0000932471-14-007203.txt : 20141223
0000932471-14-007203.hdr.sgml : 20141223
20141223115155
ACCESSION NUMBER: 0000932471-14-007203
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20141031
FILED AS OF DATE: 20141223
DATE AS OF CHANGE: 20141223
EFFECTIVENESS DATE: 20141223
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANGUARD EXPLORER FUND
CENTRAL INDEX KEY: 0000034066
IRS NUMBER: 510106626
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01530
FILM NUMBER: 141305550
BUSINESS ADDRESS:
STREET 1: PO BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
BUSINESS PHONE: 6106691000
MAIL ADDRESS:
STREET 1: P.O. BOX 2600
STREET 2: V26
CITY: VALLEY FORGE
STATE: PA
ZIP: 19482
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD EXPLORER FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: EXPLORER FUND INC
DATE OF NAME CHANGE: 19900305
0000034066
S000002578
VANGUARD EXPLORER FUND
C000007081
Investor Shares
VEXPX
C000007082
Admiral Shares
VEXRX
NSAR-B
1
answer103114.fil
EXPLORER NSAR
PAGE 1
000 B000000 10/31/2014
000 C000000 0000034066
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 VANGUARD EXPLORER FUND
001 B000000 811-1530
001 C000000 6106691000
002 A000000 100 VANGUARD BOULEVARD
002 B000000 MALVERN
002 C000000 PA
002 D010000 19355
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 N
007 B000000 0
007 C010100 1
008 A000001 WELLINGTON MANAGEMENT COMPANY, LLP
008 B000001 A
008 C000001 801-15908
008 D010001 BOSTON
008 D020001 MA
008 D030001 02109
008 A000002 GRANAHAN INVESTMENT MANAGEMENT, INC
008 B000002 A
008 C000002 801-23705
008 D010002 WALTHAM
008 D020002 MA
008 D030002 02154
008 A000003 CHARTWELL INVESTMENT PARTNERS INC
008 B000003 A
008 C000003 801-79127
008 D010003 BERWYN
008 D020003 PA
008 D030003 19312
008 A000004 CENTURY CAPITAL MANAGEMENT, LLC
008 B000004 A
008 C000004 801-62860
008 D010004 BOSTON
008 D020004 MA
008 D030004 02110
008 D040004 1802
008 A000005 THE VANGUARD GROUP, INC.
008 B000005 A
008 C000005 801-11953
PAGE 2
008 D010005 MALVERN
008 D020005 PA
008 D030005 19355
008 A000006 KALMAR INVESTMENT ADVISERS
008 B000006 A
008 C000006 801-53608
008 D010006 WILMINGTON
008 D020006 DE
008 D030006 19807
008 A000007 STEPHENS INVESTMENT MANAGEMENT GROUP, LLC
008 B000007 A
008 C000007 801-64675
008 D010007 LITTLE ROCK
008 D020007 AR
008 D030007 72201
008 A000008 ARROWPOINT ASSET MANAGEMENT LLC
008 B000008 A
008 C000008 801-69868
008 D010008 Denver
008 D020008 CO
008 D030008 80206
010 A000001 THE VANGUARD GROUP, INC.
010 B000001 801-11953
010 C010001 MALVERN
010 C020001 PA
010 C030001 19355
011 A000001 VANGUARD MARKETING CORP.
011 B000001 8-21570
011 C010001 MALVERN
011 C020001 PA
011 C030001 19355
012 A000001 THE VANGUARD GROUP, INC.
012 B000001 84-772
012 C010001 MALVERN
012 C020001 PA
012 C030001 19355
013 A000001 PRICEWATERHOUSECOOPERS LLP
013 B010001 PHILADELPHIA
013 B020001 PA
013 B030001 19103
014 A000001 VANGUARD MARKETING CORP.
014 B000001 8-21570
015 A000001 BROWN BROTHERS HARRIMAN & CO.
015 B000001 C
015 C010001 BOSTON
015 C020001 MA
015 C030001 02109
015 E010001 X
018 000000 Y
019 A000000 Y
019 B000000 177
PAGE 3
019 C000000 VANGUARDGR
020 A000001 LIQUIDNET, INC.
020 B000001 13-4095933
020 C000001 887
020 A000002 GOLDMAN, SACHS & CO.
020 B000002 13-5108880
020 C000002 670
020 A000003 BNY Brokerage Inc.
