-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, mjQ+liJ4hzFdPgK+5I76sRKvJjbjHwu2GowrpjMkUpE5gJNAk+o8NAfuMDp+pTCi WZwiikasG19YxUGjaTWyoA== 0000950109-94-002223.txt : 19941201 0000950109-94-002223.hdr.sgml : 19941201 ACCESSION NUMBER: 0000950109-94-002223 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19940930 FILED AS OF DATE: 19941130 SROS: CSE SROS: NYSE SROS: PHLX FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALCO STANDARD CORP CENTRAL INDEX KEY: 0000003370 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PAPER AND PAPER PRODUCTS [5110] IRS NUMBER: 230334400 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-05964 FILM NUMBER: 94562766 BUSINESS ADDRESS: STREET 1: P O BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 2152968000 MAIL ADDRESS: STREET 1: BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: ALCO CHEMICAL CORP DATE OF NAME CHANGE: 19680218 10-K/A 1 FORM 10-K/A AS FILED WITH THE COMMISSION ON NOVEMBER 30, 1994 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A AMENDMENT TO APPLICATION OR REPORT (PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934) COMMISSION FILE NUMBER 1-5964 ALCO STANDARD CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) OHIO 23-0334400 (STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER IDENTIFICATION NO.) INCORPORATION OR ORGANIZATION) BOX 834, VALLEY FORGE, PENNSYLVANIA 19482 (ADDRESS OF PRINCIPAL EXECUTIVE (ZIP CODE) OFFICES) Registrant's telephone number, including area code: (610) 296-8000 Securities registered pursuant to Section 12(b) of the Act: NAME OF EACH EXCHANGE ON WHICH TITLE OF CLASS REGISTERED -------------- ------------------ Common Stock, no par value New York Stock Exchange Preferred Share Purchase Rights Philadelphia Stock Exchange Chicago Stock Exchange Series AA Convertible Preferred Stock (Depositary Shares)New York Stock Exchange Securities registered pursuant to Section 12(g) of the Act: None The registrant hereby amends its Annual Report on Form 10-K for the fiscal year ended September 30, 1994 in the manner set forth herein. INDICATE BY CHECK MARK WHETHER THE REGISTRANT (1) HAS FILED ALL REPORTS REQUIRED TO BE FILED BY SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DURING THE PRECEDING 12 MONTHS (OR FOR SUCH SHORTER PERIOD THAT THE REGISTRANT WAS REQUIRED TO FILE SUCH REPORTS), AND (2) HAS BEEN SUBJECT TO SUCH FILING REQUIREMENTS FOR THE PAST 90 DAYS. YES X NO --- --- INDICATE BY CHECK MARK IF DISCLOSURE OF DELINQUENT FILERS PURSUANT TO ITEM 405 OF REGULATION S-K IS NOT CONTAINED HEREIN, AND WILL NOT BE CONTAINED, TO THE BEST OF REGISTRANT'S KNOWLEDGE, IN DEFINITIVE PROXY OR INFORMATION STATEMENTS INCORPORATED BY REFERENCE IN PART III OF THIS FORM 10-K OR ANY AMENDMENT TO THIS FORM 10-K. [_] THE AGGREGATE MARKET VALUE OF THE VOTING STOCK HELD BY NON-AFFILIATES OF THE REGISTRANT AS OF NOVEMBER 28, 1994 WAS APPROXIMATELY $2,879,181,690 BASED UPON THE CLOSING SALES PRICE ON THE NEW YORK STOCK EXCHANGE COMPOSITE TAPE OF $55 3/8 PER COMMON SHARE (ON NOVEMBER 28, 1994) AND $64 PER DEPOSITARY SHARE OF SERIES AA CONVERTIBLE PREFERRED STOCK (ON NOVEMBER 25, 1994). FOR PURPOSES OF THE FOREGOING SENTENCE ONLY, ALL DIRECTORS AND OFFICERS OF THE REGISTRANT AND THE TRUSTEES OF THE REGISTRANT'S PENSION PLAN AND STOCK PURCHASE PLANS WERE ASSUMED TO BE AFFILIATES. THE NUMBER OF SHARES OF COMMON STOCK, NO PAR VALUE, OF THE REGISTRANT OUTSTANDING AS OF NOVEMBER 28, 1994 WAS 54,382,269. DOCUMENTS INCORPORATED BY REFERENCE PARTS I AND