-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RM8voU78pHN65YCQBgYsb1LlcmSIgzNRoOGCDh0wY5LPMBO39kTTCIqIwjkMpuHq JusAlitYirDCMJvTXMDgIg== 0000950144-99-008754.txt : 19990713 0000950144-99-008754.hdr.sgml : 19990713 ACCESSION NUMBER: 0000950144-99-008754 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990712 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENVIRONMENTAL TECTONICS CORP CENTRAL INDEX KEY: 0000033113 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 231714256 STATE OF INCORPORATION: PA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10655 FILM NUMBER: 99663030 BUSINESS ADDRESS: STREET 1: COUNTY LINE INDUSTRIAL PARK CITY: SOUTHAMPTON STATE: PA ZIP: 18966 BUSINESS PHONE: 2153559100 MAIL ADDRESS: STREET 1: COUNTYLINE INDUSTRIAL PARK CITY: SOUTHAMPTON STATE: PA ZIP: 18966 FORMER COMPANY: FORMER CONFORMED NAME: ENVIRONMENTAL TECHNOLOGY CORP DATE OF NAME CHANGE: 19730208 COMPANY DATA: COMPANY CONFORMED NAME: FINOVA GROUP INC CENTRAL INDEX KEY: 0000883701 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] OWNER IRS NUMBER: 860695381 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1850 N CENTRAL AVE STREET 2: P O BOX 2209 CITY: PHOENIX STATE: AZ ZIP: 85002-2209 BUSINESS PHONE: 6022076900 MAIL ADDRESS: STREET 1: 1850 N CENTRAL AVE STREET 2: P O BOX 2209 CITY: PHOENIZ STATE: AZ ZIP: 85044-2209 FORMER COMPANY: FORMER CONFORMED NAME: GFC FINANCIAL CORP DATE OF NAME CHANGE: 19930328 4 1 ENVIROMENTAL TECTRONICS/FINOVA FORM 4 1 - ------ FORM 4 - ------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Filed pursuant to Section 16(a) of the Securities Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the or Form 5 obligations Public Utility Holding Company Act of 1935 may continue. See or Section 30(f) of the Investment Company Instruction 1(b). Act of 1940 - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person to| | FINOVA Mezzanine Capital Inc. | Environmental Tectonics Corporation (ETC) | Issuer (Check all applicable) | |--------------------------------------------|----------------------------------------------| | | (Last) (First) (Middle) | 3. IRS Identification | 4. Statement For | [ ] Director [X] 10% Owner | | | Number of Reporting | Month/Year | [ ] Officer (give [ ] Other (Specify| | | Person, if an Entity | | title below) | | | (Voluntary) | June, 1999 | below) | | 500 Church Street, Suite 200 | | | | |--------------------------------------------| |--------------------|--------------------------------------| | (Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing | | | | Date of Original| (Check applicable line) | | | | (Month/Year) | [X] Form Filed by One | | Nashville, TN 37219 | | | Reporting Person | |--------------------------------------------|----------------------------------------------| [ ] Form Filed by More Than | | (City) (State) (Zip) | | One Reporting Person | | | | | |----------------------------------------------------------------------------------------------------------------------------------| | TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED | |----------------------------------------------------------------------------------------------------------------------------------| |1. Title of Security |2. Transaction |3. Transac- |4. Securities Acquired (A) | 5. Amount of Se- |6. Owner- |7. Nature | | (Instr. 3) | Date | tion Code | or Disposed of (D) | curities Benefi-| ship | of In- | | | (Month/Day/ | (Instr. 8) | | cially Owned at | Form: | direct | | | Year) | | | End of Month | Direct | Benefi-| | | | | (Instr. 3, 4 and 5) | (Instr. 3 and 4)| (D) or | cial | | | |--------------|---------------------------| | Indirect | Owner- | | | | Code | V | Amount | (A) or| Price| (common class | (I) | ship | | | | | | | (D) | | only) | (Instr. 4)| (Instr.