0001174947-17-001843.txt : 20171229
0001174947-17-001843.hdr.sgml : 20171229
20171229131214
ACCESSION NUMBER: 0001174947-17-001843
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171227
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PINSLEY HOWARD M
CENTRAL INDEX KEY: 0001200027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04383
FILM NUMBER: 171281022
MAIL ADDRESS:
STREET 1: 233 BALLSTON AVE.
CITY: SARATOGA SPRINGS
STATE: NY
ZIP: 12866
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP
CENTRAL INDEX KEY: 0000033533
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 141387171
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 233 BALLSTON AVE
STREET 2: COR. CONGRESS & BALLSTON AVES.
CITY: SARATOGA SPRINGS
STATE: NY
ZIP: 12866
BUSINESS PHONE: 5185844100
MAIL ADDRESS:
STREET 1: 233 BALLSTON AVE
CITY: SARATOGA SPRINGS
STATE: NY
ZIP: 12866
FORMER COMPANY:
FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP
DATE OF NAME CHANGE: 19920703
4
1
formfour.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-27
0
0000033533
ESPEY MFG & ELECTRONICS CORP
ESP
0001200027
PINSLEY HOWARD M
5 LONGWOOD DRIVE
SARATOGA SPRINGS
NY
12866
1
0
0
0
Common Stock - $.33 1/3 par value
69013
D
Common Stock - $.33 1/3 par value
24404
I
ESOP Trust
Stock Option
21.75
2017-12-27
4
A
0
2000
21.75
A
2019-10-10
2027-10-10
Common Stock
2000
15600
D
Since the date of the reporting person's last ownership report, the reporting person disposed of 1,100 shares in his ESOP account as a required minimum distribution.
The option grant was approved by the Corporation's Board of Directors on October 10, 2017, subject to shareholder approval of the plan under which the option was granted, the filing of a registration statement on Form S-8 with the Securities and Exchange Commission, and the approval of an additional listing application by the NYSE MKT. The Corporation's shareholders approved the plan on December 1, 2017, the registration statement on Form S-8 was filed with the SEC on December 4, 2017, and the NYSE MKT approved the application on December 27, 2017.
/s/ Howard Pinsley
2017-12-27