-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GojCfWN3JniA4aSwvVm4RlFP2eUaeylW2HHgF051OfKBudrpMNVmqnpufBsvY5l0 BvhkXfPWGDaCMpX6WRRvHw== 0001125282-03-006226.txt : 20031117 0001125282-03-006226.hdr.sgml : 20031117 20031117191500 ACCESSION NUMBER: 0001125282-03-006226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031113 FILED AS OF DATE: 20031117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVIRONMENTAL TECTONICS CORP CENTRAL INDEX KEY: 0000033113 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 231714256 STATE OF INCORPORATION: PA FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: COUNTY LINE INDUSTRIAL PARK CITY: SOUTHAMPTON STATE: PA ZIP: 18966 BUSINESS PHONE: 2153559100 MAIL ADDRESS: STREET 1: COUNTYLINE INDUSTRIAL PARK CITY: SOUTHAMPTON STATE: PA ZIP: 18966 FORMER COMPANY: FORMER CONFORMED NAME: ENVIRONMENTAL TECHNOLOGY CORP DATE OF NAME CHANGE: 19730208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVANCED TECHNOLOGY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001164153 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10655 FILM NUMBER: 031009131 BUSINESS ADDRESS: STREET 1: 50 MIDTOWN PARK CITY: MIBLE STATE: AL ZIP: 36606 BUSINESS PHONE: 2514502838 MAIL ADDRESS: STREET 1: 50 MIDTOWN PARK CITY: MOBILE STATE: AL ZIP: 36606 4 1 b328255_ex.xml 4 X0201 4 2003-11-13 0 0000033113 ENVIRONMENTAL TECTONICS CORP ETC 0001164153 ADVANCED TECHNOLOGY ASSET MANAGEMENT LLC 50 MIDTOWN PARK EAST MOBILE AL 36606 0 0 1 0 Common Stock 17000 I By Equity Management, LLC Common Stock 7000 I By trusts Common Stock 26900 I By Allied Williams Co., Inc. Common Stock 14300 I T. Todd Martin, III and spouse Common Stock 2003-11-13 4 P 0 5300 8.00 A 619900 D Common Stock 2003-11-13 4 P 0 2200 8.05 A 109200 I T. Todd Martin, III Common Stock 2003-11-13 4 P 0 1500 8.00 A 109200 I T. Todd Martin, III Common Stock 2003-11-13 4 P 0 500 7.90 A 109200 I T. Todd Martin, III ETC Stock Purchase Warrant 0.50 2001-12-29 2004-03-27 Common Stock 332820 332820 D Environmental Tectonics Corporation Stock Purchase Warrant 4.00 2003-02-26 2009-02-19 Common Stock 105000 105000 D By Equity Management, LLC -- Mr. Martin is the manager of Equity Management, LLC By Trusts -- Mr. Martin is the trustee of the trusts By Allied Williams Co., Inc. -- Mr. Martin is an officer and director of Allied Williams Co., Inc. By T. Todd Martin, III -- Mr. Martin is the manager of the reporting person The exercise price is equal to the lesser of $4.00 per share or 66 2/3% of the Market Price, as such term is defined in that certain Environmental Tectonics Corporation Stock Purchase Warrant dated February 24, 2003 Effective August 13, 2003, the name of the Reporting Person was changed from ETC Asset Management, L.L.C. to Advanced Technology Asset Management, L.L.C. /s/ T. Todd Martin, III, individually, as Manager of the Reporting Person, as Vice President of Allied Williams Companies, Inc., and Manager of Equity Management, LLC 2003-11-17 -----END PRIVACY-ENHANCED MESSAGE-----