Form X-17A-5 - FOCUS Report:
SEC Accession No. 0000033738-21-000004
Filing Date
2021-03-01
Accepted
2021-03-01 16:44:39
Documents
14
Period of Report
2020-12-31
Effectiveness Date
2021-03-01

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2227
2 ey-compliance-2020.pdf COMPL RPT 427533
3 oath-2020.pdf OTHER 774860
4 bs-2020.pdf STMT FIN COND 324456
5 ey-ic-opinion-2020.pdf ACCT RPT COMPL RPT 635063
6 net-cap-2020.pdf COMP NET CAP 408391
7 reserve-2020.pdf COMP RESERV REQ 437255
8 equity-2020.pdf STMT CHG SH EQY 222487
9 subdebt-2020.pdf STMT CHG SUB LIABS 190569
10 cf-2020.pdf STMT CASH FLOW 307246
11 pnl-2020.pdf STMT INCOME 313678
12 possession-2020.pdf INFO POS CTRL REQ 299808
13 ey-opinion-123120.pdf ACCT RPT FIN RPT 581504
14 casnotes-2020.pdf STMT FIN COND NOTES 2102774
  Complete submission text file 0000033738-21-000004.txt   9095816
Mailing Address 1301 AVENUE OF THE AMERICAS - 13TH FLOOR NEW YORK NY 10019
Business Address 1301 AVENUE OF THE AMERICAS - 13TH FLOOR NEW YORK NY 10019 212-261-3878
CREDIT AGRICOLE SECURITIES (USA) INC. (Filer) CIK: 0000033738 (see all company filings)

EIN.: 132602298 | State of Incorp.: NY | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-13753 | Film No.: 21698649