0000003327-95-000027.txt : 19950811 0000003327-95-000027.hdr.sgml : 19950811 ACCESSION NUMBER: 0000003327-95-000027 CONFORMED SUBMISSION TYPE: 10-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19950630 FILED AS OF DATE: 19950810 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALBERTO CULVER CO CENTRAL INDEX KEY: 0000003327 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 362257936 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 001-05050 FILM NUMBER: 95560483 BUSINESS ADDRESS: STREET 1: 2525 ARMITAGE AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7084503039 MAIL ADDRESS: STREET 1: 2525 ARMITAGE AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 10-Q 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED: June 30, 1995 -OR- [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 1-5050 ALBERTO-CULVER COMPANY (Exact name of registrant as specified in its charter) Delaware 36-2257936 (State or other jurisdiction of (I.R.S.Employer incorporation or organization) Identification No.) 2525 Armitage Avenue Melrose Park, Illinois 60160 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (708) 450-3000 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days. YES X NO At June 30, 1995, there were 10,961,306 shares of Class A common stock outstanding and 16,766,240 shares of Class B common stock outstanding. PART I ITEM 1. FINANCIAL STATEMENTS ALBERTO-CULVER COMPANY AND SUBSIDIARIES Consolidated Statements of Earnings Three Months Ended June 30, 1995 and 1994 (dollar amounts in thousands, except per share figures)
(Unaudited) 1995 1994 Net sales $357,678 315,016 Costs and expenses: Cost of products sold 180,590 154,963 Advertising, promotion, selling and administrative 152,880 138,269 Interest expense, net of interest income of $686 in 1995 and $307 in 1994 2,393 1,988 Total costs and expenses 335,863 295,220 Earnings before provision for income taxes 21,815 19,796 Provision for income taxes 8,181 7,519 Net earnings $ 13,634 12,277 Net earnings per share $ .49 .44 Cash dividends paid per share $ .08 .07
See notes to consolidated financial statements. ALBERTO-CULVER COMPANY AND SUBSIDIARIES Consolidated Statements of Earnings Nine Months Ended June 30, 1995 and 1994 (dollar amounts in thousands, except per share figures)
(Unaudited) 1995 1994 Net sales $993,360 902,410 Costs and expenses: Cost of products sold 497,735 443,818 Advertising, promotion, selling and administrative 431,733 404,955 Interest expense, net of interest income of $1,717 in 1995 and $1,687 in 1994 4,597 5,056 Total costs and expenses 934,065 853,829 Earnings before provision for income taxes 59,295 48,581 Provision for income taxes 22,236 18,461 Net earnings $ 37,059 30,120 Net earnings per share $ 1.33 1.07 Cash dividends paid per share $ .23 .205
See notes to consolidated financial statements. ALBERTO-CULVER COMPANY AND SUBSIDIARIES Consolidated Balance Sheets June 30, 1995 and September 30, 1994 (dollar amounts in thousands, except per share figures)
(Unaudited) June 30, September 30, ASSETS 1995 1994 Current assets: Cash & cash equivalents $ 54,997 41,833 Short-term investments 10,185 8,529 Receivables, less allowance for doubtful accounts ($5,295 at 6/30/95 and $5,497 at 9/30/94) 121,995 108,877 Inventories (Note 3) 263,761 231,119 Other current assets 13,847 11,399 Total current assets 464,785 401,757 Property, plant and equipment at cost, less accumulated depreciation ($123,720 at 6/30/95 and $110,351 at 9/30/94) 150,599 132,881 Goodwill, net 54,304 44,307 Trade names and other intangible assets, net 33,221 9,960 Other assets 27,995 21,303 Total assets $730,904 610,208 LIABILITIES AND STOCKHOLDERS' EQUITY Current liabilities: Short-term borrowings $ 2,319 2,152 Current maturities of long-term debt 30,808 30,667 Accounts payable 130,026 110,122 Accrued expenses 84,209 64,754 Income taxes 12,340 8,315 Total current liabilities 259,702 216,010 Long-term debt 87,683 42,976 Deferred income taxes 15,139 14,780 Other liabilities and minority interest 9,978 9,472 Stockholders' equity: Common