 I020000 N
070 J010000 Y
070 J020000 Y
070 K010000 Y
070 K020000 Y
070 L010000 Y
070 L020000 Y
070 M010000 Y
070 M020000 Y
070 N010000 Y
PAGE 8
070 N020000 Y
070 O010000 Y
070 O020000 N
070 P010000 Y
070 P020000 N
070 Q010000 Y
070 Q020000 N
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PAGE 9
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PAGE 10
078 000000 N
080 A000000 ICI Mutual Insurance Company
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SIGNATURE JOSH DORRELL
TITLE MANAGER
EX-99.77B ACCT LTTR
2
b7710-31-15.txt
PWC LETTER
Report of Independent Registered Public
Accounting Firm
To the Board of Trustees and the Shareholders of
Vanguard Explorer Fund
In planning and performing our audit of the
financial statements of Vanguard Explorer Fund
(hereafter, referred to as the ?Trust?) as of and
for the year ended October 31, 2015, in
accordance with the standards of the Public
Company Accounting Oversight Board (United
States), we considered the Trust?s internal
control over financial reporting, including
controls over safeguarding securities, as a basis
for designing our auditing procedures for the
purpose of expressing our opinion on the
financial statements and to comply with the
requirements of Form N-SAR, but not for the
purpose of expressing an opinion on the
effectiveness of the Trust?s internal control over
financial reporting. Accordingly, we do not
express an opinion on the effectiveness of the
Trust's internal control over financial reporting.
The management of the Trust is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A
company?s internal control over financial
reporting is a process designed to provide
reasonable assurance regarding the reliability of
financial reporting and the preparation of
financial statements for external purposes in
accordance with generally accepted accounting
principles. A company's internal control over
financial reporting includes those policies and
procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and
fairly reflect the transactions and dispositions of
the assets of the company; (2) provide reasonable
assurance that transactions are recorded as
necessary to permit preparation of financial
statements in accordance with generally accepted
accounting principles, and that receipts and
expenditures of the company are being made
only in accordance with authorizations of
management and trustees of the company; and
(3) provide reasonable assurance regarding
prevention or timely detection of unauthorized
acquisition, use or disposition of a company?s
assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal
control over financial reporting may not prevent
or detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are
subject to the risk that controls may become
inadequate because of changes in conditions, or
that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of
a control does not allow management or
employees, in the normal course of performing
their assigned functions, to prevent or detect
misstatements on a timely basis. A material
weakness is a deficiency, or a combination of
deficiencies, in internal control over financial
reporting, such that there is a reasonable
possibility that a material misstatement of the
Trust's annual or interim financial statements
will not be prevented or detected on a timely
basis.
Our consideration of the Trust?s internal control
over financial reporting was for the limited
purpose described in the first paragraph and
would not necessarily disclose all deficiencies in
internal control over financial reporting that
might be material weaknesses under standards
established by the Public Company Accounting
Oversight Board (United States). However, we
noted no deficiencies in the Trust?s internal
control over financial reporting and its operation,
including controls over safeguarding securities,
that we consider to be material weaknesses as
defined above as of October 31, 2015.
This report is intended solely for the information
and use of management and the Board of
Trustees of Vanguard Explorer Fund and the
Securities and Exchange Commission and is not
intended to be and should not be used by anyone
other than these specified parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
December 10, 2015
2
EX-99
3
q77310-31-15.txt
SUPPLEMENTAL FILE
EXHIBIT 77Q3 TO FORM N-SAR
Registrant Name: Vanguard Explorer Fund
File Number: 811-1530
Registrant CIK Number: 0000034066
Items 72, 73 and 74
Because the electronic format for filing Form N-SAR does not provide
adequate space for responding to Items 72 through 74 completely, the Registrant
has set forth in their entirety the complete responses to the indicated Items or
Sub-Items below, in accordance with verbal instructions provided to the
Registrant by the staff of the Commission on September 20, 2002, and September
23, 2002.
Series 1 Identifier S000002578
Class 1 SEC Identifier C000007081
Class 2 SEC Identifier C000007082
Item 73
Distributions per share for which record date passed during the period:
B) 1. Distributions of capital gains $13.959
2. Distributions of capital gains from a second class of open-end
company shares $12.975