0001174947-17-001845.txt : 20171229
0001174947-17-001845.hdr.sgml : 20171229
20171229131352
ACCESSION NUMBER: 0001174947-17-001845
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171227
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sparano Katrina Leonore
CENTRAL INDEX KEY: 0001308765
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04383
FILM NUMBER: 171281033
MAIL ADDRESS:
STREET 1: 670 ACLAND BLVD.
CITY: BALLSTON SPA
STATE: NY
ZIP: 12020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP
CENTRAL INDEX KEY: 0000033533
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 141387171
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 233 BALLSTON AVE
STREET 2: COR. CONGRESS & BALLSTON AVES.
CITY: SARATOGA SPRINGS
STATE: NY
ZIP: 12866
BUSINESS PHONE: 5185844100
MAIL ADDRESS:
STREET 1: 233 BALLSTON AVE
CITY: SARATOGA SPRINGS
STATE: NY
ZIP: 12866
FORMER COMPANY:
FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP
DATE OF NAME CHANGE: 19920703
4
1
formfour.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-27
0
0000033533
ESPEY MFG & ELECTRONICS CORP
ESP
0001308765
Sparano Katrina Leonore
670 ACLAND BLVD.
BALLSTON SPA
NY
12020
0
1
0
0
Asst. Treasurer
Common Stock - $.33 1/3 par value
4652
I
ESOP Trust
Common Stock - $.33 1/3 par value
345
D
Stock Option
21.75
2017-12-27
4
A
0
2000
21.75
A
2019-10-10
2027-10-10
Common Stock
2000
12250
D
Since the date of the reporting person's last ownership report, the reporting person received an allocation of 323 shares in her ESOP account..
The option grant was approved by the Corporation's Board of Directors on October 10, 2017, subject to shareholder approval of the plan under which the option was granted, the filing of a registration statement on Form S-8 with the Securities and Exchange Commission, and the approval of an additional listing application by the NYSE MKT. The Corporation's shareholders approved the plan on December 1, 2017, the registration statement on Form S-8 was filed with the SEC on December 4, 2017, and the NYSE MKT approved the application on December 27, 2017.
/s/ Katrina Sparano
2017-12-27