-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HgnTxiko4cPIpCnEDgAFmHnPZxYAuYIZYKjPcFWvcgUqoxm0XlD2nbqgNa3OkewG gS9PRvlSfQa6B4TyhupS8A== 0001125282-03-004810.txt : 20030813 0001125282-03-004810.hdr.sgml : 20030813 20030813190113 ACCESSION NUMBER: 0001125282-03-004810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030811 FILED AS OF DATE: 20030813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVIRONMENTAL TECTONICS CORP CENTRAL INDEX KEY: 0000033113 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 231714256 STATE OF INCORPORATION: PA FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: COUNTY LINE INDUSTRIAL PARK CITY: SOUTHAMPTON STATE: PA ZIP: 18966 BUSINESS PHONE: 2153559100 MAIL ADDRESS: STREET 1: COUNTYLINE INDUSTRIAL PARK CITY: SOUTHAMPTON STATE: PA ZIP: 18966 FORMER COMPANY: FORMER CONFORMED NAME: ENVIRONMENTAL TECHNOLOGY CORP DATE OF NAME CHANGE: 19730208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ETC ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001164153 STATE OF INCORPORATION: AL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10655 FILM NUMBER: 03842942 BUSINESS ADDRESS: STREET 1: 50 MIDTOWN PARK CITY: MIBLE STATE: AL ZIP: 36606 BUSINESS PHONE: 2514502838 MAIL ADDRESS: STREET 1: 50 MIDTOWN PARK CITY: MOBILE STATE: AL ZIP: 36606 4 1 b326540_ex.xml FORM 4 X0201 4 2003-08-11 0 0000033113 ENVIRONMENTAL TECTONICS CORP ETC 0001164153 ETC ASSET MANAGEMENT LLC 50 MIDTOWN PARK EAST MOBILE AL 36606 0 0 1 0 Common Stock 17000 I By Equity Management, LLC Common Stock 7000 I By trusts Common Stock 26900 I By Allied Williams Co., Inc. Common Stock 14300 I T. Todd Martin, III and spouse Common Stock 534700 D Common Stock 2003-08-11 4 P 0 2000 5.10 A 103000 I T. Todd Martin, III Common Stock 2003-08-11 4 P 0 4000 5.09 A 103000 I T. Todd Martin, III Common Stock 2003-08-11 4 P 0 1000 5.00 A 103000 I T. Todd Martin, III Common Stock 2003-08-13 4 P 0 1000 5.12 A 103000 I T. Todd Martin, III Common Stock 2003-08-13 4 P 0 1500 5.15 A 103000 I T. Todd Martin, III Common Stock 2003-08-13 4 P 0 2000 5.20 A 103000 I T. Todd Martin, III Common Stock 2003-08-13 4 P 0 1000 5.25 A 103000 I T. Todd Martin, III ETC Stock Purchase Warrant 0.50 2001-12-29 2004-03-27 Common Stock 332820 332820 D Environmental Tectonics Corporation Stock Purchase Warrant 4.00 2003-02-26 2009-02-19 Common Stock 105000 105000 D By Equity Management, LLC -- Mr. Martin is the manager of Equity Management, LLC By Trusts -- Mr. Martin is the trustee of the trusts By Allied Williams Co., Inc. -- Mr. Martin is an officer and director of Allied Williams Co., Inc. By T. Todd Martin, III -- Mr. Martin is the manager of the reporting person The exercise price is equal to the lesser of $4.00 per share or 66 2/3% of the Market Price, as such term is defined in that certain Environmental Tectonics Corporation Stock Purchase Warrant dated February 24, 2003 /s/ T. Todd Martin, III, individually, as Vice President of Allied Williams Companies, Inc., and Manager of Equity Management, LLC 2003-08-13 -----END PRIVACY-ENHANCED MESSAGE-----