0001752724-21-034694.txt : 20210223
0001752724-21-034694.hdr.sgml : 20210223
20210223162846
ACCESSION NUMBER: 0001752724-21-034694
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210223
PERIOD START: 20201231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC
CENTRAL INDEX KEY: 0000033934
IRS NUMBER: 132727013
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-02363
FILM NUMBER: 21665932
BUSINESS ADDRESS:
STREET 1: 225 PICTORIA DRIVE, SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
BUSINESS PHONE: (513) 587-3400
MAIL ADDRESS:
STREET 1: 225 PICTORIA DRIVE, SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
FORMER COMPANY:
FORMER CONFORMED NAME: EIS FUND INC
DATE OF NAME CHANGE: 20020109
FORMER COMPANY:
FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC
DATE OF NAME CHANGE: 19920703
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000033934
XXXXXXXX
Cornerstone Total Return Fund, Inc.
811-02363
0000033934
5493000TUAHPA5P8NM98
225 Pictoria Drive
Suite 450
Cincinnati
45246
513-587-3400
Cornerstone Total Return Fund, Inc.
5493000TUAHPA5P8NM98
2020-12-31
2020-12-31
N
392738727.09
1365092.85
391373634.24
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0
N
Intercontinental Exchange Inc
5493000F4ZO33MV32P92
Intercontinental Exchange, Inc.
45866F104
13000.00000000
NS
USD
1498770.00000000
0.382951192639
Long
EC
CORP
US
N
1
N
N
N
The Home Depot, Inc.
QEKMOTMBBKA8I816DO57
Home Depot, Inc. (The)
437076102
12000.00000000
NS
USD
3187440.00000000
0.814423793822
Long
EC
CORP
US
N
1
N
N
N
Clough Global Opportunities Fund
549300DTG68UBCNCPY15
Clough Global Opportunities Fund
18914E106
76496.00000000
NS
USD
849870.56000000
0.217150693262
Long
EC
RF
US
N
1
N
N
N
Royce Micro-Cap Trust, Inc.
254900D3WFIV4SD8EF19
Royce Micro-Cap Trust, Inc.
780915104
200964.00000000
NS
USD
2033755.68000000
0.519645551481
Long
EC
RF
US
N
1
N
N
N
The Kroger Co.
6CPEOKI6OYJ13Q6O7870
Kroger Company (The)
501044101
20000.00000000
NS
USD
635200.00000000
0.162300151167
Long
EC
CORP
US
N
1
N
N
N
Accenture Plc
549300JY6CF6DO4YFQ03
Accenture plc Class A
G1151C101
7000.00000000
NS
USD
1828470.00000000
0.467192943017
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corporation
INR2EJN1ERAN0W5ZP974
Microsoft Corporation
594918104
147400.00000000
NS
USD
32784708.00000000
8.376831020736
Long
EC
CORP
US
N
1
N
N
N
Amgen Inc.
62QBXGPJ34PQ72Z12S66
Amgen, Inc.
031162100
13000.00000000
NS
USD
2988960.00000000
0.763710106789
Long
EC
CORP
US
N
1
N
N
N
Technology Select Sector SPDR Fund (The)
5493008JJKIPMEX3CO91
Technology Select Sector SPDR Fund (The)
81369Y803
44000.00000000
NS
USD
5720880.00000000
1.461743842583
Long
EC
RF
US
N
1
N
N
N
Texas Instruments Incorporated
WDJNR2L6D8RWOEB8T652
Texas Instruments, Inc.
882508104
10000.00000000
NS
USD
1641300.00000000
0.419369077630
Long
EC
CORP
US
N
1
N
N
N
SBA Communications Corporation
5299001HX8ZN8Y8QIT49
SBA Communications Corporation
78410G104
2000.00000000
NS
USD
564260.00000000
0.144174249523
Long
EC
CORP
US
N
1
N
N
N
Travelers Companies, Inc.
549300Y650407RU8B149
Travelers Companies, Inc. (The)
89417E109
5000.00000000
NS
USD
701850.00000000
0.179329913565
Long
EC
CORP
US
N
1
N
N
N
The Allstate Corporation
OBT0W1ED8G0NWVOLOJ77
Allstate Corporation (The)
020002101
8000.00000000
NS
USD
879440.00000000
0.224705990148
Long
EC
CORP
US
N
1
N
N
N
Nextera Energy Inc
549300WRTF5OXH23DG40
NextEra Energy, Inc.
