0001174947-15-001054.txt : 20150616 0001174947-15-001054.hdr.sgml : 20150616 20150616144446 ACCESSION NUMBER: 0001174947-15-001054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150612 FILED AS OF DATE: 20150616 DATE AS OF CHANGE: 20150616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sparano Katrina Leonore CENTRAL INDEX KEY: 0001308765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 15934097 MAIL ADDRESS: STREET 1: 670 ACLAND BLVD. CITY: BALLSTON SPA STATE: NY ZIP: 12020 4 1 formfour.xml X0306 4 2015-06-12 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001308765 Sparano Katrina Leonore 233 BALLSTON AVE. SARATOGA SPRINGS NY 12866 0 1 0 0 Asst. Treasurer Common Stock - $.33 1/3 par value 345 D Common Stock - $.33 1/3 par value 2014-06-30 4 A 0 310 0 A 3603 I ESOP Trust Stock Option 17.80 2008-05-19 2016-05-19 Common Stock 600 600 D Stock Option 18.29 2009-02-21 2017-02-21 Common Stock 1000 1600 D Stock Option 21.54 2010-05-23 2018-05-23 Common Stock 1000 2600 D Stock Option 17.09 2011-02-20 2019-02-20 Common Stock 1500 4100 D Stock Option 19.20 2012-08-19 2020-08-19 Common Stock 1500 5600 D Stock Option 25.10 2013-08-26 2021-08-26 Common Stock 1500 7100 D Stock Option 25.18 2014-06-01 2022-06-01 Common Stock 1500 8600 D Stock Option 27.22 2015-08-23 2023-08-23 Common Stock 1500 10100 D Stock Option 26.09 2015-06-12 4 A 0 1750 0 A 2017-06-12 2025-06-12 Common Stock 1750 11850 D ESOP transaction as provided to Reporting Person confirming the allocation of shares to the Reporting Person's account as of June 30, 2014. /s/ Katrina Sparano 2015-06-12