EX-99 9 exhibitt1t3a.txt REPORT OF CONDITION OF THE TRUSTEE Wells Fargo Bank Minnesota, N.A. FFIEC 031 ---------------------------------------- Legal Title of Bank RC-1 Minneapolis ---------------------------------------- --- City 11 MN 55479 --- ---------------------------------------- State Zip Code FDIC Certificate Number - 05208 Consolidated Report of Condition for Insured Commercial and State-Chartered Savings Banks for March 31, 2002 All schedules are to be reported in thousands of dollars. Unless otherwise indicated, report the amount outstanding as of the last business day of the quarter. Schedule RC-Balance Sheet
------------------ Dollar Amounts in Thousands RCFDBil Mil Thou ----------------------------------------------------------------------------------------------------------------- ASSETS 1. Cash and balances due from depository institutions (from Schedule RC-A): a. Noninterest-bearing balances and currency and coin (1) 0081 1,531,533 1.a b. Interest-bearing balances (2) 0071 64,662 1.b 2. Securities: a. Held-to-maturity securities (from Schedule RC-B, column A) 1754 0 2.a b. Available-for-sale securities (from Schedule RC-B, column D) 1773 1,794,481 2.b 3. Federal funds sold and securities purchased under agreements to resell: RCON a. Federal funds sold in domestic offices B987 14,325,703 3.a RCFD b. Securities purchased under agreements to resell (3) B989 271,690 3.b 4. Loans and lease financing receivables (from Schedule RC-C): a. Loans and leases held for sale 5369 14,828,278 4.a b. Loans and leases, net of unearned income B528 19,983,924 4.b c. LESS: Allowance for loan and lease losses 3123 256,774 4.c d. Loans and leases, net of unearned income and allowance (item 4.b minus 4.c) B529 19,727,150 4.d 5. Trading assets (from Schedule RC-D) 3545 44,366 5 6. Premises and fixed assets (including capitalized leases) 2145 150,658 6 7. Other real estate owned (from Schedule RC-M) 2150 5,083 7 8. Investments in unconsolidated subsidiaries and associated companies (from Schedule RC-M) 2130 0 8 9. Customers' liability to this bank on acceptances outstanding 2155 9,516 9 10. Intangible assets: a. Goodwill 3163 136,381 10.a b. Other intangible assets (from Schedule RC-M) 0426 3,973 10.b 11. Other assets (from Schedule RC-F) 2160 1,451,817 11 12. Total assets (sum of items 1 through 11) 2170 54,345,291 12 --------------
(1) Includes cash items in process of collection and unposted debits. (2) Includes time certificates of deposit not held for trading. (3) Includes all securities resale agreements in domestic and foreign offices, regardless of maturity. Wells Fargo Bank Minnesota, N.A. FFIEC 031 --------------------------------------------------------------------------- Legal Title of Bank RC-2 ----- FDIC Certificate Number - 05208 12 ----- Schedule RC-Continued
------------------ Dollar Amounts in Thousands Bil Mil Thou ----------------------------------------------------------------------------------------------------------------- LIABILITIES 13. Deposits: a. In domestic offices (sum of totals of columns A and C from Schedule RC-E, RCON part I) 2200 23,351,240 13.a (1) Noninterest-bearing (1) 6631 12,801,752 13.a.1 (2) Interest-bearing 6636 10,549,488 13.a.2 b. In foreign offices, Edge and Agreement subsidiaries, and IBFs RCFN (from Schedule RC-E, part II) 2200 14,052,873 13.b (1) Noninterest-bearing 6631 3,456 13.b.1 (2) Interest-bearing 6636 14,049,417 13.b.2 14. Federal funds purchased and securities sold under agreements to repurchase: RCON a. Federal funds purchased in domestic offices (2) B993 1,711,792 14.a RCFD b. Securities sold under agreements to repurchase (3) B995 4,252,614 14.b 15. Trading liabilities (from Schedule RC-D) 3548 39,454 15 16. Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases) (from Schedule RC-M) 3190 6,872,116 16 17. Not applicable 18. Bank's liability on acceptances executed and outstanding 2920 9,516 18 19. Subordinated notes and debentures(4) 3200 0 19 20. Other liabilities (from Schedule RC-G) 2930 674,174 20 21. Total liabilities (sum of items 13 through 20) 2948 50,963,779 21 22. Minority interest in consolidated subsidiaries 3000 0 22 EQUITY CAPITAL 23. Perpetual preferred stock and related surplus 3838 0 23 24. Common stock 3230 100,000 24 25. Surplus (exclude all surplus related to preferred stock) 3839 1,712,625 25 26. a. Retained earnings 3632 1,515,897 26.a b. Accumulated other comprehensive income (5) B530 42,990 26.b 27. Other equity capital components (6) A130 0 27 28. Total equity capital (sum of items 23 through 27) 3210 3,381,512 28 29. Total liabilities, minority interest, and equity capital (sum of items 21, 22, and 28) 3300 54,345,291 29 Memorandum To be reported only with the March Report of Condition. 1. Indicate in the box at the right the number of the statement below that best describes the most comprehensive level of auditing work performed RCFD Number for the bank by independent external auditors as of any date during 2001 6724 N/A M. 1 1 = Independent audit of the bank conducted in accordance 4 = Directors' examination of the bank conducted with generally accepted auditing standards by a certified in accordance with generally accepted auditing public accounting firm which submits a report on the bank standards by a certified public accounting firm 2 = Independent audit of the bank's parent holding company (may be required by state chartering authority) conducted in accordance with generally accepted auditing 5 = Directors' examination of the bank performed by standards by a certified public accounting firm which other external auditors (may be required by state submits a report on the consolidated holding company (but chartering authority) not on the bank separately) 6 = Review of the bank's financial statements by 3 = Attestation on bank management's assertion on the external auditors effectiveness of the bank's internal control over financial 7 = Compilation of the bank's financial statements by reporting by a certified public accounting firm external auditors 8 = Other audit procedures (excluding tax preparation work) 9 = No external audit work -------------------- (1) Includes total demand deposits and noninterest-bearing time and savings deposits. (2) Report overnight Federal Home Loan Bank advances in Schedule RC, item 16, "other borrowed money." (3) Includes all securities repurchase agreements in domestic and foreign offices, regardless of maturity. (4) Includes limited-life preferred stock and related surplus. (5) Includes net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, cumulative foreign currency translation adjustments, and minimum pension liability adjustments. (6) Includes treasury stock and unearned Employee Stock Ownership Plan shares.