stock, par value $.22 per share: Class A authorized 25,000,000 shares; issued 13,262,624 at 6/30/95 and 13,261,624 shares at 9/30/94 2,918 2,918 Class B authorized 25,000,000 shares; issued 20,944,424 at 6/30/95 and 20,945,424 shares at 9/30/94 4,608 4,608 Additional paid-in capital 87,881 87,452 Retained earnings 324,134 293,445 Foreign currency translation (12,059) (11,793) 407,482 376,630 Less treasury stock at cost (Class A common shares: 2,301,318 at 6/30/95 and 2,348,426 at 9/30/94; Class B common shares: 4,178,184 at 6/30/95 and 9/30/94) 49,080 49,660 Total stockholders' equity 358,402 326,970 Total liabilities and stockholders'equity $730,904 610,208
See notes to consolidated financial statements. ALBERTO-CULVER COMPANY AND SUBSIDIARIES Consolidated Statement of Cash Flows Nine Months Ended June 30, 1995 and 1994 (dollar amounts in thousands)
(Unaudited) 1995 1994 Cash Flows from Operating Activities: Net earnings $37,059 30,120 Adjustments to reconcile net earnings to net cash provided by operating activities: Depreciation and amortization 17,828 15,216 Receivables, net (13,597) 2,375 Inventories (22,357) (27,669 Other current assets (3,239) (899) Accounts payable and accrued expenses 23,183 18,244 Income taxes 2,776 (1,267) Other, net 2,181 504 Net cash provided by operating activities 43,834 36,624 Cash Flows from Investing Activities: Capital expenditures (17,939) (19,641) Short-term investments (1,656) (2,633) Payments for purchased businesses, net of acquired company's cash (41,859) (7,618) Proceeds from sale of businesses, net of sold company's cash -- 1,592 Life insurance premiums paid (5,046) (5,021) Other, net (463) 746 Net cash used by investing activities (66,963) (32,575) Cash Flows from Financing Activities: Short-term borrowings 40 (1,920) Proceeds from long-term debt 43,552 6,324 Repayments of long-term debt (625) (8,855) Cash proceeds from exercise of stock options 611 672 Cash dividends paid (6,372) (5,769) Stock purchased for treasury -- (13,730) Net cash used by financing activities 37,206 (23,278) Effect of foreign exchange rate changes on cash (913) 118 Net decrease in cash and cash equivalents 13,164 (19,111) Cash and cash equivalents at beginning of period 41,833 65,747 Cash and cash equivalents at end of period $54,997 46,636
See notes to consolidated financial statements. ALBERTO-CULVER COMPANY AND SUBSIDIARIES Notes to Consolidated Financial Statements (l) The consolidated financial statements contained in this report have not been examined by independent public accountants, except for balance sheet information presented at September 30, 1994. However, in the opinion of the company, the consolidated financial statements reflect all adjustments, which include only normal adjustments, necessary to present fairly the data contained therein. The results of operations for the periods covered are not necessarily indicative of results for a full year. (2) For the three and nine month periods ended June 30, 1995 and 1994, earnings per share figures were calculated using the weighted average number of common shares outstanding, including common stock equivalents, of 27,915,000 and 27,839,000, respectively for 1995, and 27,865,000 and 28,150,000, respectively for 1994. (3) Inventories consist of the following: (in thousands) June 30, September 30, 1995 1994 Finished goods $225,584 195,633 Work-in-process 5,460 5,868 Raw materials 32,717 29,618 $263,761 231,119 (4) On April 3, 1995, the company's Swedish-based subsidiary, Cederroth International, completed the purchase of the Toiletries Division of Molnlycke AB. The acquired division manufactures and markets body and skin care, hair care, oral care and household products in Scandinavia. The acquisition, valued at approximately $50 million, was accounted for as a purchase and was funded with bank borrowings. (5) On July 13, 1995, the company completed the issuance of $100 million of 5.5% convertible subordinated debentures. The debentures are convertible into Class A common shares at a conversion rate of 30.888 