0001660412-18-000006.txt : 20180227
0001660412-18-000006.hdr.sgml : 20180227
20180227192133
ACCESSION NUMBER: 0001660412-18-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180227
FILED AS OF DATE: 20180227
DATE AS OF CHANGE: 20180227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fetherman David L.
CENTRAL INDEX KEY: 0001660416
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06966
FILM NUMBER: 18647448
MAIL ADDRESS:
STREET 1: 817 MAXWELL AVENUE
CITY: EVANSVILLE
STATE: IN
ZIP: 47711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ESCALADE INC
CENTRAL INDEX KEY: 0000033488
STANDARD INDUSTRIAL CLASSIFICATION: [3949]
IRS NUMBER: 132739290
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 817 MAXWELL AVE.
CITY: EVANSVILLE
STATE: IN
ZIP: 47711
BUSINESS PHONE: 812-467-4449
MAIL ADDRESS:
STREET 1: 817 MAXWELL AVE.
CITY: EVANSVILLE
STATE: IN
ZIP: 47711
FORMER COMPANY:
FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP
DATE OF NAME CHANGE: 19820310
FORMER COMPANY:
FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC
DATE OF NAME CHANGE: 19720306
FORMER COMPANY:
FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO
DATE OF NAME CHANGE: 19710504
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-02-27
0
0000033488
ESCALADE INC
esca
0001660416
Fetherman David L.
817 MAXWELL AVENUE
EVANSVILLE
IN
47711
1
1
0
0
CEO and President
Common Stock
2018-02-27
4
M
0
3000
A
105729
D
Common Stock
2018-02-27
4
M
0
2300
A
108029
D
Restricted Stock Units
2018-02-27
4
M
0
3000
0
D
Common Stock
3000
0
D
Restricted Stock Units
2018-02-27
4
M
0
2300
0
D
Common Stock
2300
2300
D
Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the 2007 Escalade, Incorporated Incentive Plan ("Escalade 2007 Plan").
On February 27, 2014, the reporting person was granted 9,000 RSUs pursuant to the Escalade 2007 Plan. 3,000 RSUs vested and settled on February 27, 2016 and another 3,000 RSUs vested and settled on February 27, 2017, all of which has been previously reported. The remaining 3,000 RSUs vested and settled on February 27, 2018 as reported in this Form 4. Vesting for all 9,000 RSUs were subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests were satisfied.RSUs were settled in shares of ESCA common stock.
On February 27, 2015, the reporting person was granted 6,900 RSUs pursuant to the Escalade 2007 Plan. 2,300 RSUs vested and settled on February 27, 2017 as previously reported. On February 27, 2018, another 2,300 RSUs vested and settled as reported in this Form 4. The remaining 2,300 RSUs will vest and settle on February 27, 2019 provided that the reporting person remains employed by Escalade. The vesting of all 6,900 RSUs was also subject to ESCA common stock meeting certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock.
/s/DAVID L. FETHERMAN
2018-02-27