65339F101
28000.00000000
NS
USD
2160200.00000000
0.551953379331
Long
EC
CORP
US
N
1
N
N
N
Freeport-McMoran, Inc.
549300IRDTHJQ1PVET45
Freeport-McMoran, Inc.
35671D857
30000.00000000
NS
USD
780600.00000000
0.199451350757
Long
EC
CORP
US
N
1
N
N
N
Wec Energy Group Incorporation
549300IGLYTZUK3PVP70
WEC Energy Group, Inc.
92939U106
7000.00000000
NS
USD
644210.00000000
0.164602299092
Long
EC
CORP
US
N
1
N
N
N
Agilent Technologies Inc.
QUIX8Y7A2WP0XRMW7G29
Agilent Technologies, Inc.
00846U101
7000.00000000
NS
USD
829430.00000000
0.211927919368
Long
EC
CORP
US
N
1
N
N
N
Lowes Companies, Inc.
WAFCR4OKGSC504WU3E95
Lowe's Companies, Inc.
548661107
294.00000000
NS
USD
47189.94000000
0.012057516365
Long
EC
CORP
US
N
1
N
N
N
Oracle Corporation
1Z4GXXU7ZHVWFCD8TV52
Oracle Corporation
68389X105
67000.00000000
NS
USD
4334230.00000000
1.107440466299
Long
EC
CORP
US
N
1
N
N
N
Idexx Laboratories
OGMTXK0LUU1HKV2P0J84
IDEXX Laboratories, Inc.
45168D104
2000.00000000
NS
USD
999740.00000000
0.255443880868
Long
EC
CORP
US
N
1
N
N
N
Regeneron Pharmaceuticals, Inc.
549300RCBFWIRX3HYQ56
Regeneron Pharmaceuticals, Inc.
75886F107
3000.00000000
NS
USD
1449330.00000000
0.370318762737
Long
EC
CORP
US
N
1
N
N
N
Northrop Grumman Corporation
RIMU48P07456QXSO0R61
Northrop Grumman Corporation
666807102
5000.00000000
NS
USD
1523600.00000000
0.389295513725
Long
EC
CORP
US
N
1
N
N
N
State Street Corporation
549300ZFEEJ2IP5VME73
State Street Corporation
857477103
9000.00000000
NS
USD
655020.00000000
0.167364365581
Long
EC
CORP
US
N
1
N
N
N
Netflix, Inc.
549300Y7VHGU0I7CE873
Netflix, Inc.
64110L106
11000.00000000
NS
USD
5948030.00000000
1.519783010306
Long
EC
CORP
US
N
1
N
N
N
Waste Management, Inc.
549300YX8JIID70NFS41
Waste Management, Inc.
94106L109
14000.00000000
NS
USD
1651020.00000000
0.421852637877
Long
EC
CORP
US
N
1
N
N
N
Calamos Long/Short Equity & Dynamic Income Trust
54930028TUOZZMUQBY94
Calamos Long Short Equity
12812C106
69497.00000000
NS
USD
1211332.71000000
0.309508000545
Long
EC
RF
US
N
1
N
N
N
eBay Inc.
OML71K8X303XQONU6T67
eBay, Inc.
278642103
16000.00000000
NS
USD
804000.00000000
0.205430292094
Long
EC
CORP
US
N
1
N
N
N
Macquarie Global Infastructure Total Return Fund Inc
NUJZT0OFFYGJKMCIDQ69
Macquarie Global Infastructure Total Return Fund Inc.
55608D101
111807.00000000
NS
USD
2268564.03000000
0.579641506614
Long
EC
RF
US
N
1
N
N
N
Eversource Energy
SJ7XXD41SQU3ZNWUJ746
Eversource Energy
30040W108
8000.00000000
NS
USD
692080.00000000
0.176833577801
Long
EC
CORP
US
N
1
N
N
N
Deere & Company
PWFTNG3EI0Y73OXWDH08
Deere & Company
244199105
6500.00000000
NS
USD
1748825.00000000
0.446842824094
Long
EC
CORP
US
N
1
N
N
N
The Central and Eastern Europe Fund, Inc.
549300TSXFIOF89ZI608
Central Europe Russia and Turkey Fund, Inc. (The)
153436100
21599.00000000
NS
USD
519887.93000000
0.132836728005
Long
EC
RF
US
N
1
N
N
N
Korea Fund Inc
549300M4Y1IG0WPTKC03
Korea Fund, Inc.
500634209
2000.00000000
NS
USD
80700.00000000
0.020619682303
Long
EC
RF
US
N
1
N
N
N
Aberdeen Emerging Markets Equity Income Fund, Inc.
549300MSYUW07RYUZD27
Aberdeen Emerging Markets Equity Income Fund, Inc.
00301W105
62421.00000000
NS
USD
509355.36000000
0.130145547742
Long
EC
RF
US
N
1
N
N
N
Public Service Enterprise Group Incorporated
PUSS41EMO3E6XXNV3U28
Public Service Enterprise Group, Inc.
744573106
11000.00000000
NS
USD
641300.00000000
0.163858764079
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
38000.00000000
NS
USD
2604140.00000000
0.665384627928
Long
EC
CORP
US
N
1
N
N
N
Merck & Co., Inc
4YV9Y5M8S0BRK1RP0397
Merck & Company, Inc.
58933Y105
53000.00000000
NS
USD
4335400.00000000
1.107739413366
Long
EC
CORP
US
N
1
N
N
N
Zoetis Inc.
549300HD9Q1LOC9KLJ48
Zoetis, Inc.
98978V103
12000.00000000
NS
USD
1986000.00000000
0.507443482710
Long
EC
CORP
US
N
1
N
N
N
United Parcel Service, Inc.
D01LMJZU09ULLNCY6Z23
United Parcel Service, Inc. Class B
911312106
28600.00000000
NS
USD
4816240.00000000
1.230598992533
Long
EC
CORP
US
N
1
N
N
N
Verisk Analytics, Inc.
549300I1YSWNIRKBWP67
Verisk Analytics, Inc.
92345Y106
4000.00000000
NS
USD
830360.00000000
0.212165543959
Long
EC
CORP
US
N
1
N
N
N
The Procter & Gamble Company
2572IBTT8CCZW6AU4141
Procter & Gamble Company (The)
742718109
71000.00000000
NS
USD
9878940.00000000
2.524171056945
Long
EC
CORP
US
N
1
N
N
N
Nvidia Corp
549300S4KLFTLO7GSQ80
Nvidia Corp
67066G104
14000.00000000
NS
USD
7310800.00000000
1.867984800303
Long
EC
CORP
US
N
1
N
N
N
Newmont Corporation
549300VSP3RIX7FGDZ51
Newmont Corporation
651639106
18000.00000000
NS
USD
1078020.00000000
0.275445228213
Long
EC
CORP
US
N
1
N
N
N
Sprott Focus Trust Inc
549300ZO564XGNG81814
Sprott Focus Trust, Inc.
85208J109
101589.00000000
NS
USD
700964.10000000
0.179103556978
Long
EC
RF
US
N
1
N
N
N
Humana Inc.
529900YLDW34GJAO4J06
Humana, Inc.
444859102
3000.00000000
NS
USD
1230810.00000000
0.314484649020
Long
EC
CORP
US
N
1
N
N
N
Hormel Foods Corp
MSD54751OJP1FS2ND863
Hormel Foods Corporation
440452100
14000.00000000
NS
USD
652540.00000000
0.166730700004
Long
EC
CORP
US
N
1
N
N
N
Southern Company
549300FC3G3YU2FBZD92
Southern Company (The)
842587107
12000.00000000
NS
USD
737160.00000000
0.188351982736
Long
EC
CORP
US
N
1
N
N
N
Lockheed Martin Corporation
DPRBOZP0K5RM2YE8UU08
Lockheed Martin Corporation
539830109
10000.00000000
NS
USD
3549800.00000000
0.907010511041
Long
EC
CORP
US
N
1
N
N
N
DexCom Inc
549300YSK3QDSFR5EU59
DexCom, Inc.
252131107
2000.00000000
NS
USD
739440.00000000
0.188934546251
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley India Investments Fund, Inc
5LQ8NRKQLK2XRS19BS65
Morgan Stanley India Investments Fund, Inc.
61745C105
116111.00000000
NS
USD
2462714.31000000
0.629248905533
Long
EC
RF
US
N
1
N
N
N
JPMorgan Chase & Co.
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Company
46625H100
67000.00000000
NS
USD
8513690.00000000
2.175335601370
Long
EC
CORP
US
N
1
N
N
N
LMP Captial and Income Fund, Inc.
549300YJH1GYGXCCQ467
LMP Captial and Income Fund, Inc.