II--REGISTRANT'S ANNUAL REPORT TO SHAREHOLDERS FOR FISCAL YEAR ENDED SEPTEMBER 30, 1994 PART III--REGISTRANT'S PROXY STATEMENT FOR THE 1995 ANNUAL MEETING OF SHAREHOLDERS - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Amendment on Form 10-K/A to Facing Sheet of Registrant's Form 10-K For Fiscal Year Ended September 30, 1994 --------------------------------------------------------------- The registrant hereby amends the Facing Sheet of its Form 10-K for the fiscal year ended September 30, 1994 (filed on November 29, 1994) to reflect that the total number of outstanding shares of common stock as of November 28, 1994 was 54,382,269, not 54,581,560 as originally reported, and to amend the paragraph regarding aggregate market value of the registrant's voting stock held by non-affiliates to reflect the dates upon which the calculation of such aggregate market value is based and to amend the aggregate market value figure. SIGNATURES PURSUANT TO THE REQUIREMENTS OF SECTION 13 OR 15(D) OF THE SECURITIES ACT OF 1934, THE REGISTRANT HAS DULY CAUSED THIS AMENDMENT FORM 10-K/A FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1994 TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THEREUNTO DULY AUTHORIZED. Alco Standard Corporation Date: November 30, 1994 By /s/ Michael J. Dillon ----------------------------------- (MICHAEL J. DILLON) CONTROLLER (PRINCIPAL ACCOUNTING OFFICER) PURSUANT TO THE REQUIREMENTS OF THE SECURITIES EXCHANGE ACT OF 1934, THIS AMENDMENT ON FORM 10-K/A HAS BEEN SIGNED BELOW ON NOVEMBER 30, 1994 BY THE FOLLOWING PERSONS ON BEHALF OF THE REGISTRANT AND IN THE CAPACITIES INDICATED. SIGNATURES TITLE ---------- ----- *John E. Stuart Chief Executive Officer and Director - ------------------------------------- (Principal Executive Officer) (JOHN E. STUART) /s/ Kurt E. Dinkelacker Chief Financial Officer (Principal - ------------------------------------- Financial Officer) (KURT E. DINKELACKER) /s/ Michael J. Dillon Controller (Principal Accounting - ------------------------------------- Officer) (MICHAEL J. DILLON) *Ray B. Mundt Chairman of the Board of Directors - ------------------------------------- (RAY B. MUNDT) *J. Mahlon Buck, Jr. Director - ------------------------------------- (J. MAHLON BUCK, JR.) *Paul J. Darling Director - ------------------------------------- (PAUL J. DARLING) *William F. Drake, Jr. Director - ------------------------------------- (WILLIAM F. DRAKE, JR.) *James J. Forese Director - ------------------------------------- (JAMES J. FORESE) *Frederick S. Hammer Director - ------------------------------------- (FREDERICK S. HAMMER) *Barbara Barnes Hauptfuhrer Director - ------------------------------------- (BARBARA BARNES HAUPTFUHRER) *Dana G. Mead Director - ------------------------------------- (DANA G. MEAD) *Paul C. O'Neill Director - ------------------------------------- (PAUL C. O'NEILL) *Rogelio G. Sada Director - ------------------------------------- (ROGELIO G. SADA) *James W. Stratton Director - ------------------------------------- (JAMES W. STRATTON) *By his signature set forth below, Hugh G. Moulton, pursuant to duly executed Powers of Attorney duly filed with the Securities and Exchange Commission, has signed this Amendment on Form 10-K/A on behalf of the persons whose signatures are printed above, in the capacities set forth opposite their respective names. /s/ Hugh G. Moulton - ------------------------------------- November 30, 1994 (HUGH G. MOULTON) -----END PRIVACY-ENHANCED MESSAGE-----