FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ALBERTO CULVER CO [ ACV ACVA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/22/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 10/22/2003 | C | 100,200 | D | (12) | 0 | I | FN3(3) | ||
Class A Common Stock | 10/22/2003 | C | 53,340 | D | (12) | 0 | I | FN5(5) | ||
Class A Common Stock | 10/22/2003 | C | 64 | D | (12) | 0 | I | FN7(7) | ||
Class A Common Stock | 10/22/2003 | C | 5,704 | D | (12) | 0 | I | FN1(1) | ||
Class A Common Stock | 10/22/2003 | C | 53,340 | D | (12) | 0 | I | FN8(8) | ||
Class A Common Stock | 10/22/2003 | C | 53,340 | D | (12) | 0 | I | FN4 (4) | ||
Class A Common Stock | 10/22/2003 | C | 53,340 | D | (12) | 0 | I | FN2(2) | ||
Class A Common Stock | 10/22/2003 | C | 56,048 | D | (12) | 0 | I | FN9(9) | ||
Class A Common Stock | 10/22/2003 | C | 6,000 | D | (12) | 0 | I | FN6 (6) | ||
Class B Common Stock | 10/22/2003 | C | 100,200 | A | (12) | 100,200 | I | FN3 (3) | ||
Class B Common Stock | 10/22/2003 | C | 53,340 | A | (12) | 53,340 | I | FN5 (5) | ||
Class B Common Stock | 10/22/2003 | J | 1,460,538 | D | (10) | 1,402,687 | I | FN7 (7) | ||
Class B Common Stock | 10/22/2003 | C | 64 | A | (12) | 1,402,751 | I | FN7(7) | ||
Class B Common Stock | 10/22/2003 | J | 1,460,538 | D | (11) | 1,184,566 | I | FN1 (1) | ||
Class B Common Stock | 10/22/2003 | C | 5,704 | A | (12) | 1,190,270 | I | FN1(1) | ||
Class B Common Stock | 10/22/2003 | C | 53,340 | A | (12) | 53,340 | I | FN8 (8) | ||
Class B Common Stock | 10/22/2003 | C | 53,340 | A | (12) | 53,340 | I | FN4 (4) | ||
Class B Common Stock | 10/22/2003 | C | 53,340 | A | (12) | 53,340 | I | FN2 (2) | ||
Class B Common Stock | 10/22/2003 | C | 56,048 | A | (12) | 56,048 | I | FN9 (9) | ||
Class B Common Stock | 10/22/2003 | C | 6,000 | A | (12) | 6,000 | I | FN6 (6) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Held by the undersigned as co-trustee of a trust dated 12/18/87 for his benefit. |
2. Held by the undersigned's spouse as trustee of a trust dated 11/14/89 for the benefit of one of the undersigned's grandchildren.*** |
3. Held by the undersigned's spouse as co-trustee of a trust dated 10/20/72 for the benefit of one of the undersigned's children.*** |
4. Held by the undersigned's spouse as trustee of a trust dated 11/14/89 for the benefit of one of the undersigned's grandchildren.*** |
5. Held by the undersigned's spouse as trustee of a trust dated 11/14/89 for the benefit of one of the undersigned's grandchildren.*** |
6. Held by the undersigned's spouse as trustee of a trust dated 4/25/95 for the benefit of one of the undersigned's grandchildren.*** |
7. Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of the undersigned's spouse.*** |
8. Held by the undersigned's spouse as trustee of a trust dated 11/14/89 for the benefit of one of the undersigned's grandchildren.*** |
9. Held by the undersigned's spouse as trustee of a trust dated 4/25/95 for the benefit of one of the undersigned's grandchildren.*** |
10. Transferred by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of the undersigned's spouse to a limited partnership. This transfer occurred contemporaneous with the conversion described in Footnote 12 below and the transfer described in Footnote 11 below. |
11. Transferred by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of the undersigned to a limited partnership. This transfer occurred contemporaneous with the conversion described in Footnote 12 below and the transfer described in Footnote 10 above. |
12. On October 22, 2003, the Board of Directors of Alberto-Culver Company (the "Company") approved the conversion of all of the issued shares of Class A Common Stock on a one-share-for-one-share basis into Class B Common Stock in accordance with the terms of the Company's Certificate of Incorporation (the "Conversion"). The Conversion occurred contemporaneous with the transfers described in Footnotes 10 and 11 above. |
Remarks: |
***The filing of this report shall not be deemed an admission by the undersigned that he is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. |
/Leonard H. Lavin/ | 10/23/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |