-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DO3x0GAjrx4+IN8ZgXwC32INCXAbgZh7RCWbl56VmgKZ4mbITPO6E20p6TQVkeID P7uDYcyDc02+vXktsRbleQ== 0000914317-03-002099.txt : 20030717 0000914317-03-002099.hdr.sgml : 20030717 20030717103032 ACCESSION NUMBER: 0000914317-03-002099 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELMETAG CARL CENTRAL INDEX KEY: 0001200033 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04383 FILM NUMBER: 03790460 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: C/O ESPEY MFG & ELECTRONIC CORP CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 MAIL ADDRESS: STREET 1: 112 WARREN DR CITY: ANNAPOLIS STATE: MD ZIP: 21403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESPEY MANUFACTURING & ELECTRONICS CORP CENTRAL INDEX KEY: 0000033533 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 141387171 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 233 BALLSTON AVE STREET 2: CONGRESS & BALLSTON AVENUES CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 BUSINESS PHONE: 5185844100 MAIL ADDRESS: STREET 1: 233 BALLSTON AVE CITY: SARATOGA SPRINGS STATE: NY ZIP: 12866 5 1 form5-53167_chelmetagex.xml X0101 5 2003-06-30 0 0 0000033533 ESPEY MANUFACTURING & ELECTRONICS CORP ESP 0001200033 HELMETAG CARL 1 0 0 0 Common Stock - $.33 1/3 par value 1988-08-08 5 A 0 0 0 A 2500 D Common Stock - $.33 1/3 par value 1988-08-08 5 A 0 0 0 A 500 I Trust Common Stock - $.33 1/3 par value 1988-08-08 5 A 0 0 0 A 800 I By Wife Stock Option 13.25 2000-03-01 5 A 0 0 0 A 2002-03-01 2010-03-01 Common Stock 200 0 D Stock Option 17.95 2001-03-01 5 A 0 0 0 A 2003-03-01 2011-03-01 Common Stock 300 0 D Stock Option 19.85 2002-03-01 5 A 0 0 0 A 2004-03-01 2012-03-01 Common Stock 400 0 D Stock Option 18.50 2003-03-04 5 A 0 0 0 A 2005-03-04 2013-03-04 Common Stock 400 1300 D See Exhibit 99 /s/ Carl Helmetag 2003-07-14 EX-99 3 exhibit99.txt EXHIBIT 99 Mr. Helmetag disclaims beneficial ownership of the share held by his spouse and in the trust of Molly K. Helmetag of which Mr. Helmetag is trustee. -----END PRIVACY-ENHANCED MESSAGE-----