-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HgqHoVKEfJpj7bfx7ra2NLOpnJLiilKjvsQNQs6THioRgVC5ZHmI917VZHHd6dAK sL0cav4dDIe51wlMibOoPQ== 0000950168-02-002301.txt : 20020813 0000950168-02-002301.hdr.sgml : 20020813 20020813162012 ACCESSION NUMBER: 0000950168-02-002301 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020813 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IKON OFFICE SOLUTIONS INC CENTRAL INDEX KEY: 0000003370 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 230334400 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-05964 FILM NUMBER: 02729974 BUSINESS ADDRESS: STREET 1: PO BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6102968000 MAIL ADDRESS: STREET 1: PO BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: ALCO CHEMICAL CORP DATE OF NAME CHANGE: 19680218 FORMER COMPANY: FORMER CONFORMED NAME: ALCO STANDARD CORP DATE OF NAME CHANGE: 19920703 8-K 1 d8k.txt FORM 8-K IKON OFFICE SOLUTIONS, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 13, 2002 IKON Office Solutions, Inc. (Exact name of registrant as specified in its charter) ------------------------------------------------------ OHIO File No. 1-5964 23-0334400 - --------------- ------------------ -------------- (State or other (Commission File (IRS Employer jurisdiction of Number) Identification incorporation) Number) P.O. Box 834, Valley Forge, Pennsylvania 19482 ---------------------------------------- ----- Registrant's telephone number, including area code: (610) 296-8000 -------------- Not Applicable -------------------------------------------------- (Former name or former address, if changed since last report) Item 9. Regulation FD Disclosure On August 13, 2002, James J. Forese, Chief Executive Officer of IKON Office Solutions, Inc. ("IKON"), and William S. Urkiel, Chief Financial Officer of IKON, each filed with the Securities and Exchange Commission a statement under oath regarding facts and circumstances relating to the accuracy of IKON's financial statements and each of their review with the Audit Committee of the Board of Directors of IKON, as required by the Securities and Exchange Commission's "Order Requiring the Filing of Sworn Statements Pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934" (File No. 4-460, June 27, 2002). Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. c. The following exhibits are furnished in accordance with the provisions of Item 601 of Regulation S-K: (99.1) Statement Under Oath of James J. Forese, Chief Executive Officer of IKON Office Solutions, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings. (99.2) Statement Under Oath of William S. Urkiel, Chief Financial Officer of IKON Office Solutions, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. IKON OFFICE SOLUTIONS, INC. By: /s/ WILLIAM S. URKIEL ---------------------------------- William S. Urkiel Senior Vice President and Chief Financial Officer Dated: August 13, 2002 Exhibit Index Exhibit Number Description - -------------- ----------- 99.1 Statement Under Oath of James J. Forese, Chief Executive Officer, IKON Office Solutions, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 Statement Under Oath of William S. Urkiel, Chief Financial Officer, IKON Office Solutions, Inc., Regarding Facts and Circumstances Relating to Exchange Act Filings. EX-99.1 3 dex991.txt STATEMENT UNDER OATH OF JAMES J. FORESE Exhibit 99.1 STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, James J. Forese, Chief Executive Officer, state and attest that: 1) To the best of my knowledge, based upon a review of the covered reports of IKON Office Solutions, Inc., and, except as corrected or supplemented in a subsequent covered report: . No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and . No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); 2) I have reviewed the contents of this statement with IKON Office Solutions' Audit Committee. 3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": . Annual Report filed on Form 10-K for the Fiscal Year Ended September 30, 2001 of IKON Office Solutions; . All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of IKON Office Solutions, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and . Any amendments to any of the foregoing. Subscribed and sworn to /s/ JAMES J. FORESE before me this 13/th/ day ------------------- of August, 2002. James J. Forese August 13, 2002 /s/ MICHELE G. MCDEVITT ----------------------- Notary Public My Commission Expires: May 30, 2005 EX-99.2 4 dex992.txt STATEMENT UNDER OATH OF WILLIAM S. URKIEL Exhibit 99.2 STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, William S. Urkiel, Chief Financial Officer, state and attest that: 1) To the best of my knowledge, based upon a review of the covered reports of IKON Office Solutions, Inc., and, except as corrected or supplemented in a subsequent covered report: . No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and . No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); 2) I have reviewed the contents of this statement with IKON Office Solutions' Audit Committee. 3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": . Annual Report filed on Form 10-K for the Fiscal Year Ended September 30, 2001 of IKON Office Solutions; . All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of IKON Office Solutions, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and . Any amendments to any of the foregoing. Subscribed and Sworn to /s/ WILLIAM S. URKIEL before me this 13/th/ day of --------------------- August, 2002. William S. Urkiel August 13, 2002 /s/ MICHELE G. MCDEVITT ----------------------- Notary Public My Commission Expires: May 30, 2005 -----END PRIVACY-ENHANCED MESSAGE-----