0000932471-15-009588.txt : 20151228 0000932471-15-009588.hdr.sgml : 20151225 20151228144601 ACCESSION NUMBER: 0000932471-15-009588 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20151031 FILED AS OF DATE: 20151228 DATE AS OF CHANGE: 20151228 EFFECTIVENESS DATE: 20151228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD EXPLORER FUND CENTRAL INDEX KEY: 0000034066 IRS NUMBER: 510106626 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-01530 FILM NUMBER: 151309066 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106691000 MAIL ADDRESS: STREET 1: P.O. BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD EXPLORER FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: EXPLORER FUND INC DATE OF NAME CHANGE: 19900305 0000034066 S000002578 VANGUARD EXPLORER FUND C000007081 Investor Shares VEXPX C000007082 Admiral Shares VEXRX NSAR-B 1 answer10-31-15.fil ALL SERIES EXPLORER NSAR PAGE 1 000 B000000 10/31/2015 000 C000000 0000034066 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 VANGUARD EXPLORER FUND 001 B000000 811-1530 001 C000000 6106691000 002 A000000 100 VANGUARD BOULEVARD 002 B000000 MALVERN 002 C000000 PA 002 D010000 19355 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 WELLINGTON MANAGEMENT COMPANY, LLP 008 B000001 A 008 C000001 801-15908 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 008 A000002 GRANAHAN INVESTMENT MANAGEMENT, INC 008 B000002 A 008 C000002 801-23705 008 D010002 WALTHAM 008 D020002 MA 008 D030002 02154 008 A000003 CHARTWELL INVESTMENT PARTNERS INC 008 B000003 A 008 C000003 801-79127 008 D010003 BERWYN 008 D020003 PA 008 D030003 19312 008 A000004 CENTURY CAPITAL MANAGEMENT, LLC 008 B000004 A 008 C000004 801-62860 008 D010004 BOSTON 008 D020004 MA 008 D030004 02110 008 D040004 1802 008 A000005 THE VANGUARD GROUP, INC. 008 B000005 A 008 C000005 801-11953 PAGE 2 008 D010005 MALVERN 008 D020005 PA 008 D030005 19355 008 A000006 KALMAR INVESTMENT ADVISERS 008 B000006 A 008 C000006 801-53608 008 D010006 WILMINGTON 008 D020006 DE 008 D030006 19807 008 A000007 STEPHENS INVESTMENT MANAGEMENT GROUP, LLC 008 B000007 A 008 C000007 801-64675 008 D010007 LITTLE ROCK 008 D020007 AR 008 D030007 72201 008 A000008 ARROWPOINT ASSET MANAGEMENT LLC 008 B000008 A 008 C000008 801-69868 008 D010008 Denver 008 D020008 CO 008 D030008 80206 010 A000001 THE VANGUARD GROUP, INC. 010 B000001 801-11953 010 C010001 MALVERN 010 C020001 PA 010 C030001 19355 011 A000001 VANGUARD MARKETING CORP. 011 B000001 8-21570 011 C010001 MALVERN 011 C020001 PA 011 C030001 19355 012 A000001 THE VANGUARD GROUP, INC. 012 B000001 84-772 012 C010001 MALVERN 012 C020001 PA 012 C030001 19355 013 A000001 PRICEWATERHOUSECOOPERS LLP 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 014 A000001 VANGUARD MARKETING CORP. 014 B000001 8-21570 015 A000001 BROWN BROTHERS HARRIMAN & CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 194 PAGE 3 019 C000000 VANGUARDGR 020 A000001 LIQUIDNET, INC. 020 B000001 13-4095933 020 C000001 1173 020 A000002 GOLDMAN, SACHS & CO. 020 B000002 13-5108880 020 C000002 921 020 A000003 ITG, INC. 020 B000003 95-4339369 020 C000003 337 020 A000004 Piper Jaffray & Co. 020 B000004 41-0953246 020 C000004 328 020 A000005 RAYMOND JAMES & ASSOCIATES, INC. 020 B000005 59-1237041 020 C000005 320 020 A000006 J.P. MORGAN SECURITIES INC. 020 B000006 13-3224016 020 C000006 308 020 A000007 CREDIT SUISSE SECURITIES (USA) LLC 020 B000007 13-5659485 020 C000007 305 020 A000008 JEFFERIES & COMPANY, INC. 020 B000008 95-2622900 020 C000008 296 020 A000009 KEYBANC CAPITAL MARKETS 020 C000009 286 020 A000010 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000010 13-5674085 020 C000010 272 021 000000 11042 022 A000001 DEUTSCHE BANK SECURITIES INC. 022 B000001 13-2730828 022 C000001 8981756 022 D000001 29502 022 A000002 VANGUARD MARKET LIQUIDITY FUND 022 B000002 20-0961056 022 C000002 3452710 022 D000002 3484667 022 A000003 GOLDMAN, SACHS & CO. 022 B000003 13-5108880 022 C000003 78408 022 D000003 174013 022 A000004 BAYPOINT TRADING LLC (BTIG, LLC) 022 B000004 04-3695739 022 C000004 45570 022 D000004 75556 022 A000005 ITG, INC. 022 B000005 95-4339369 022 C000005 32748 022 D000005 82443 PAGE 4 022 A000006 LIQUIDNET, INC. 022 B000006 13-4095933 022 C000006 48520 022 D000006 60824 022 A000007 J.P. 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A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE JOSH DORRELL TITLE MANAGER EX-99.77B ACCT LTTR 2 b7710-31-15.txt PWC LETTER Report of Independent Registered Public Accounting Firm To the Board of Trustees and the Shareholders of Vanguard Explorer Fund In planning and performing our audit of the financial statements of Vanguard Explorer Fund (hereafter, referred to as the ?Trust?) as of and for the year ended October 31, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust?s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Trust?s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Trust's internal control over financial reporting. The management of the Trust is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company?s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and trustees of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company?s assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Trust's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Trust?s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Trust?s internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2015. This report is intended solely for the information and use of management and the Board of Trustees of Vanguard Explorer Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP Philadelphia, Pennsylvania December 10, 2015 2 EX-99 3 q77310-31-15.txt SUPPLEMENTAL FILE EXHIBIT 77Q3 TO FORM N-SAR Registrant Name: Vanguard Explorer Fund File Number: 811-1530 Registrant CIK Number: 0000034066 Items 72, 73 and 74 Because the electronic format for filing Form N-SAR does not provide adequate space for responding to Items 72 through 74 completely, the Registrant has set forth in their entirety the complete responses to the indicated Items or Sub-Items below, in accordance with verbal instructions provided to the Registrant by the staff of the Commission on September 20, 2002, and September 23, 2002.
Series 1 Identifier S000002578 Class 1 SEC Identifier C000007081 Class 2 SEC Identifier C000007082 Item 73 Distributions per share for which record date passed during the period: B) 1. Distributions of capital gains $13.959 2. Distributions of capital gains from a second class of open-end company shares $12.975