-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uj1SVBQlVDBMTJEXR4bhHDINvalU6wzEJy7dN3+he2JdgkILNSYbbXk6RXyN3kwF kf5zowkWIGbPsje0vUK+kw== 0000003370-04-000135.txt : 20040803 0000003370-04-000135.hdr.sgml : 20040803 20040803093606 ACCESSION NUMBER: 0000003370-04-000135 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040802 FILED AS OF DATE: 20040803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IKON OFFICE SOLUTIONS INC CENTRAL INDEX KEY: 0000003370 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 230334400 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: PO BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6102968000 MAIL ADDRESS: STREET 1: PO BOX 834 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: ALCO STANDARD CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALCO CHEMICAL CORP DATE OF NAME CHANGE: 19680218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIU DON H CENTRAL INDEX KEY: 0001192870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05964 FILM NUMBER: 04946753 BUSINESS ADDRESS: STREET 1: IKON OFFICE SOLUTIONS INC STREET 2: 70 VALLEY STREAM PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6102968000 MAIL ADDRESS: STREET 1: 70 VALLEY STREAM PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-08-02 0 0000003370 IKON OFFICE SOLUTIONS INC IKN 0001192870 LIU DON H 70 VALLEY STREAM PARKWAY MALVERN PA 19355 0 1 0 0 SVP & General Counsel Common Stock 2004-07-30 4 M 0 2800 2.5 A 49807 D Common Stock 2004-07-30 4 S 0 2800 12 D 47007 D Common Stock 2004-08-02 5 G 0 700 12.13 D 46307 D Common Stock 2004-08-02 4 M 0 17200 2.5 A 63507 D Common Stock 2004-08-02 4 S 0 17200 12 D 46307 D Common Stock 2004-06-16 5 J 0 15 11.34 A 6183 I by RSP Trust Common Stock 2004-06-30 5 J 0 15 11.47 A 6198 I by RSP Trust Common Stock 2004-07-07 5 J 0 177 11.58 A 6375 I by RSP Trust Common Stock 2004-07-14 5 J 0 15 11.58 A 6390 I by RSP Trust Common Stock 2004-07-28 5 J 0 15 10.92 A 6405 I by RSP Trust Non-Qualified Stock Option (right to buy) 2.5 2004-07-30 4 M 0 2800 12 D 2011-01-23 Common Stock 2800 122200 D Non-Qualified Stock Option (right to buy) 2.5 2004-08-02 4 M 0 17200 12 D 2011-01-23 Common Stock 17200 105000 D Deferred Stock Units Common Stock 5019 5019 I by Rabbi Trust Non-Qualified Stock Option (right to buy) 7.75 2003-12-09 2012-12-09 Common Stock 45000 45000 D Non-Qualified Stock Option (right to buy) 10.79 2004-12-12 2013-12-12 Common Stock 48000 48000 D Non-Qualified Stock Option (right to buy) 11.45 2002-12-14 2011-12-14 Common Stock 60000 60000 D Non-Qualified Stock Option (right to buy) 14.8125 2000-03-15 2009-03-15 Common Stock 75000 75000 D These transactions were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person. A total of 8,334 shares directly held are subject to vesting requirements. Full beneficial ownership of some or all of these shares may not fully vest in reporting person. Securities reported herein were acquired pursuant to the issuer's 401(k) Retirement Savings Plan (RSP). Exempt transaction pursuant to Rule 16b-3(c). Equivalent shares based on the total Net Asset Value (NAV) of IKON Stock Fund in issuer's 401(k) Plan. Due to market fluctuations in NAV, the number of equivalent shares may increase or decrease from month to month independently of the officer's purchases or sales. Stock option vests 1/3 per year beginning one year from the date of grant. Shares acquired pursuant to IKON Office Solution Inc.'s Amended and Restated Executive Deferred Compensation Plan, as amended (the "Plan"), the stock units become payable in common stock upon the events set forth in the Plan. Stock Option vests 20% per year beginning one year from the date of grant. By: Maryanne Messenger, Power of Attorney For: Don H. Liu 2004-08-03 -----END PRIVACY-ENHANCED MESSAGE-----