-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MeNuJADcz9cqX6d5JNi2w/BqzNoxIA1rGfc67qTgpzvjXRRjXytlNVO7RwA9DyyD fD73oidfFuOntJdYn7o7Ew== 0000003327-04-000057.txt : 20040511 0000003327-04-000057.hdr.sgml : 20040511 20040511180839 ACCESSION NUMBER: 0000003327-04-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990506 FILED AS OF DATE: 20040511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK CAROL L CENTRAL INDEX KEY: 0000904530 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05050 FILM NUMBER: 04797382 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 708-450-3051 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER NAME: FORMER CONFORMED NAME: BERNICK CAROL L/LEONARD H LAVIN GRANTOR ANNUITY TRUST ET AL DATE OF NAME CHANGE: 19930513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 1999-05-06 0000003327 ALBERTO CULVER CO ACV 0000904530 BERNICK CAROL L C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1 1 1 0 V-Chmn, Pres. ACCPWW & A. Sec. Common Stock 723843 I FN7 FN18 Common Stock 224808 I FN2 FN18 Common Stock 495000 I FN16 FN18 Common Stock 12735 I FN8 FN18 Common Stock 17621 I FN9 FN18 Common Stock 4579327 I FN4 FN18 Common Stock 495000 I FN17 FN18 Common Stock 1357330 I FN3 FN18 Common Stock 1847626 I FN12 FN18 Common Stock 1528905 I FN11 FN18 Common Stock 609859 I FN14 FN18 Common Stock 150300 I FN6 FN18 Common Stock 27750 I FN10 FN18 Common Stock 2004-02-02 4 S 0 84072 40.167 D 0 I FN1 FN18 FN22 Common Stock 2004-02-02 4 S 0 9000 40.167 D 0 I FN13 FN18 FN22 Common Stock 52 I FN15 FN18 Common Stock 80010 I FN18 FN19 FN22 Common Stock 80010 I FN18 FN20 FN22 Common Stock 80010 I FN18 FN21 FN22 Common Stock 2004-05-07 4 S 0 4700 46.70 D 1087480 I FN5 FN18 Common Stock 2004-05-07 4 S 0 400 46.71 D 1087080 I FN5 FN18 Common Stock 2004-05-07 4 S 0 500 46.72 D 1086580 I FN5 FN18 Common Stock 2004-05-07 4 S 0 3500 46.73 D 1083080 I FN5 FN18 Common Stock 2004-05-07 4 S 0 11300 46.74 D 1071780 I FN5 FN18 Common Stock 2004-05-07 4 S 0 500 46.75 D 1071280 I FN5 FN18 Common Stock 2004-05-07 4 S 0 1000 46.76 D 1070280 I FN5 FN18 Common Stock 2004-05-07 4 S 0 3400 46.77 D 1066880 I FN5 FN18 Common Stock 2004-05-07 4 S 0 900 46.78 D 1065980 I FN5 FN18 Held by the undersigned as co-trustee of a trust dated 4/25/95 for the benefit of a relative.*** Held by the undersigned as trustee of a trust dated 4/23/93 for her benefit. Held by the undersigned as trustee of a trust dated 10/31/98 for the benefit of her sister.*** Held by the undersigned as trustee of a trust dated 4/17/02 for her benefit. Held directly by the undersigned's spouse.*** Held by the undersigned as co-trustee of a trust dated 10/20/72 for her benefit. Held by the undersigned as trustee of a trust dated 9/15/93 for her benefit. Held by the undersigned as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan. Held by the undersigned's spouse as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan.** * Held by the undersigned's spouse as one of three co-trustees of a trust dated 7/7/97 for the benefit of their children.*** Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father.*** Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her mother.*** Held by the undersigned as co-trustee of a trust dated 4/25/95 for the benefit of a relative.*** Held by the undersigned as co-trustee of a trust dated 9/18/01 for her benefit. Held by the undersigned's spouse as trustee of a trust dated 4/23/93 for his benefit.*** Held by the undersigned as trustee of a trust dated January 9, 2004 for her benefit, which trust is a Grantor Annuity Trust. Held by the undersigned as trustee of a trust dated January 9, 2004 for her benefit, which trust is a Grantor Annuity Trust. On January 21, 2004, the Board of Directors of Alberto-Culver Company approved a 50% stock dividend to holders of record on the close of business on February 2, 2004, payable on February 20, 2004. The transactions and holdings on this Form 4 reflects the 50% stock dividend. Held by the undersigned as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** Held by the undersigned as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** Held by the undersigned as co-trustee of a trust dated 11/14/89 for the benefit of a relative.*** The reporting person became a co-trustee with voting and investment power over the shares of common stock on May 6, 1999. No consideration was exchanged in connection with the reporting person's becoming co-trustee. Due to an error, this information has not been previously included by the undersigned in the undersigned's Form 4 filings, although this information has been included in the filings of Bernice E. Lavin (the reporting peron's mother), the co-trustee of the trust. ***The filing of this report shall not be deemed an admission by the undersigned that she is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. PART ONE OF THREE /Carol L. Bernick/ 2004-05-11 -----END PRIVACY-ENHANCED MESSAGE-----