0001660412-18-000006.txt : 20180227 0001660412-18-000006.hdr.sgml : 20180227 20180227192133 ACCESSION NUMBER: 0001660412-18-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fetherman David L. CENTRAL INDEX KEY: 0001660416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06966 FILM NUMBER: 18647448 MAIL ADDRESS: STREET 1: 817 MAXWELL AVENUE CITY: EVANSVILLE STATE: IN ZIP: 47711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ESCALADE INC CENTRAL INDEX KEY: 0000033488 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 132739290 STATE OF INCORPORATION: IN FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 BUSINESS PHONE: 812-467-4449 MAIL ADDRESS: STREET 1: 817 MAXWELL AVE. CITY: EVANSVILLE STATE: IN ZIP: 47711 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE BUSINESS MACHINES CORP DATE OF NAME CHANGE: 19820310 FORMER COMPANY: FORMER CONFORMED NAME: MARTIN YALE INDUSTRIES INC DATE OF NAME CHANGE: 19720306 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS MANUFACTURING CO DATE OF NAME CHANGE: 19710504 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-02-27 0 0000033488 ESCALADE INC esca 0001660416 Fetherman David L. 817 MAXWELL AVENUE EVANSVILLE IN 47711 1 1 0 0 CEO and President Common Stock 2018-02-27 4 M 0 3000 A 105729 D Common Stock 2018-02-27 4 M 0 2300 A 108029 D Restricted Stock Units 2018-02-27 4 M 0 3000 0 D Common Stock 3000 0 D Restricted Stock Units 2018-02-27 4 M 0 2300 0 D Common Stock 2300 2300 D Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the 2007 Escalade, Incorporated Incentive Plan ("Escalade 2007 Plan"). On February 27, 2014, the reporting person was granted 9,000 RSUs pursuant to the Escalade 2007 Plan. 3,000 RSUs vested and settled on February 27, 2016 and another 3,000 RSUs vested and settled on February 27, 2017, all of which has been previously reported. The remaining 3,000 RSUs vested and settled on February 27, 2018 as reported in this Form 4. Vesting for all 9,000 RSUs were subject to ESCA common stock achieving certain market performance tests established by Escalade's Compensation Committee, which tests were satisfied.RSUs were settled in shares of ESCA common stock. On February 27, 2015, the reporting person was granted 6,900 RSUs pursuant to the Escalade 2007 Plan. 2,300 RSUs vested and settled on February 27, 2017 as previously reported. On February 27, 2018, another 2,300 RSUs vested and settled as reported in this Form 4. The remaining 2,300 RSUs will vest and settle on February 27, 2019 provided that the reporting person remains employed by Escalade. The vesting of all 6,900 RSUs was also subject to ESCA common stock meeting certain market performance tests established by Escalade's Compensation Committee, which tests have been satisfied. All RSUs were settled in shares of ESCA common stock. /s/DAVID L. FETHERMAN 2018-02-27