0001174947-16-002142.txt : 20160301 0001174947-16-002142.hdr.sgml : 20160301 20160301120857 ACCESSION NUMBER: 0001174947-16-002142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SABO ALVIN O CENTRAL INDEX KEY: 0001200032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 161472144 MAIL ADDRESS: STREET 1: 51 ISLAND VIEW ROAD CITY: COHOES STATE: NY ZIP: 12047 4 1 formfour.xml X0306 4 2016-02-26 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001200032 SABO ALVIN O 51 ISLAND VIEW ROAD COHOES NY 12047 1 0 0 0 Common Stock - $.33 1/3 par value 2016-02-26 4 P 0 93 25.37 A 8000 D Common Stock - $.33 1/3 par value 2016-02-26 4 P 0 600 25.3935 A 8600 D Common Stock - $.33 1/3 par value 2016-02-26 4 P 0 100 25.32 A 8700 D Common Stock - $.33 1/3 par value 2016-02-26 4 P 0 100 25.13 A 8800 D Common Stock - $.33 1/3 par value 2016-02-26 4 P 0 200 25.395 A 9000 D Common Stock - $.33 1/3 par value 2016-02-26 4 P 0 200 25.396 A 9200 D Common Stock - $.33 1/3 par value 2016-02-26 4 P 0 300 25.399 A 9500 D Common Stock - $.33 1/3 par value 3500 D Stock Option 17.80 2008-05-19 2016-05-19 Common Stock 1400 1400 D Stock Option 18.29 2009-02-21 2017-02-21 Common Stock 1400 2800 D Stock Option 21.54 2010-05-23 2018-05-23 Common Stock 1400 4200 D Stock Option 17.09 2011-02-20 2019-02-20 Common Stock 1400 5600 D Stock Option 19.20 2012-08-19 2020-08-19 Common Stock 1600 7200 D Stock Option 25.10 2013-08-26 2021-08-26 Common Stock 1600 8800 D Stock Option 25.18 2014-06-01 2022-06-01 Common Stock 1600 10400 D Stock Option 27.22 2015-08-23 2023-08-23 Common Stock 1600 12000 D Stock Option 26.09 2017-06-12 2025-06-12 Common Stock 1800 13800 D IRA Account Previously filed Form 4's accurately disclosed the total number of Mr. Sabo's direct share ownership but did not disclose the correct number of shares held in Mr. Sabo's IRA account. /s/ Alvin Sabo 2016-02-26