-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J0VUCucm9ix19c0x48q31g71m6npCTZr3sTHN985+KxJJD2TVd0+VM0a38QHzW34 wbgmnKU5iyyOsg96SD6n3Q== 0000003327-03-000151.txt : 20031029 0000003327-03-000151.hdr.sgml : 20031029 20031029095817 ACCESSION NUMBER: 0000003327-03-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031027 FILED AS OF DATE: 20031029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK HOWARD B CENTRAL INDEX KEY: 0001027733 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05050 FILM NUMBER: 03962356 BUSINESS ADDRESS: STREET 1: 1100 N WOOD DALE RD CITY: WOOD DALE STATE: IL ZIP: 60191 BUSINESS PHONE: 8474393939 MAIL ADDRESS: STREET 1: 1100 N WOOD DALE RD CITY: WOOD DALE STATE: IL ZIP: 60191 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-27 0000003327 ALBERTO CULVER CO ACV ACVA 0001027733 BERNICK HOWARD B C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1100Pres.and Chief Exec OfficerClass B Common Stock482562IFN5Class B Common Stock2003-10-274M0 5200021.375A617973DClass B Common Stock2003-10-274M011200019.844A729973DClass B Common Stock2003-10-274M011200024.9375A< value>841973DClass B Common Stock2003-10-274M011200032.655A953973DClass B Common Stock2003-10-274F022585361.86D728120DClass B Common Stock2003-10-274M01500021.375A433881IFN13Class B Common Stock2003-10-274M04200019.844A475881IFN13Class B Common Stock2003-10-274M04500024.9375A520881IFN13Class B Common Stock2003-10-274M04500032.655A565881IFN13Class B Common Stock2003-10-274F08600961.86D479872IFN13Class B Common Stock11699IFN8Class B Common Stock8455IFN9Class B Common Stock3382885IFN4Class B Common Stock1026982IFN3Class B Common Stock1402751IFN14Class B Common Stock1190270IFN7< /nonDerivativeHolding>Class B Common Stock1262331IFN2Class B Common Stock100200IFN6Class B Common Stock18500IFN10Class B Common Stock41040IFN11Class B Common Stock39048IFN1Class B Common Stock26536IFN12Employee Stock Option (right to buy)21.3752003-10-274M052000D2002-09-302008-09-30Class B Common Stock520000DEmployee Stock Option (right to buy)19.8442003-10-274M0112000D2009-09-30Class B Common Stock1120000DEmployee Stock Option (right to buy)24.93752003-10-274M0112000D2010-09-30Class B Common Stock11200056000DEmployee Stock Option (right to buy)32.6552003-10-274M0112000D2011-09-30Class B Common Stock112000112000DEmployee Stock Option (right to buy)21.3752003-10-274M015000D2002-09-302008-09-30Class B Common Stock150000IFN18Employee Stock Option (right to buy)19.8442003-10-274M042000D2009-09-30Class B Common Stock420000IFN18Employee Stock Option (right to buy)24.93752003-10-274M045000D2010-09-30Class B Common Stock 4500022500IFN18Employee Stock Option (right to buy)32.6552003-10-274M045000D2011-09-30Class B Common Stock4500045000IFN18Held by the undersigned's spouse as trustee of a trust dated 3/21/00 for the benefit of their son.***Held by the undersigned's spouse as co-trustee of a trust dated 9/18/01 for her benefit.***Held by the undersigned's spouse as trustee of a trust dated 10/31/98 for the benefit of her sister.***Held by the undersigned's spouse as trustee of a trust dated 4/17/02 for her benefit.***Held by the undersigned's spouse as co-trustee of a trust dated 9/15/93 for her benefit.***Held by the undersigned's spouse as co-trustee of a trust dated 10/20/72 for her benefit.***Held by the undersigned's spouse as co-trustee of a trust dated 12/18/87 for the benefit of her father.***Held by the undersigned as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan.Held by the undersigned's spouse as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan.***Held by the undersigned as one of three co-trustees of a trust dated 7/7/97 for th e benefit of their children.***Held by the undersigned's spouse as trustee of a trust dated 3/7/99 for the benefit of their son.***Held by the undersigned's spouse as trustee of a trust dated 3/25/03 for the benefit of their daughter.***Held by the undersigned's spouse as trustee of a trust dated 4/23/93 for her benefit.***Held by the undersigned's spouse as co-trustee of a trust dated 12/18/87 for the benefit of her mother.***The Options vest in four equal annual installments beginning on September 30, 2000The Options vest in four equal annual installments beginning on September 30, 2001.The Options vest in four equal annual installments beginning on September 30, 2002.Held directly by the undersigned's spouse.On October 22, 2003, the Board o f Directors of Alberto-Culver Company (the "Company") approved the conversion of all of the issued shares of Class A Common Stock on a one-share-for-one-share basis into Class B Common Stock in accordance with the terms of the Company's Certificate of Incorporation (the "Conversion"). The Conversion will become effective November 5, 2003. The options reported on this form were originally granted as options to purchase Class A Common Stock. Because the only condition remaining to complete the Conversion is the passage of time, all of the reported exercises have been reported as Class B Common Stock.***The filing of this report shall not be deemed an admission by the undersigned that he is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. /Howard B. Bernick/2003-10-28 -----END PRIVACY-ENHANCED MESSAGE-----