-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Obg7muK4MS0kdZ59yI6rGgd9LYJIMeujOmnu7p4LLzNeNuGHYFWzKeFcfkNAuKE9 b2DwRHJSHpNi6HI+Wn7Vjw== 0001181431-06-064720.txt : 20061117 0001181431-06-064720.hdr.sgml : 20061117 20061117155430 ACCESSION NUMBER: 0001181431-06-064720 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061116 FILED AS OF DATE: 20061117 DATE AS OF CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUSSER SAM J CENTRAL INDEX KEY: 0001221583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05050 FILM NUMBER: 061226780 BUSINESS ADDRESS: STREET 1: SUSSER HOLDINGS LLC STREET 2: PO BOX 9036 CITY: CORPUS CHRISTI STATE: TX ZIP: 78469 BUSINESS PHONE: 3616933733 4 1 rrd136658.xml X0202 4 2006-11-16 1 0000003327 ALBERTO CULVER CO ACV 0001221583 SUSSER SAM J 3835 OCEAN DRIVE CORPUS CHRISTI TX 78411 1 0 0 0 Common Stock 2006-11-16 4 D 0 3037 D 0 D Director Stock Option (Right to Buy) 34.227 2006-11-16 4 D 0 3750 D 2013-01-23 Common Stock 3750 0 D Director Stock Option (Right to Buy) 41.49 2006-11-16 4 D 0 3750 D 2014-01-22 Common Stock 3750 0 D Director Stock Option (Right to Buy) 53.725 2006-11-16 4 D 0 3750 D 2015-01-27 Common Stock 3750 0 D Director Stock Option (Right to Buy) 44.365 2006-11-16 4 D 0 3750 D 2016-01-26 Common Stock 3750 0 D Director Stock Option (Right to Buy) 20.875 2006-11-16 4 D 0 11250 D 2011-01-24 Common Stock 11250 0 D Director Stock Option (Right to Buy) 26.12 2006-11-16 4 D 0 3750 D 2012-01-23 Common Stock 3750 0 D Phantom Stock 2006-11-16 4 D 0 3924.7217 D Common Stock 3924.7217 0 D Disposition of shares of common stock in a merger of one of the issuer's subsidiaries into the issuer to effect the formation of a holding company (the "Holding Company Merger"). In the Holding Company Merger, the shares of common stock of the issuer were converted, on a one-for-one basis, into shares of common stock of Sally Beauty Holdings, Inc. ("Sally Beauty Holdings") pursuant to an Investment Agreement dated as of June 19, 2006, as amended, among the issuer and certain of its subsidiaries and CDRS Acquisition LLC. This option, to the extent unexercisable, became exercisable in full on November 16, 2006. This option was assumed by Sally Beauty Holdings in the Holding Company Merger and replaced with an option to purchase a number of shares of common stock of Sally Beauty Holdings equal to the number of shares subject to this option at an exercise price equal to the exercise price of this option. One-for-one. Convertible, at the election of the holder, into shares of common stock on a one-for-one basis or cash on the date of the reporting person's retirement as a director. This phantom stock was assumed by Alberto-Culver Company (formerly known as New Aristotle Holdings, Inc. ("New Alberto-Culver")) and replaced with phantom stock of New Alberto-Culver and mutual fund accounts pursuant to the Deferred Compensation Plan For Non-Employee Directors which became effective on November 16, 2006. /s/ James M. Spira as Attorney-in-Fact for Sam J. Susser 2006-11-17 -----END PRIVACY-ENHANCED MESSAGE-----