shares per $1,000 principal amount of debentures (equivalent to a conversion price of $32 3/8) and mature on June 30, 2005. The Company also retired $30 million of term loans that were due in July, 1995. ITEM 2. MANAGEMENT'S DISCUSSION AND ANALYSIS OF RESULTS OF OPERATIONS AND FINANCIAL CONDITION RESULTS OF OPERATIONS QUARTER AND NINE MONTHS ENDED JUNE 30, 1995 VS. QUARTER AND NINE MONTHS ENDED JUNE 30, 1994 The company achieved record net sales of $357.7 million in the third quarter of fiscal year 1995, up $42.7 million or 13.5% over the comparable quarter of fiscal year 1994. For the nine month period ended June 30, 1995, net sales also reached a new high of $993.4 million representing a 10.1% increase compared to the same period last year. Third quarter net earnings increased 11.1% to a record $13.6 million or 49 cents per share compared to 44 cents per share in the prior year's quarter. For the nine months ended June 30, 1995, net earnings increased 23.0% to $37.1 million or $1.33 per share versus $30.1 million or $1.07 per share in the prior year period. The following table presents net sales information by business segment for the third quarter and nine months of fiscal years 1995 and 1994: THIRD QUARTER (dollars in millions) Percent Net sales: 1995 1994 Change Change Mass marketed personal use products $153.0 129.6 23.4 18.1% Institutional products 28.4 25.4 3.0 11.8 Other products - Sally 178.5 161.9 16.6 10.3 Eliminations (2.2) (1.9) (0.3) -15.8 Total $357.7 315.0 42.7 13.5 NINE MONTHS (dollars in millions) Percent Net sales: 1995 1994 Change Change Mass marketed personal use products $402.4 366.9 35.5 9.7% Institutional products 80.7 75.8 4.9 6.5 Other products - Sally 517.2 467.4 49.8 10.7 Eliminations (6.9) (7.7) 0.8 10.4 Total $993.4 902.4 91.0 10.1 Compared to the same periods of the prior year, sales of the "mass marketed personal use products" business segment increased 18.1% and 9.7% for the current quarter and the nine month period ended June 30, 1995, respectively. The sales increase for the third quarter resulted primarily from the acquisition of Molnlycke Toiletries.in April, 1995 and the 1995 introduction of Alberto VO5 Naturals Shampoo and Conditioner, partially offset by lower sales of Alberto VO5 Shampoo and Instant Conditioner and Village Saucerie sauce and recipe mix. Sales for the current nine month period benefitted from the acquisition of Molnlycke Toiletries and higher sales for the following brands: Alberto VO5 Shampoo and Instant Conditioner, Tresemme retail hair care products, FDS feminine deodorant spray, Static Guard anti-static spray, Mrs. Dash seasoning products, Baker's Joy combination flour and oil spray and the introduction of Alberto VO5 Naturals Shampoo and Conditioner. These sales increases were partially offset by lower sales of Village Saucerie sauce and recipe mix, the Alberto VO5 and Bold Hold hair styling lines and TCB retail hair care products. Sales of the "institutional products" business segment increased 11.8% and 6.5% for the third quarter and nine months ended June 30, 1995, respectively, versus the same periods of the prior year. The increases were attributable to increased sales of institutional products in Scandinavia, partially resulting from the acquisition of Molnlycke Toiletries, as well as favorable foreign exchange rates. These international increases were partially offset by lower sales in the U.S. of TCB and Tresemme institutional hair care products. The "other products - Sally" business segment increased sales $16.6 million or 10.3% and $49.8 million or 10.7% for the third quarter and first nine months of fiscal 1995, respectively, compared to the same periods last year. The increases were attributable to Sally Beauty Company's sales gains for established stores and the addition of 124 stores since June 30, 1994. Sally Beauty Company operates 1,450 cash-and-carry beauty supply stores offering a full range of salon products. Cost of products sold for the third quarter and nine month period ended June 30, 1995 increased to 