50208A102
177827.00000000
NS
USD
2071684.55000000
0.529336768947
Long
EC
RF
US
N
1
N
N
N
Cintas Corporation
549300QVUQTTKMTE0G41
Cintas Corporation
172908105
3000.00000000
NS
USD
1060380.00000000
0.270938026282
Long
EC
CORP
US
N
1
N
N
N
McCormick & Company, Incorporated
549300JQQA6MQ4OJP259
McCormick & Company, Inc. Non-Voting Shares
579780206
6000.00000000
NS
USD
573600.00000000
0.146560715852
Long
EC
CORP
US
N
1
N
N
N
Nuveen Real Estate Income Fund, Inc.
LXJVVL0330BRT3R7PH61
Nuveen Real Estate Income Fund
67071B108
199929.00000000
NS
USD
1687400.76000000
0.431148297272
Long
EC
RF
US
N
1
N
N
N
Emerson Electric Co.
FGLT0EWZSUIRRITFOA30
Emerson Electric Co.
291011104
14000.00000000
NS
USD
1125180.00000000
0.287495094600
Long
EC
CORP
US
N
1
N
N
N
Activision Blizzard, Inc.
549300TPQQDBP9GNOF40
Activision Blizzard, Inc.
00507V109
18000.00000000
NS
USD
1671300.00000000
0.427034387036
Long
EC
CORP
US
N
1
N
N
N
The Sherwin-Williams Company
Z15BMIOX8DDH0X2OBP21
Sherwin-Williams Company (The)
824348106
2000.00000000
NS
USD
1469820.00000000
0.375554169062
Long
EC
CORP
US
N
1
N
N
N
Norfolk Southern Corporation
54930036C8MWP850MI84
Norfolk Southern Corporation
655844108
3000.00000000
NS
USD
712830.00000000
0.182135416808
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc.
5493006MHB84DD0ZWV18
Alphabet, Inc. Class C
02079K107
7000.00000000
NS
USD
12263160.00000000
3.133363856718
Long
EC
CORP
US
N
1
N
N
N
American Water Works Company, Inc.
549300DXHIJQMD5WFW18
American Water Works Company, Inc.
030420103
5000.00000000
NS
USD
767350.00000000
0.196065839102
Long
EC
CORP
US
N
1
N
N
N
Fastenal
529900PP0C7H2HHPSJ32
Fastenal Company
311900104
14000.00000000
NS
USD
683620.00000000
0.174671960549
Long
EC
CORP
US
N
1
N
N
N
Dominion Energy Inc
ILUL7B6Z54MRYCF6H308
Dominion Energy, Inc.
25746U109
10000.00000000
NS
USD
752000.00000000
0.192143755789
Long
EC
CORP
US
N
1
N
N
N
General American Investors Company, Inc.
254900MHIF9G7IS1T951
General American Investors Company, Inc.
368802104
192262.00000000
NS
USD
7150223.78000000
1.826955919982
Long
EC
RF
US
N
1
N
N
N
Facebook, Inc.
BQ4BKCS1HXDV9HN80Z93
Facebook, Inc. Class A
30303M102
53000.00000000
NS
USD
14477480.00000000
3.699145454218
Long
EC
CORP
US
N
1
N
N
N
AbbVie Inc.
FR5LCKFTG8054YNNRU85
AbbVie, Inc.
00287Y109
44000.00000000
NS
USD
4714600.00000000
1.204628924264
Long
EC
CORP
US
N
1
N
N
N
Aberdeen Global Dynamic Dividend Fd
254900D48NKNOGZ95B43
Aberdeen Global Dynamic Dividend Fund
00302M106
32125.00000000
NS
USD
335385.00000000
0.085694326510
Long
EC
RF
US
N
1
N
N
N
Dollar General Corporation
OPX52SQVOZI8IVSWYU66
Dollar General Corporation
256677105
7000.00000000
NS
USD
1472100.00000000
0.376136732577
Long
EC
CORP
US
N
1
N
N
N
Cigna Corporation
549300VIWYMSIGT1U456
Cigna Corporation
125523100
9000.00000000
NS
USD
1873620.00000000
0.478729233674
Long
EC
CORP
US
N
1
N
N
N
Voya Global Equity Dividend & Premium Opp Fund
549300YJVN8KX08ZHI42
Voya Global Equity Dividend & Premium Opp Fund Y FUND
92912T100
163753.00000000
NS
USD
854790.66000000
0.218407829556
Long
EC
RF
US
N
1
N
N
N
Air Products & Chemicals, Inc.
