0000914317-14-000247.txt : 20140303 0000914317-14-000247.hdr.sgml : 20140303 20140303161925 ACCESSION NUMBER: 0000914317-14-000247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: St Pierre Mark Francis CENTRAL INDEX KEY: 0001469113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 14660542 MAIL ADDRESS: STREET 1: 13 SECLUDED RIDGE CITY: SOUTHWICK STATE: MA ZIP: 01077 4 1 formfour-135642_ms.xml X0306 4 2014-02-28 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001469113 St Pierre Mark Francis 6 CANOPY LANE BALLSTON LAKE NY 12019 1 1 0 0 President/CEO Common Stock - $.33 1/3 par value 2014-02-27 4 A 0 135 28.75 A 835 D Common Stock - $.33 1/3 par value 2014-02-28 4 A 0 750 28.85 A 1585 D Common Stock - $.33 1/3 par value 300 D Common Stock - $.33 1/3 par value 2355 I ESOP Trust Common Stock 15.95 2011-08-03 2019-08-03 Common Stock 2200 2200 D Common Stock 19.2 2012-08-19 2020-08-19 Common Stock 4000 6200 D Common Stock 25.10 2013-08-26 2021-08-26 Common Stock 4000 10200 D Common Stock 25.18 2014-06-01 2022-06-01 Common Stock 4000 14200 D Common Stock 27.22 2015-08-23 2025-08-23 Common Stock 4000 18200 D IRA Account /s/ Mark F. St. Pierre 2014-03-03