50.5% and 50.1% of net sales, respectively, compared to 49.2% for the both periods of the prior year. The cost of goods sold percentages were primarily affected by higher sales of lower profit margin products. Compared to the prior year, advertising, promotion, selling and administrative expenses increased 10.6% or $14.6 million for the current quarter and 6.6% or $26.8 million for the nine months ended June 30, 1995. The increases were primarily due to higher advertising and promotion expenditures for mass marketed personal use products, principally resulting from the acquisition of Molnlycke Toiletries, and higher selling and administrative costs associated with the increase in the number of Sally Beauty Company stores and warehouses. Advertising, promotion and market research costs were $52.4 million and $140.3 million for the third quarter and first nine months of fiscal 1995, respectively, versus $45.9 million and $138.5 million, respectively, in the comparable periods of last year. Interest expense for the third quarter increased $784,000 to $3.1 million and decreased $429,000 to $6.3 million for the first nine months of 1995. Interest income rose $379,000 for the third quarter and increased $30,000 for the first nine months. The increase in interest expense in the third quarter was primarily due to the debt incurred to acquire Molnlycke Toiletries. The provision for income taxes in 1995 and 1994 as a percentage of earnings before income taxes was 37.5% and 38.0%, respectively, for both the third quarter and the first nine months. FINANCIAL CONDITION JUNE 30, 1995 VS. SEPTEMBER 30, 1994 The ratio of current assets to current liabilities was 1.79 to 1.00 at June 30, 1995, compared to 1.86 to 1.00 at September 30, 1994. During the nine month period ended June 30, 1995, working capital increased by $19.3 million to $205.1 million. The increase is primarily due to earnings from operations offset in part by capital expenditures of $17.9 million and cash dividends of $6.4 million. At June 30, 1995, the company had $76.6 million of available unused lines of credit with various banks. Cash dividends paid on Class A and Class B common stock totaled $6.4 million or 23.0 cents per share during the first nine months of fiscal 1995 versus $5.8 million or 20.5 cents per share in the prior year. PART II ITEM 5. OTHER INFORMATION On July 13, 1995, the registrant completed the issuance of $100 million of convertible subordinated debentures. The debentures are convertible into Class A common shares at a conversion rate of 30.888 shares per $1,000 principal amount of debentures (equivalent to a conversion price of approximately $32 3/8) and mature on June 30, 2005. The debentures were sold to offshore investors, pursuant to a Regulation S exemption, and in the U.S. to qualified institutional buyers only, pursuant to a Rule 144A exemption, and accordingly the debentures have not been registered under the Securities Act of 1933. ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K (a) Exhibits: Exhibit Number Description 27 Financial Data Schedule (b) The following Form 8-K's were filed by the registrant during the third quarter of its fiscal year ending September 30, 1995. - Form 8-K dated April 3, 1995 - Form 8-K dated June 15, 1995 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ALBERTO-CULVER COMPANY (Registrant) By:/s/ William J. Cernugel William J. Cernugel Senior Vice President, Finance & Controller (Principal Financial Officer) August 1, 1995
EX-27 2 ALBERTO-CULVER COMPANY AND SUBSIDIARIES FINANCIAL DATA SCHEDULE
5 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE CONSOLIDATED BALANCE SHEET AS OF JUNE 30, 1995 AND THE CONSOLIDATED STATEMENT OF EARNINGS FOR THE NINE MONTHS ENDED JUNE 30, 1995 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. 1,000 9-MOS SEP-30-1995 JUN-30-1995 $54,997 10,185 127,290 5,295 263,761 464,785 274,319 123,720 730,904 259,702 87,683 0 0 7,526 350,876 730,904 993,360 993,360 497,735 497,735 431,733 2,631 6,314 59,295 22,236 37,059 0 0 0 37,059 1.33 0