7QEON6Y1RL5XR3R1W237
Air Products & Chemicals, Inc.
009158106
4000.00000000
NS
USD
1092880.00000000
0.279242111472
Long
EC
CORP
US
N
1
N
N
N
Charter Communications, Inc.
0J0XRGZE3PBRFEZ7MV65
Charter Communications, Inc. Class A
16119P108
5300.00000000
NS
USD
3506215.00000000
0.895874094024
Long
EC
CORP
US
N
1
N
N
N
General Mills, Inc.
2TGYMUGI08PO8X8L6150
General Mills, Inc.
370334104
15000.00000000
NS
USD
882000.00000000
0.225360096551
Long
EC
CORP
US
N
1
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
57000.00000000
NS
USD
8970660.00000000
2.292096149353
Long
EC
CORP
US
N
1
N
N
N
Roper Technologies Inc
54930003T4SXCIWVXY35
Roper Technologies, Inc.
776696106
2500.00000000
NS
USD
1077725.00000000
0.275369852671
Long
EC
CORP
US
N
1
N
N
N
Gilead Sciences, Inc.
549300WTZWR07K8MNV44
Gilead Sciences, Inc.
375558103
31000.00000000
NS
USD
1806060.00000000
0.461466956890
Long
EC
CORP
US
N
1
N
N
N
Intel Corporation
KNX4USFCNGPY45LOCE31
Intel Corporation
458140100
43000.00000000
NS
USD
2142260.00000000
0.547369524306
Long
EC
CORP
US
N
1
N
N
N
Tesla Inc
54930043XZGB27CTOV49
Tesla, Inc.
88160R101
8000.00000000
NS
USD
5645360.00000000
1.442447703704
Long
EC
CORP
US
N
1
N
N
N
Marsh & McLennan Companies, Inc.
549300XMP3KDCKJXIU47
Marsh & McLennan Companies, Inc.
571748102
12000.00000000
NS
USD
1404000.00000000
0.358736480224
Long
EC
CORP
US
N
1
N
N
N
Gabelli Global Small and Mid Cap Value Trust
54930027RS7HE8UD3187
Gabelli Global Small and Mid Cap Value Trust (The)
36249W104
57914.00000000
NS
USD
755777.70000000
0.193108997101
Long
EC
RF
US
N
1
N
N
N
S&P Global, Inc.
Y6X4K52KMJMZE7I7MY94
S&P Global, Inc.
78409V104
8000.00000000
NS
USD
2629840.00000000
0.671951242987
Long
EC
CORP
US
N
1
N
N
N
Stryker Corporation
5493002F0SC4JTBU5137
Stryker Corporation
863667101
8000.00000000
NS
USD
1960320.00000000
0.500881977859
Long
EC
CORP
US
N
1
N
N
N
McKesson Corporation
549300WZWOM80UCFSF54
McKesson Corporation
58155Q103
4000.00000000
NS
USD
695680.00000000
0.177753414930
Long
EC
CORP
US
N
1
N
N
N
Adobe Inc
FU4LY2G4933NH2E1CP29
Adobe, Inc.
00724F101
11000.00000000
NS
USD
5501320.00000000
1.405643998140
Long
EC
CORP
US
N
1
N
N
N
Centene Corporation
549300Z7JJ4TQSQGT333
Centene Corporation
15135B101
14000.00000000
NS
USD
840420.00000000
0.214735977713
Long
EC
CORP
US
N
1
N
N
N
The Progressive Corporation
529900TACNVLY9DCR586
Progressive Corporation (The)
743315103
14000.00000000
NS
USD
1384320.00000000
0.353708037254
Long
EC
CORP
US
N
1
N
N
N
FiServ Inc.
GI7UBEJLXYLGR2C7GV83
Fiserv, Inc.
337738108
16000.00000000
NS
USD
1821760.00000000
0.465478468813
Long
EC
CORP
US
N
1
N
N
N
MasterCard Incorporated
AR5L2ODV9HN37376R084
Mastercard, Inc. Class A
57636Q104
10000.00000000
NS
USD
3569400.00000000
0.912018513186
Long
EC
CORP
US
N
1
N
N
N
Zimmer Biomet Holdings Inc
2P2YLDVPES3BXQ1FRB91
Zimmer Biomet Holdings, Inc.
