0001174947-18-000506.txt : 20180327 0001174947-18-000506.hdr.sgml : 20180327 20180327140131 ACCESSION NUMBER: 0001174947-18-000506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180323 FILED AS OF DATE: 20180327 DATE AS OF CHANGE: 20180327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELMETAG CARL CENTRAL INDEX KEY: 0001200033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 18714919 MAIL ADDRESS: STREET 1: 330 SEA VIEW CITY: RIVERSIDE STATE: RI ZIP: 02915 FORMER NAME: FORMER CONFORMED NAME: HELMETAG CARL DATE OF NAME CHANGE: 20021021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 4 1 formfour.xml OWNERSHIP DOCUMENT X0306 4 2018-03-23 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001200033 HELMETAG CARL 339 SEA VIEW RIVERSIDE RI 02915 1 0 0 0 Common Stock - $.33 1/3 par value 2018-03-23 4 S 0 200 26.24 D 18369 D Common Stock - $.33 1/3 par value 2018-03-23 4 S 0 300 26.23 D 18069 D Common Stock - $.33 1/3 par value 2018-03-23 4 S 0 100 26.25 D 17969 D Common Stock - $.33 1/3 par value 2018-03-23 4 S 0 800 26.2215 D 17169 D Common Stock - $.33 1/3 par value 2018-03-26 4 M 0 1400 21.54 A 18569 D Common Stock - $.33 1/3 par value 1504 D Stock Option 21.54 2018-03-26 4 M 0 1400 21.54 D 2010-05-23 2018-05-23 Common Stock 1400 13000 D SEP IRA /s/ Carl Helmetag 2018-03-26