-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TpOxV+FiWJ1NvIEhNTpJdFpxUHO2ycnTFGKsTsAP5XcE03u5c9pMl7fpZfuksnF3 Q+jXD46uEAxTv3VFBCMFWw== 0001021564-98-000003.txt : 19980130 0001021564-98-000003.hdr.sgml : 19980130 ACCESSION NUMBER: 0001021564-98-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980129 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY OIL CO CENTRAL INDEX KEY: 0000033325 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 870129795 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-00610 FILM NUMBER: 98515751 BUSINESS ADDRESS: STREET 1: P O BOX 959 CITY: SALT LAKE CITY STATE: UT ZIP: 84110 BUSINESS PHONE: 8015213515 MAIL ADDRESS: STREET 1: P O BOX 959 CITY: SALT LAKE CITY STATE: UT ZIP: 84110 COMPANY DATA: COMPANY CONFORMED NAME: NEWTON CLAY CENTRAL INDEX KEY: 0001021564 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: P O BOX 959 CITY: SALT LAKE CITY STATE: UT ZIP: 84110 BUSINESS PHONE: 8015213515 MAIL ADDRESS: STREET 1: P O BOX 959 CITY: SALT LAKE CITY STATE: UT ZIP: 84110 5 1 FORM 5 - 12-31-97 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person NEWTON, CLAY 509 EAST 800 SOUTH CENTERVILLE, UT 84014 2. Issuer Name and Ticker or Trading Symbol EQUITY OIL COMPANY EQTY 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year 12-31-97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) CHIEF FINANCIAL OFFICER 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| INCENTIVE OPTIONS TO PUR|3.563 |02/05|A |6,000 |A |* |02/05|EQUITY OIL C|6,000 |3.563 |6,000 |D | | CHASE EQUITY OIL COMMON | |/97 | | | | |/07 |OMPANY COMMO| | | | | | STOCK | | | | | | | |N STOCK | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| OPTIONS TO PURCHASE EQUI| | | | | | | | | | | | | | TY OIL COMMON STOCK WITH| | | | | | | | | | | | | | TANDEM | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| APPRECIATION RIGHTS |3.563 |02/05|A |3,000 |A |** |02/05|EQUITY OIL C|3,000 |3.563 |3,000 |D | | | |/97 | | | | |/97 |OMPANY COMMO| | | | | | | | | | | | | |N STOCK | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| INCENTIVE OPTIONS TO PUR|4.625 |10/21|D |5,000 |D |10/21|10/21|EQUITY OIL C|5,000 |4.625 |0 | | | CHASE EQUITY OIL COMMON | |/97 | | | |/87 |/97 |OMPANY COMMO| | | | | | STOCK | | | | | | | |N STOCK | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * - GRANT TO REPORTING PERSON OF OPTIONS TO BUY 6,000 SHARES OF COMMON STOCK UNDER THE 1993 EQUITY OIL COMPANY INCENTIVE STOCK OPTION PLAN, A RULE 16B-3 PLAN. THE OPTIONS BECOME EXERCISABLE IN 20% ANNUAL INCREMENTS FROM 2/5/98 TO 2/5/02. ** - GRANT TO REPORTING PERSON OF OPTIONS TO BUY 3,000 SHARES OF COMMON STOCK UNDER THE 1993 EQUITY OIL COMPANY INCENTIVE STOCK OPTION PLAN, A RULE 16B-3 PLAN. THE OPTIONS BECOME EXERCISABLE IN 20% ANNUAL INCREMENTS FROM 2/5/98 TO 2/5/02. -----END PRIVACY-ENHANCED MESSAGE-----