98956P102
4000.00000000
NS
USD
616360.00000000
0.157486336859
Long
EC
CORP
US
N
1
N
N
N
Nuveen Real Asset Income & Growth Fund
RQLXTE3CBG56EZF1BQ60
Nuveen Real Asset Income and Growth Fund
67074Y105
247909.00000000
NS
USD
3336855.14000000
0.852600903093
Long
EC
RF
US
N
1
N
N
N
Ball Corporation
0BGI85ALH27ZJP15DY16
Ball Corporation
058498106
7000.00000000
NS
USD
652260.00000000
0.166659157116
Long
EC
CORP
US
N
1
N
N
N
Eaton Corporation Plc
549300VDIGTMXUNT7H71
Eaton Corporation plc
G29183103
9000.00000000
NS
USD
1081260.00000000
0.276273081629
Long
EC
CORP
US
N
1
N
N
N
Voya Global Advantage and Premium Opportunity Fund
549300P8MCGWLP88NI42
Voya Global Advantage and Premium Opportunity Fund
92912R104
14000.00000000
NS
USD
122500.00000000
0.031300013409
Long
EC
RF
US
N
1
N
N
N
Vertex Pharmaceuticals Incorporated
54930015RAQRRZ5ZGJ91
Vertex Pharmaceuticals, Inc.
92532F100
7000.00000000
NS
USD
1654380.00000000
0.422711152531
Long
EC
CORP
US
N
1
N
N
N
Truist Financial Corporation
549300DRQQI75D2JP341
Truist Financial Corporation
89832Q109
32000.00000000
NS
USD
1533760.00000000
0.391891498510
Long
EC
CORP
US
N
1
N
N
N
Honeywell International Inc.
ISRPG12PN4EIEOEMW547
Honeywell International, Inc.
438516106
15000.00000000
NS
USD
3190500.00000000
0.815205655382
Long
EC
CORP
US
N
1
N
N
N
Aon plc
VVT2B79I2Z4U3R6BY589
Aon plc
G0403H108
5000.00000000
NS
USD
1056350.00000000
0.269908319718
Long
EC
CORP
US
N
1
N
N
N
CSX Corporation
549300JVQR4N1MMP3Q88
CSX Corporation
126408103
8000.00000000
NS
USD
726000.00000000
0.185500487637
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corporation
549300LMMRSZZCZ8CL11
Union Pacific Corporation
907818108
14000.00000000
NS
USD
2915080.00000000
0.744833004824
Long
EC
CORP
US
N
1
N
N
N
Automatic Data Processing, Inc.
HGBOLILQXWER4SAL2I23
Automatic Data Processing, Inc.
053015103
5000.00000000
NS
USD
881000.00000000
0.225104586237
Long
EC
CORP
US
N
1
N
N
N
Goldman Sachs MLP Energy Fund
5493002N1D5YCVFNA222
Goldman Sachs MLP Energy Fund
38148G206
97233.00000000
NS
USD
740915.46000000
0.189311541498
Long
EC
RF
US
N
1
N
N
N
CVS Health Corp
549300EJG376EN5NQE29
CVS Health Corporation
126650100
32000.00000000
NS
USD
2185600.00000000
0.558443341295
Long
EC
CORP
US
N
1
N
N
N
Fidelity Institutional Cash Portfolio
549300SHPEJB1OPRCV46
Fidelity Institutional Cash Portfolio
316175108
5289001.00000000
PA
USD
5289001.00000000
1.351394303878
Long
STIV
RF
US
N
1
N
N
N
Royce Global Value Trust
254900MA25TE88EMIP63
Royce Global Value Trust
78081T104
40000.00000000
NS
USD
534400.00000000
0.136544711561
Long
EC
RF
US
N
1
N
N
N
BlackRock, Inc.
549300LRIF3NWCU26A80
BlackRock, Inc.
09247X101
4000.00000000
NS
USD
2886160.00000000
0.737443646556
Long
EC
CORP
US
N
1
N
N
N
Blackrock Res & Commdities Strgy Tr
GG70RT52UUBWY2PJSI68
Blackrock Resources Fund, Inc.
09257A108
572355.00000000
NS
USD
4241150.55000000
1.083657706844
Long
EC
RF
US
N
1
N
N
N
Autodesk Inc
FRKKVKAIQEF3FCSTPG55
Autodesk, Inc.
