-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoHgiBFQDF5B4nTlYyFvuh8HVwlQK91x2FiWxn1FsYfdCscg6yg55Xl0w0s9VvrO BkVrznGa/+mg4nEMWH23Gg== 0000003327-05-000074.txt : 20051003 0000003327-05-000074.hdr.sgml : 20051003 20051003174432 ACCESSION NUMBER: 0000003327-05-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051001 FILED AS OF DATE: 20051003 DATE AS OF CHANGE: 20051003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK CAROL L CENTRAL INDEX KEY: 0000904530 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05050 FILM NUMBER: 051118826 BUSINESS ADDRESS: BUSINESS PHONE: 708-450-3051 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER NAME: FORMER CONFORMED NAME: BERNICK CAROL L/LEONARD H LAVIN GRANTOR ANNUITY TRUST ET AL DATE OF NAME CHANGE: 19930513 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-10-01 0000003327 ALBERTO CULVER CO ACV 0000904530 BERNICK CAROL L C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1 1 1 0 Chairman Common Stock 723843 I FN7 Common Stock 224808 I FN2 Common Stock 79705 I FN16 Common Stock 12911 I FN8 Common Stock 17864 I FN9 Common Stock 5955857 I FN4 Common Stock 79705 I FN17 Common Stock 1357331 I FN3 Common Stock 500000 I FN12 Common Stock 500000 I FN11 Common Stock 609859 I FN14 Common Stock 150300 I FN6 Common Stock 27750 I FN10 Common Stock 52 I FN15 Common Stock 80010 I FN1 Common Stock 80010 I FN13 Common Stock 80010 I FN18 Common Stock 592180 I FN5 Common Stock 2005-04-28 5 J 0 257247 D 158048 I FN19 Common Stock 2005-04-28 5 J 0 257247 D 158048 I FN20 Common Stock 2005-04-28 5 J 0 257247 A 257247 I FN 21 Common Stock 2005-04-28 5 J 0 257247 A 257247 I FN22 Employee Stock Option (right to buy) 44.40 2005-10-01 4 A 0 80000 A 2015-09-30 Common Stock 80000 80000 D Employee Stock Option (right to buy) 44.40 2005-10-01 4 A 0 180000 A 2015-09-30 Common Stock 180000 180000 I FN5 Held by the undersigned as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** Held by the undersigned as trustee of a trust dated 4/23/93 for her benefit. Held by the undersigned as trustee of a trust dated 10/31/98 for the benefit of her sister.*** Held by the undersigned as trustee of a trust dated 4/17/02 for her benefit. Held directly by the undersigned's spouse.*** Held by the undersigned as co-trustee of a trust dated 10/20/72 for her benefit. Held by the undersigned as trustee of a trust dated 9/15/93 for her benefit. Held by the undersigned as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan. Held by the undersigned's spouse as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan.** * Held by the undersigned's spouse as one of three co-trustees of a trust dated 7/7/97 for the benefit of their children.*** Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father.*** Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her mother.*** Held by the undersigned as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** Held by the undersigned as co-trustee of a trust dated 9/18/01 for her benefit. Held by the undersigned's spouse as trustee of a trust dated 4/23/93 for his benefit.*** Held by the undersigned as trustee of a trust dated January 9, 2004 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as trustee of a trust dated January 9, 2004 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** Exempt from reporting under Rule 16a-13 as these transactions effect only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned as trustee of a trust dated 1/10/05 for her benefit, which trust is a Grantor Annuity Trust. Exempt from reporting under Rule 16a-13 as these transactions effect only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned as trustee of a trust dated 1/10/05 for her benefit, which trust is a Grantor Annuity Trust. Exempt from reporting under Rule 16a-13 as these transactions effect only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned as trustee of a trust dated 4/28/05 for her benefit, which trust is a Grantor Annuity Trust. Exempt from reporting under Rule 16a-13 as these transactions effect only a change in form of beneficial ownership without changing the undersigned's pecuniary interest. Held by the undersigned as trustee of a trust dated 4/28/05 for her benefit, which trust is a Grantor Annuity Trust. The option, which was granted under the Employee Stock Option Plan of 2003, vests in four equal annual installments beginning on September 30, 2006. ***The filing of this report shall not be deemed an admission by the undersigned that she is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. /James M. Spira/Attorney-in-fact for Carol L. Bernick 2005-10-03 -----END PRIVACY-ENHANCED MESSAGE-----