-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H5ItSzDXLfHOm6TW21ZPMSEZEoHDUvSg/iLhDC3OxKuhPizNAqvQcSBuP5BwWmxL ECuXaztcMHu08NwgtPFksw== 0000003370-07-000210.txt : 20071127 0000003370-07-000210.hdr.sgml : 20071127 20071127145359 ACCESSION NUMBER: 0000003370-07-000210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071123 FILED AS OF DATE: 20071127 DATE AS OF CHANGE: 20071127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IKON OFFICE SOLUTIONS INC CENTRAL INDEX KEY: 0000003370 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 230334400 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: PO BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6102968000 MAIL ADDRESS: STREET 1: PO BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: ALCO STANDARD CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALCO CHEMICAL CORP DATE OF NAME CHANGE: 19680218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESPE MATTHEW J CENTRAL INDEX KEY: 0001192868 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05964 FILM NUMBER: 071268745 BUSINESS ADDRESS: STREET 1: IKON OFFICE SOLUTIONS INC STREET 2: 70 VALLEY STREAM PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6102968000 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-11-23 0 0000003370 IKON OFFICE SOLUTIONS INC IKN 0001192868 ESPE MATTHEW J 1 1 0 0 CEO & Chairman of the Board Common Stock 2007-11-15 5 J 0 5 11.43 A 1625 I by RSP Trust Common Stock 303804 D Common Stock 125375 I by Rabbi Trust Common Stock 2000 I by Trust Deferred Stock Units 2007-11-23 4 A 0 34629 12.67 A Common Stock 34629 124254 D Deferred Stock Units 2007-11-23 4 A 0 34629 12.67 A Common Stock 34629 158883 D Non-Qualified Stock Option (right to buy) 7.75 2003-12-09 2012-12-09 Common Stock 291000 291000 D Non-Qualified Stock Option (right to buy) 9.05 2005-08-28 2012-08-28 Common Stock 300000 300000 D Non-Qualified Stock Option (right to buy) 10.79 2004-12-12 2013-12-12 Common Stock 447100 447100 D Non-Qualified Stock Option (right to buy) 10.83 2006-12-07 2015-12-07 Common Stock 257143 257143 D Non-Qualified Stock Option (right to buy) 10.99 2005-12-08 2014-12-08 Common Stock 258400 258400 D Non-Qualified Stock Option (right to buy) 16.59 2007-12-06 2016-12-06 Common Stock 106901 106901 D Securities reported herein were acquired pursuant to the issuer's 401(k) Retirement Savings Plan (RSP). Exempt transaction pursuant to Rule 16b-3(c). Equivalent shares based on the total Net Asset Value (NAV) of IKON Stock Fund in issuer's 401(k) Plan. Due to market fluctuations in NAV, the number of equivalent shares may increase or decrease from month to month independently of the officer's purchases or sales. A total of 228,608 of the shares directly held are subject to vesting requirements. Full beneficial ownership of some or all of these shares may not fully vest in reporting person. Each deferred stock unit represents the right to receive one share of IKON common stock. The deferred stock units are acquired pursuant to the terms of the issuer's Management Stock Purchase Program ("MSPP") and the Executive Deferred Compensation Plan ("the Plan"). The deferred stock units are fully vested and include dividend equivalent rights. The shares subject to the units will be issued to the reporting person at a future date in accordance with the terms of the MSPP, the plan, and the reporting person's plan election. Each deferred stock unit represents the right to receive one share of IKON common stock. The deferred stock units are acquired in connection with a matching contribution pursuant to the terms of the MSPP and the Plan. These deferred stock units include dividend equivalent rights and are subject to vesting requirements; 1/3 vest on 11/23/2010, 1/3 on 11/23/2011 and 1/3 on 11/23/2012, provided the reporting person continues in service with the issuer through each such date. The shares subject to vested units will be issued to the reporting person at a future date in accordance with the terms of the MSPP, the Plan, and the reporting person's Plan election. Stock option vests 1/3 per year beginning one year from the date of grant. Stock option vests 150,000 shares on 8/28/2005 and 150,000 shares on 8/28/2007. By: Maryanne Messenger, Power of Attorney For: Matthew J. Espe 2007-11-27 -----END PRIVACY-ENHANCED MESSAGE-----