020 B000003 13-3747159
020 C000003 630
020 A000004 MORGAN STANLEY
020 B000004 13-2655998
020 C000004 502
020 A000005 CREDIT SUISSE SECURITIES (USA) LLC
020 B000005 13-5659485
020 C000005 402
020 A000006 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
020 B000006 13-5674085
020 C000006 361
020 A000007 J.P. MORGAN SECURITIES INC.
020 B000007 13-3224016
020 C000007 340
020 A000008 BAYPOINT TRADING LLC (BTIG, LLC)
020 B000008 04-3695739
020 C000008 316
020 A000009 ITG, INC.
020 B000009 95-4339369
020 C000009 316
020 A000010 Baird (Robert W.) & Co. Inc.
020 C000010 314
021 000000 11358
022 A000001 DEUTSCHE BANK SECURITIES INC.
022 B000001 13-2730828
022 C000001 10044218
022 D000001 43102
022 A000002 VANGUARD MARKET LIQUIDITY FUND
022 B000002 20-0961056
022 C000002 3159605
022 D000002 3362619
022 A000003 GOLDMAN, SACHS & CO.
022 B000003 13-5108880
022 C000003 101229
022 D000003 88407
022 A000004 J.P. MORGAN SECURITIES INC.
022 B000004 13-3224016
022 C000004 90815
022 D000004 26584
022 A000005 ITG, INC.
022 B000005 95-4339369
022 C000005 64735
022 D000005 42883
PAGE 4
022 A000006 JEFFERIES & COMPANY, INC.
022 B000006 95-2622900
022 C000006 9891
022 D000006 83825
022 A000007 UBS SECURITIES LLC
022 B000007 13-3873456
022 C000007 26576
022 D000007 57547
022 A000008 CITIGROUP GLOBAL MARKETS, INC.
022 B000008 13-2919773
022 C000008 33050
022 D000008 34796
022 A000009 MORGAN STANLEY
022 B000009 13-2655998
022 C000009 20303
022 D000009 45345
022 A000010 RBC Capital Markets
022 B000010 13-5033225
022 C000010 12655
022 D000010 45599
023 C000000 14005867
023 D000000 4392385
024 000000 Y
025 A000001 DEUTSCHE BANK SECURITIES INC.
025 B000001 13-2730828
025 C000001 D
025 D000001 25600
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 Y
026 H000000 N
027 000000 Y
028 A010000 187239
028 A020000 0
028 A030000 0
028 A040000 273678
028 B010000 113286
028 B020000 0
028 B030000 0
028 B040000 229917
028 C010000 80030
028 C020000 0
028 C030000 0
028 C040000 226984
028 D010000 105506
028 D020000 0
PAGE 5
028 D030000 0
028 D040000 270219
028 E010000 236292
028 E020000 0
028 E030000 0
028 E040000 378495
028 F010000 147086
028 F020000 0
028 F030000 0
028 F040000 198203
028 G010000 869439
028 G020000 0
028 G030000 0
028 G040000 1577496
028 H000000 0
029 000000 N
030 A000000 0
030 B000000 0.00
030 C000000 0.00
031 A000000 0
031 B000000 0
032 000000 0
033 000000 0
034 000000 N
035 000000 0
036 B000000 0
037 000000 N
038 000000 0
039 000000 Y
040 000000 N
042 A000000 0
042 B000000 0
042 C000000 0
042 D000000 0
042 E000000 0
042 F000000 0
042 G000000 0
042 H000000 0
043 000000 0
044 000000 0
045 000000 Y
046 000000 Y
047 000000 N
048 000000 0.000
048 A010000 0
048 A020000 0.000
048 B010000 0
048 B020000 0.000
048 C010000 0
048 C020000 0.000
048 D010000 0
PAGE 6
048 D020000 0.000
048 E010000 0
048 E020000 0.000
048 F010000 0
048 F020000 0.000
048 G010000 0
048 G020000 0.000
048 H010000 0
048 H020000 0.000
048 I010000 0
048 I020000 0.000
048 J010000 0
048 J020000 0.000
048 K010000 0
048 K020000 0.000
049 000000 N
050 000000 N
051 000000 Y
052 000000 N
053 A000000 N
054 A000000 N
054 B000000 N
054 C000000 N
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 N
054 H000000 N
054 I000000 N
054 J000000 N
054 K000000 N
054 L000000 N
054 M000000 N
054 N000000 N
054 O000000 N