052769106
5000.00000000
NS
USD
1526700.00000000
0.390087595697
Long
EC
CORP
US
N
1
N
N
N
Adams Diversified Equity Fund Inc
5493005W7G81BNPP7M23
Adams Diversified Equity Fund, Inc.
006212104
383748.00000000
NS
USD
6635002.92000000
1.695311676496
Long
EC
RF
US
N
1
N
N
N
Aberdeen Japan Equity Fund Inc
549300TENE1BGI09O157
Aberdeen Japan Equity Fund, Inc.
00306J109
5600.00000000
NS
USD
52920.00000000
0.013521605793
Long
EC
RF
US
N
1
N
N
N
Eli Lilly and Company
FRDRIPF3EKNDJ2CQJL29
Eli Lilly & Company
532457108
4000.00000000
NS
USD
675360.00000000
0.172561445359
Long
EC
CORP
US
N
1
N
N
N
Voya Infastructure, Industrials and Materials Fund
CDDOXZNDBE7I8PJXIJ33
Voya Infastructure, Industrials and Materials Fund
92912X101
4481.00000000
NS
USD
46154.30000000
0.011792899664
Long
EC
RF
US
N
1
N
N
N
Amazon.com, Inc.
ZXTILKJKG63JELOEG630
Amazon.com, Inc.
023135106
10700.00000000
NS
USD
34849151.00000000
8.904317498973
Long
EC
CORP
US
N
1
N
N
N
First Trust/Dynamic Europe Equity Income Fund
549300YG1NBZKURU8L08
First Trust/Dynamic Europe Equity Income Fund
33740D107
136195.00000000
NS
USD
1607101.00000000
0.410630880417
Long
EC
RF
US
N
1
N
N
N
CBRE Clarion Global Real Estate Income Fund
549300HYEBBK5ZZO6F11
CBRE Clarion Global Real Estate Income Fund
12504G100
787115.00000000
NS
USD
5415351.20000000
1.383678083097
Long
EC
RF
US
N
1
N
N
N
Gamco Natural Resources, Gold & Income Trust
23EBEGZ81713Q1VCP222
Gamco Natural Resources, Gold & Income Trust GABELLI
36465E101
11200.00000000
NS
USD
57232.00000000
0.014623366265
Long
EC
RF
US
N
1
N
N
N
Target Corporation
8WDDFXB5T1Z6J0XC1L66
Target Corporation
87612E106
12000.00000000
NS
USD
2118360.00000000
0.541262827812
Long
EC
CORP
US
N
1
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
Thermo Fisher Scientific, Inc.
883556102
10000.00000000
NS
USD
4657800.00000000
1.190115938454
Long
EC
CORP
US
N
1
N
N
N
Sempra Energy
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851109
7000.00000000
NS
USD
891870.00000000
0.227881983346
Long
EC
CORP
US
N
1
N
N
N
Electronic Arts Inc.
549300O7A67PUEYKDL45
Electronic Arts, Inc.
285512109
7000.00000000
NS
USD
1005200.00000000
0.256838967180
Long
EC
CORP
US
N
1
N
N
N
Republic Services, Inc.
NKNQHM6BLECKVOQP7O46
Republic Services, Inc.
760759100
10000.00000000
NS
USD
963000.00000000
0.246056431948
Long
EC
CORP
US
N
1
N
N
N
Pepsico Inc
FJSUNZKFNQ5YPJ5OT455
PepsiCo, Inc.
713448108
15000.00000000
NS
USD
2224500.00000000
0.568382692492
Long
EC
CORP
US
N
1
N
N
N
PNC Financial Services Group Inc
CFGNEKW0P8842LEUIA51
PNC Financial Services Group, Inc. (The)
693475105
8000.00000000
NS
USD
1192000.00000000
0.304568293752
Long
EC
CORP
US
N
1
N
N
N
Aflac Incorporated
549300N0B7DOGLXWPP39
Aflac, Inc.