| | | | | | | | | | | 4) | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Environmental | 6/1/99 | S | | 300 | D |$11.75| 611,566 | D | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Tectonics Corporation| | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Common Stock | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Environmental | 6/1/99 | S | | 100 | D |$12.00| 611,566 | D | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Tectonics Corporation| | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Common Stock | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Environmental | 6/2/99 | S | | 2,600 | D |$11.04| 611,566 | D | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Tectonics Corporation| | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Common Stock | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Environmental | 6/3/99 | S | | 3,200 | D |$10.70| 611,566 | D | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Tectonics Corporation| | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Common Stock | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Environmental | 6/4/99 | S | | 500 | D |$10.63| 611,566 | D | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Tectonics Corporation| | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Common Stock | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Environmental | 6/9/99 | S | | 5,500 | D |$10.03| 611,566 | D | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Tectonics Corporation| | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Common Stock | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Environmental | 6/16/99 | S | | 3,100 | D |$10.00| 611,566 | D | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Tectonics Corporation| | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| |Common Stock | | | | | | | | | | |---------------------|-------------------|-------|------|------------|-------|------|--------------------|-------------|----------| * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 2 (Over)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ |1. Title of Derivative | 2. Conver- |3. Trans- |4. Trans- | 5. Number of | 6. Date Exer- | 7. Title and Amount|8. Price | | Security | sion or | action | action | Derivative | cisable and | of Underlying | of | | (Instr. 3) | Exercise | Date | Code | Securities | Expiration | Securities | Deriv- | | | Price of | (Month/| (Instr.| Acquired (A)| Date | (Instr. 3 and 4)| ative | | | Deriv- | Day/ | 8) | or Disposed | (Month/Day/ | | Secur- | | | ative | Year) | | or (D) | Year) | | ity | | | Security | | | (Instr. 3, | | | (Instr. 5)| | | | | | 4, and 5) |------------------|--------------------| | | | | | | | Date |Expira- | | Amount or| | | | | |----------|----------------| Exer- |tion | Title | Number of| | | | | | Code| V | (A) | (D) | cisable|Date | | Shares | | |-----------------------|-------------|----------|-----|----|--------|-------|--------|---------|--------|-----------|-------------| |ETC Stock Purchase | $0.50 | 3/27/97 | P | | | | 3/27/97|3/27/2004|Common | 332,820 | $499,230 | |-----------------------|-------------|----------|-----|----|--------|-------|--------|---------|--------|-----------|-------------| |Warrant | | | | | | | | | | | | |-----------------------|-------------|----------|-----|----|--------|-------|--------|---------|--------|-----------|-------------| | | | | | | | | | | | | | |-----------------------|-------------|----------|-----|----|--------|-------|--------|---------|--------|-----------|-------------| | | | | | | | | | | | | | |-----------------------|-------------|----------|-----|----|--------|-------|--------|---------|--------|-----------|-------------| | | | | | | | | | | | | | |-----------------------|-------------|----------|-----|----|--------|-------|--------|---------|--------|-----------|-------------| | | | | | | | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------ | 9. Number of | 10. Ownership | 11. Nature of | | Derivative | Form of | Indirect | | Securities | Derivative | Beneficial | | Beneficially | Security: | Ownership | | Owned at End | Direct (D) | (Instr. 4) | | of Month | or Indirect (I) | | | (Instr. 4) | (Instr. 4) | | | | | | |---------------------|-------------------------------|----------------------| | 332,820 | D | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | |---------------------|-------------------------------|----------------------| | | | | - ------------------------------------------------------------------------------ Explanation of Responses: Beneficial shares and exercise price at end of period reflect a 2:1 stock dividend. ** Intentional misstatements or omissions of facts constitute Federal Criminal /s/ Philip S. Clark 7-10-99 Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -------------------------------- ---------- ** Signature of Reporting Person Date Note: File three copies of this form, one of which must be manually signed. Page 2 If space provided is insufficient, see Instruction 6 for procedure.
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