0000922423-01-500844.txt : 20011010
0000922423-01-500844.hdr.sgml : 20011010
ACCESSION NUMBER: 0000922423-01-500844
CONFORMED SUBMISSION TYPE: DEFA14A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011004
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXCELSIOR INCOME SHARES INC
CENTRAL INDEX KEY: 0000033934
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 132727013
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: DEFA14A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-02363
FILM NUMBER: 1752136
BUSINESS ADDRESS:
STREET 1: 114 W 47TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2128523732
DEFA14A
1
kl10009_defa14a.txt
DEFINITIVE ADDITIONAL MATERIALS
SCHEDULE 14A
(RULE 14A-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(A) of the
Securities Exchange Act of 1934
Filed by the Registrant |X|
Filed by a Party other than the Registrant |_|
Check the appropriate box:
|_| Preliminary Proxy Statement
|_| Confidential, for Use of the Commission Only (as permitted by
Rule 14a-6(e)(2))
|_| Definitive Proxy Statement
|X| Definitive Additional Materials
|_| Soliciting Material Pursuant toss.240.14a-12
EXCELSIOR INCOME SHARES, INC.
-----------------------------
(Name of Registrant as Specified In Its Charter)
-------------------------------------------------------------------------
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
|X| No fee required.
|_| Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
(1) Title of each class of securities to which transaction applies:
Common Stock, par value $.01 per share
(2) Aggregate number of securities to which transaction applies:
(3) Per unit price or other underlying value of transaction computed pursuant
to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is
calculated and state how it was determined):
(4) Proposed maximum aggregate value of transaction:
(5) Total fee paid:
|_| Fee paid previously with preliminary materials.
|_| Check box if any part of the fee is offset as provided by Exchange Act Rule
0-11(a)(2) and identify the filing for which the offsetting fee was paid
previously. Identify the previous filing by registration statement number,
or the Form or Schedule and the date of its filing.
(1) Amount Previously Paid:
(2) Form, Schedule or Registration Statement No.:
(3) Filing Party:
(4) Date Filed:
[LOGO]
EXCELSIOR INCOME SHARES, INC.
D/B/A EIS FUND
114 West 47th Street
New York, NY 10036
10/3/01
Dear Shareholder:
Enclosed is a reprint of a recent Investment News article about Ralph Bradshaw.
Mr. Bradshaw, who owns 501 shares of EIS Fund, has been soliciting the
shareholders of our Fund to vote on a green proxy card for a dissident slate he
has chosen. Our Board of Directors has repeatedly expressed its concern
regarding Mr. Bradshaw's motives and its doubts about his ability to
successfully run your Fund. We believe that the information contained in the
enclosed article provides further justification for and clarifies the basis of
these concerns.
The Board continues to urge all shareholders to discard Bradshaw's proxy card
and vote on the WHITE proxy card for the current board.
If you need assistance, or have any questions regarding the proposals or how to
vote your shares, please call EIS Fund at 1-800-840-1208 or Georgeson
Shareholder Communications, Inc., the Fund's proxy solicitor, at 1-800-223-2064.
Thank you.
Your Board of Directors