0001174947-16-003504.txt : 20161213 0001174947-16-003504.hdr.sgml : 20161213 20161213113049 ACCESSION NUMBER: 0001174947-16-003504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sparano Katrina Leonore CENTRAL INDEX KEY: 0001308765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 162047931 MAIL ADDRESS: STREET 1: 670 ACLAND BLVD. CITY: BALLSTON SPA STATE: NY ZIP: 12020 4 1 form4-16877_ks.xml OWNERSHIP DOCUMENT X0306 4 2016-12-12 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001308765 Sparano Katrina Leonore 670 ACLAND BLVD. BALLSTON SPA NY 12020 0 1 0 0 Asst. Treasurer Common Stock - $.33 1/3 par value 4329 D Common Stock - $.33 1/3 par value 2016-12-12 4 M 0 1500 17.09 A 1845 D Common Stock - $.33 1/3 par value 2016-12-12 4 S 0 1500 26.50 D 345 D Stock Option 17.09 2016-12-12 4 M 0 1500 17.09 D 2011-02-20 2019-02-20 Common Stock 1500 10250 D ESOP Trust /s/ Katrina Sparano 2016-12-12