0000914317-14-000273.txt : 20140306 0000914317-14-000273.hdr.sgml : 20140306 20140306150926 ACCESSION NUMBER: 0000914317-14-000273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140306 FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Pierre Mark Francis CENTRAL INDEX KEY: 0001469113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 14672688 MAIL ADDRESS: STREET 1: 13 SECLUDED RIDGE CITY: SOUTHWICK STATE: MA ZIP: 01077 4 1 formfour-135652_stpierre.xml X0306 4 2014-03-06 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001469113 St Pierre Mark Francis 6 CANOPY LANE BALLSTON LAKE NY 12019 1 1 0 0 President/CEO Common Stock - $.33 1/3 par value 2014-03-05 4 A 0 250 28.50 A 1835 D Common Stock - $.33 1/3 par value 2014-03-06 4 A 0 365 15.95 A 665 D Common Stock - $.33 1/3 par value 2355 I ESOP Trust Stock Option 15.95 2014-03-05 4 D 0 365 15.95 D 2011-08-03 2019-08-03 Common Stock 1835 1835 D Stock Option 19.20 2012-08-19 2020-08-19 Common Stock 4000 5835 D Stock Option 25.10 2013-08-26 2021-08-26 Common Stock 4000 9835 D Stock Option 25.18 2014-06-01 2022-06-01 Common Stock 4000 13835 D Stock Option 27.22 2015-08-23 2025-08-23 Common Stock 4000 17835 D IRA Account /s/ Mark F. St. Pierre 2014-03-06