-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F6If7JXsgyvghinEKFH4aYtDA6IFFLDLrla0J1orBo4YCwdiZtLsXPy93vQAgI7S ZeHGkjqNhI1YG7r3vcm2tg== 0000003327-03-000140.txt : 20031024 0000003327-03-000140.hdr.sgml : 20031024 20031024121726 ACCESSION NUMBER: 0000003327-03-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031022 FILED AS OF DATE: 20031024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNICK CAROL L CENTRAL INDEX KEY: 0000904530 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05050 FILM NUMBER: 03955775 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 708-450-3051 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FORMER NAME: FORMER CONFORMED NAME: BERNICK CAROL L/LEONARD H LAVIN GRANTOR ANNUITY TRUST ET AL DATE OF NAME CHANGE: 19930513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-22 0000003327 ALBERTO CULVER CO ACV ACVA 0000904530 BERNICK CAROL L C/O ALBERTO-CULVER COMPANY 2525 ARMITAGE AVENUE MELROSE PARK IL 60160 1110V-Chmn, Pres. ACCPWW & A. Sec.Class A Common Stock2003-10-224C0100200D0IFN6Class A Common Stock2003-10-224C018500D0IFN10Class A Common Stock2003-10-224C041040D0IFN11Class A Common Stock2003-10-224C039048D0IFN1Class A Common Stock2003-10-22 4C064D0IFN13Class A Common Stock2003-10-224C05704D0IFN12Class A Common Stock2003-10-224C0477291D0IFN5Class A Common Stock2003-10-224C0314405D< /transactionAcquiredDisposedCode>0IFN2Class A Common Stock2003-10-224C0361809D0IFN4Class A Common Stock2003-10-224C026536D0IFN14Class B Common Stock482562IFN7Class B Common Stock2003-10-224C0477291A565973IFN5Class B Common Stock2003-10-224J02921076A3021076IFN4 Class B Common Stock2003-10-224C0361809A3382885IFN4Class B Common Stock8455IFN8Class B Common Stock11699I FN9Class B Common Stock2003-10-224C0314405A418881IFN2< /ownershipNature>Class B Common Stock1026982IFN3Class B Common Stock2003-10-224J01460538D1402687IFN13 Class B Common Stock2003-10-224C064A1402751IFN13Class B Common Stock2003-10-224J01460538D1184566IFN12 Class B Common Stock2003-10-224C05704A1190270IFN12Class B Common Stock1262331IFN15 Class B Common Stock2003-10-224C0100200A100200IFN6 Class B Common Stock2003-10-224C018500A18500IFN10 Class B Common Stock2003-10-224C041040A41040IFN11 Class B Common Stock2003-10-224C039048A39048IFN1 Class B Common Stock2003-10-224C026536A26536IFN14 < /nonDerivativeTable>Held by the undersigned as trustee of a trust dated 3/21/00 for the benefit of her son.***Held by the undersigned as trustee of a trust dated 4/23/93 for her benefit. Held by the undersigned as trustee of a trust dated 10/31/98 for the benefit of her sister.***Held by the undersigned as trustee of a trust dated 4/17/02 for her benefit. Held directly by the undersigned's spouse.***Held by the undersigned as co-trustee of a trust dated 10/20/72 for her benefit.Held by the undersigned as trustee of a trust dated 9/15/93 for her benefit.Held by the undersigned as a participant in the Alberto-Culver Company Employees' Profit Sharing Plan.Held by the undersigned's spouse as a participant in the Alberto-Culver Company Employees' Profit Sha ring Plan.** *Held by the undersigned's spouse as one of three co-trustees of a trust dated 7/7/97 for the benefit of their children.***Held by the undersigned as trustee of a trust dated 3/7/99 for the benefit of her son.***Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father.***Held by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her mother.***Held by the undersigned as trustee of a trust dated 3/25/03 for the benefit of their daughter.***Held by the undersigned as co-trustee of a trust dated 9/18/01 for her benefit.Transferred by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her mother to a limited partnership to which the undersigned, in her capacity as trustee of a trust dated 4/17/02 for her bene fit, is the general partner. This transfer occurred contemporaneous with the conversion described in Footnote 19 below and the transfers in Footnotes 17 and 18 below.Transferred by the undersigned as co-trustee of a trust dated 12/18/87 for the benefit of her father to a limited partnership to which the undersigned, in her capacity as trustee of a trust dated 4/17/02 for her benefit, is the general partner. This transfer occurred contemporaneous with the conversion described in Footnote 19 below and the transfers described in Footnotes 16 and 18.Transferred by the undersigned as co-trustee of trusts dated 12/18/87, one for the benefit of her mother and one for the benefit of her father, to a limited partnership to which the undersigned, in her capacity as trustee of a trust dated 4/17/02 for her benefit, is the general partner. This transfer occurred contemporaneous with the conversion described in Footnote 19 below and the transfers described be low in Footnotes 16 and 17 above.On October 22, 2003, the Board of Directors of Alberto-Culver Company (the "Company") approved the conversion of all of the issued shares of Class A Common Stock on a one-share-for-one-share basis into Class B Common Stock in accordance with the terms of the Company's Certificate of Incorporation (the "Conversion"). The Conversion occurred contemporaneous with the transfers described in Footnotes 16, 17, and 18 above.***The filing of this report shall not be deemed an admission by the undersigned that she is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934. /Carol L. Bernick/2003-10-23 -----END PRIVACY-ENHANCED MESSAGE-----