055 A000000 N
055 B000000 N
056 000000 Y
057 000000 N
058 A000000 N
059 000000 Y
060 A000000 Y
060 B000000 Y
061 000000 3000
062 A000000 N
062 B000000 0.0
062 C000000 0.0
062 D000000 0.0
062 E000000 0.0
062 F000000 0.0
062 G000000 0.0
PAGE 7
062 H000000 0.0
062 I000000 0.0
062 J000000 0.0
062 K000000 0.0
062 L000000 0.0
062 M000000 0.0
062 N000000 0.0
062 O000000 0.0
062 P000000 0.0
062 Q000000 0.0
062 R000000 0.0
063 A000000 0
063 B000000 0.0
066 A000000 Y
066 B000000 N
066 C000000 Y
066 D000000 N
066 E000000 N
066 F000000 N
066 G000000 N
067 000000 N
068 A000000 N
068 B000000 N
069 000000 N
070 A010000 Y
070 A020000 Y
070 B010000 Y
070 B020000 N
070 C010000 Y
070 C020000 N
070 D010000 Y
070 D020000 N
070 E010000 Y
070 E020000 N
070 F010000 Y
070 F020000 Y
070 G010000 Y
070 G020000 N
070 H010000 Y
070 H020000 N
070 I010000 Y
070 I020000 N
070 J010000 Y
070 J020000 Y
070 K010000 Y
070 K020000 Y
070 L010000 Y
070 L020000 Y
070 M010000 Y
070 M020000 Y
070 N010000 Y
PAGE 8
070 N020000 Y
070 O010000 Y
070 O020000 N
070 P010000 Y
070 P020000 N
070 Q010000 Y
070 Q020000 N
070 R010000 Y
070 R020000 N
071 A000000 8052912
071 B000000 8493006
071 C000000 12120280
071 D000000 66
072 A000000 12
072 B000000 452
072 C000000 74536
072 D000000 0
072 E000000 3927
072 F000000 26375
072 G000000 12639
072 H000000 0
072 I000000 9924
072 J000000 181
072 K000000 0
072 L000000 126
072 M000000 24
072 N000000 0
072 O000000 0
072 P000000 0
072 Q000000 0
072 R000000 43
072 S000000 0
072 T000000 2155
072 U000000 0
072 V000000 0
072 W000000 0
072 X000000 51467
072 Y000000 525
072 Z000000 27973
072AA000000 2259703
072BB000000 421664
072CC010000 0
072CC020000 885960
072DD010000 1971
072DD020000 14527
072EE000000 1209885
073 A010000 0.0400
073 A020000 0.2160
073 B000000 0.0000
073 C000000 0.0000
074 A000000 1205
PAGE 9
074 B000000 25600
074 C000000 9099
074 D000000 0
074 E000000 0
074 F000000 12014509
074 G000000 0
074 H000000 0
074 I000000 455159
074 J000000 106406
074 K000000 0
074 L000000 8898
074 M000000 0
074 N000000 12620876
074 O000000 115302
074 P000000 35248
074 Q000000 0
074 R010000 0
074 R020000 0
074 R030000 0
074 R040000 177656
074 S000000 0
074 T000000 12292670
074 U010000 43909
074 U020000 78237
074 V010000 105.28
074 V020000 98.03
074 W000000 0.0000
074 X000000 263937
074 Y000000 5199
075 A000000 0
075 B000000 12485583
076 000000 0.00
077 A000000 Y
077 B000000 Y
077 C000000 N
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 N
077 Q020000 N
077 Q030000 Y
PAGE 10
078 000000 N
080 A000000 ICI Mutual Insurance Company
080 B000000 N/A
080 C000000 400000
081 A000000 Y
081 B000000 226
082 A000000 N
082 B000000 0
083 A000000 N
083 B000000 0
084 A000000 N
084 B000000 0
085 A000000 Y
085 B000000 N
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
SIGNATURE JOSH DORRELL
TITLE MANAGER
EX-99.77B ACCT LTTR
2
b77Explorer103114.txt
PWC LETTER
Report of Independent Registered Public Accounting
Firm
To the Board of Trustees and the Shareholders of Vanguard
Explorer Fund
In planning and performing our audit of the financial statements
of Vanguard Explorer Fund (the ?Fund?) as of and for the year
ended October 31, 2014, in accordance with the standards of the
Public Company Accounting Oversight Board (United States), we
considered the Fund's internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the
requirements of Form N-SAR, but not for the purpose of
expressing an opinion on the effectiveness of the Fund's internal
control over financial reporting. Accordingly, we do not express
an opinion on the effectiveness of the Fund's internal control
over financial reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and
related costs of controls. A company?s internal control over
financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in
accordance with generally accepted accounting principles. A
company's internal control over financial reporting includes
those policies and procedures that (1) pertain to the maintenance
of records that, in reasonable detail, accurately and fairly reflect
the transactions and dispositions of the assets of the company;
(2) provide reasonable assurance that transactions are recorded
as necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and
that receipts and expenditures of the company are being made
only in accordance with authorizations of management and
trustees of the company; and (3) provide reasonable assurance
regarding prevention or timely detection of unauthorized
acquisition, use or disposition of a company?s assets that could
have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also,
projections of any evaluation of effectiveness to future periods
are subject to the risk that controls may become inadequate
because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow
management or employees, in the normal course of performing
their assigned functions, to prevent or detect misstatements on a
timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a
material misstatement of the Fund's annual or interim financial
statements will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control over financial reporting that might be material
weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted
no deficiencies in the Fund's internal control over financial
reporting and its operation, including controls over safeguarding
securities that we consider to be material weaknesses as defined
above as of October 31, 2014.
This report is intended solely for the information and use of
management and the Board of Trustees of Vanguard Explorer
Fund and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than
these specified parties.
/s/PricewaterhouseCoopers LLP
Philadelphia, Pennsylvania
December 16, 2014
2
2
EX-99
3
q77310-31-14.txt
SUPPLEMENTAL DATA
EXHIBIT 77Q3 TO FORM N-SAR
Registrant Name: Vanguard Explorer Fund
File Number: 811-1530
Registrant CIK Number: 0000034066
Items 72, 73 and 74
Because the electronic format for filing Form N-SAR does not provide
adequate space for responding to Items 72 through 74 completely, the Registrant
has set forth in their entirety the complete responses to the indicated Items or
Sub-Items below, in accordance with verbal instructions provided to the
Registrant by the staff of the Commission on September 20, 2002, and September
23, 2002.
Series 1 Identifier S000002578
Class 1 SEC Identifier C000007081
Class 2 SEC Identifier C000007082
Item 73
Distributions per share for which record date passed during the period:
B) 1. Distributions of capital gains $10.822
2. Distributions of capital gains from a second class of open-end
company shares $10.062