0000914317-11-001286.txt : 20110929 0000914317-11-001286.hdr.sgml : 20110929 20110929151416 ACCESSION NUMBER: 0000914317-11-001286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110928 FILED AS OF DATE: 20110929 DATE AS OF CHANGE: 20110929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOOL MICHAEL W CENTRAL INDEX KEY: 0001200034 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 111114365 MAIL ADDRESS: STREET 1: 131 HILLS POINT RD CITY: CHARLOTTE STATE: VT ZIP: 05402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MFG & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: COR. CONGRESS & BALLSTON AVES. CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 FORMER COMPANY: FORMER CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP DATE OF NAME CHANGE: 19920703 4 1 form4-117858_mwex.xml 4 X0304 4 2011-09-28 0 0000033533 ESPEY MFG & ELECTRONICS CORP ESP 0001200034 WOOL MICHAEL W 131 HILLS POINT ROAD CHARLOTTE VT 05445 1 0 0 0 Common Stock - $.33 1/3 par value 2011-09-28 4 M 0 1600 17.09 A 12200 D Stock Option 18.29 2009-02-21 2017-02-21 Common Stock 1600 0 D Stock Option 21.54 2010-05-23 2018-05-23 Common Stock 1600 0 D Stock Option 17.09 2011-09-28 4 M 0 1600 0 D 2011-02-20 2019-02-20 Common Stock 0 0 D Stock Option 19.20 2012-08-19 2020-08-19 Common Stock 1600 0 D Stock Option 25.10 2013-08-26 2021-08-26 Common Stock 1600 6400 D /s/ Michael Wool 2011-09-28