0001398344-21-012080.txt : 20210526 0001398344-21-012080.hdr.sgml : 20210526 20210526150854 ACCESSION NUMBER: 0001398344-21-012080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210525 FILED AS OF DATE: 20210526 DATE AS OF CHANGE: 20210526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILCOX GLENN W SR CENTRAL INDEX KEY: 0001221668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02363 FILM NUMBER: 21965290 MAIL ADDRESS: STREET 1: ONE WEST PACK SQUARE SUITE 1700 CITY: ASHEVILLE STATE: NC ZIP: 28801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000033934 IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: (513) 587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 FORMER COMPANY: FORMER CONFORMED NAME: EIS FUND INC DATE OF NAME CHANGE: 20020109 FORMER COMPANY: FORMER CONFORMED NAME: EXCELSIOR INCOME SHARES INC DATE OF NAME CHANGE: 19920703 4 1 fp0065810_4.xml X0306 4 2021-05-25 0 0000033934 CORNERSTONE TOTAL RETURN FUND INC CRF 0001221668 WILCOX GLENN W SR 418 VANDERBILT ROAD ASHEVILLE NC 28803 1 0 0 0 Common Stock 2021-05-25 4 M 0 2097 10.23 A 8097 D Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. /s/ Glenn W. Wilcox, Sr. 2021-05-26