001055102
16000.00000000
NS
USD
711520.00000000
0.181800698297
Long
EC
CORP
US
N
1
N
N
N
Edwards Lifesciences Corporation
YA13X31F3V31L8TMPR58
Edwards Lifesciences Corporation
28176E108
13000.00000000
NS
USD
1185990.00000000
0.303032676767
Long
EC
CORP
US
N
1
N
N
N
Clough Global Equity Fund
549300SI1THLT6A9J147
Clough Global Equity Fund
18914C100
79279.00000000
NS
USD
1087707.88000000
0.277920581469
Long
EC
RF
US
N
1
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
40000.00000000
NS
USD
4379600.00000000
1.119032969225
Long
EC
CORP
US
N
1
N
N
N
FedEx Corporation
549300E707U7WNPZN687
FedEx Corporation
31428X106
5000.00000000
NS
USD
1298100.00000000
0.331677938019
Long
EC
CORP
US
N
1
N
N
N
Allianzgi Dividend, Interest & Premium Strategy Fund
549300535GECAFITZP67
Allianzgi Dividend, Interest & Premium Strategy Fund
01883A107
59310.00000000
NS
USD
798312.60000000
0.203977102737
Long
EC
RF
US
N
1
N
N
N
Xcel Energy Inc
LGJNMI9GH8XIDG5RCM61
Xcel Energy, Inc.
98389B100
14000.00000000
NS
USD
933380.00000000
0.238488216461
Long
EC
CORP
US
N
1
N
N
N
The Clorox Company
54930044KVSC06Z79I06
Clorox Company (The)
189054109
3000.00000000
NS
USD
605760.00000000
0.154777927536
Long
EC
CORP
US
N
1
N
N
N
General Dynamics Corporation
9C1X8XOOTYY2FNYTVH06
General Dynamics Corporation
369550108
7000.00000000
NS
USD
1041740.00000000
0.266175314037
Long
EC
CORP
US
N
1
N
N
N
Aberdeen Total Dynamic Dividend Fund
254900D48NKNOGZ95B43
Aberdeen Total Dynamic Dividend Fund
00326L100
28000.00000000
NS
USD
247800.00000000
0.063315455697
Long
EC
RF
US
N
1
N
N
N
Swiss Helvetia Fd
549300HQZ0XPGTS5Q724
Swiss Helvetia Fund, Inc. (The)
870875101
47409.00000000
NS
USD
423836.46000000
0.108294586788
Long
EC
RF
US
N
1
N
N
N
Apple Inc.
HWUPKR0MPOU8FGXBT394
Apple, Inc.
037833100
196000.00000000
NS
USD
26007240.00000000
6.645118046979
Long
EC
CORP
US
N
1
N
N
N
Colgate-Palmolive Company
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Company
194162103
20000.00000000
NS
USD
1710200.00000000
0.436973738233
Long
EC
CORP
US
N
1
N
N
N
Mexico Equity & Income Fund, Inc.
549300Q0OD8MQEFTBY23
Mexico Equity & Income Fund, Inc.
592834105
6368.00000000
NS
USD
62024.32000000
0.015847853450
Long
EC
RF
US
N
1
N
N
N
Moodys Corp
549300GCEDD8YCF5WU84
Moody's Corporation
615369105
5000.00000000
NS
USD
1451200.00000000
0.370796567024
Long
EC
CORP
US
N
1
N
N
N
Aberdeen Global Premier Properties Fund
2549006N165AK05LKM02
Aberdeen Global Premier Properties Fund
00302L108
164403.00000000
NS
USD
864759.78000000
0.220955042533
Long
EC
RF
US
N
1
N
N
N
Visa Inc
549300JZ4OKEHW3DPJ59
Visa, Inc. Class A
92826C839
20000.00000000
NS
USD
4374600.00000000
1.117755417657
Long
EC
CORP
US
N
1
N
N
N
GDL Fund (The)
5493000XKGL8ZPN99479
GDL Fund (The)
361570104
154181.00000000
NS
USD
1344458.32000000
0.343522966898
Long
EC
RF
US
N
1
N
N
N
Costco Wholesale Corporation
29DX7H14B9S6O3FD6V18
Costco Wholesale Corporation
22160K105
14000.00000000
NS
USD
5274920.00000000
1.347796463152
Long
EC
CORP
US
N
1
N
N
N
Nuveen Tax-Advantage Dividend Growth Fund
P8A4JDNIPXCEKEVC8W52
Nuveen Tax-Advantage Dividend Growth Fund
67073G105
94045.00000000
NS
USD
1337319.90000000
0.341699026966
Long
EC
RF
US
N
1
N
N
N
Gabelli Healthcare & Wellness Trust
549300XULWZNLHFTG832
Gabelli Healthcare and Wellness Rx Turst
36246K103
110382.00000000
NS
USD
1319064.90000000
0.337034686192
Long
EC
RF
US
N
1
N
N
N
2021-02-23
Susan Conti
Susan Conti
Susan Conti
Senior Fund Accounting Manager