0001225208-19-005449.txt : 20190318
0001225208-19-005449.hdr.sgml : 20190318
20190318205704
ACCESSION NUMBER: 0001225208-19-005449
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190314
FILED AS OF DATE: 20190318
DATE AS OF CHANGE: 20190318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ross Roger Alan
CENTRAL INDEX KEY: 0001651443
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06357
FILM NUMBER: 19689998
MAIL ADDRESS:
STREET 1: 500 108TH AVENUE NE, SUITE 1500
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESTERLINE TECHNOLOGIES CORP
CENTRAL INDEX KEY: 0000033619
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 132595091
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 500 - 108TH AVENUE NE
STREET 2: SUITE 1500
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 4254539400
MAIL ADDRESS:
STREET 1: 500 - 108TH AVENUE NE
STREET 2: SUITE 1500
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: ESTERLINE CORP
DATE OF NAME CHANGE: 19910317
FORMER COMPANY:
FORMER CONFORMED NAME: BOYAR SCHULTZ INC
DATE OF NAME CHANGE: 19671101
4
1
doc4.xml
X0306
4
2019-03-14
1
0000033619
ESTERLINE TECHNOLOGIES CORP
ESL
0001651443
Ross Roger Alan
500 108TH AVENUE NE, SUITE 1500
BELLEVUE
WA
98004
1
EVP, Pres - Sensors & Systems
Common Stock
2019-03-14
4
A
0
2749.0000
0.0000
A
7813.0000
D
Common Stock
2019-03-14
4
D
0
7813.0000
122.5000
D
0.0000
D
Employee Stock Option (Right to Buy)
78.8700
2019-03-14
4
D
0
2625.0000
D
2016-08-24
2025-08-24
Common Stock
2625.0000
0.0000
D
Employee Stock Option (Right to Buy)
92.7500
2019-03-14
4
D
0
3150.0000
D
2018-11-07
2027-11-07
Common Stock
3150.0000
0.0000
D
Employee Stock Option (Right to Buy)
71.8500
2019-03-14
4
D
0
2550.0000
D
2017-11-08
2026-11-08
Common Stock
2550.0000
0.0000
D
Employee Stock Option (Right to Buy)
79.3100
2019-03-14
4
D
0
1200.0000
D
2016-11-18
2025-11-18
Common Stock
1200.0000
0.0000
D
Restricted Stock Units
0.0000
2019-03-14
4
D
0
4534.0000
D
Common Stock
4534.0000
0.0000
D
Restricted Stock Units
0.0000
2019-03-14
4
D
0
1700.0000
D
2020-11-07
2020-11-07
Common Stock
1700.0000
0.0000
D
Restricted Stock Units
0.0000
2019-03-14
4
D
0
2000.0000
D
2019-11-08
2019-11-08
Common Stock
2000.0000
0.0000
D
These shares were granted pursuant to performance-based restricted stock unit awards deemed earned at target and prorated pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc.
Pursuant to the terms of the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.
Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.
Pursuant to the Merger Agreement (a) 3,167 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 1,367 restricted stock units were forfeited for no consideration.
Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.
Amy L. Watson, Attorney in Fact
2019-03-18