-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ovl0C59SvXSEnmWT1cP4ZYk0SlrphodFCSVaGLqJgnV1VfWdIEFcaFaKxtFpYnIL HxEodqUSsC1Z1TfB0HwzsQ== 0001104659-06-013409.txt : 20060302 0001104659-06-013409.hdr.sgml : 20060302 20060302111316 ACCESSION NUMBER: 0001104659-06-013409 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060302 DATE AS OF CHANGE: 20060302 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENNIS, INC. CENTRAL INDEX KEY: 0000033002 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] IRS NUMBER: 750256410 STATE OF INCORPORATION: TX FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-19070 FILM NUMBER: 06658339 BUSINESS ADDRESS: STREET 1: 2441 PRESIDENTIAL PARKWAY CITY: MIDLOTHIAN STATE: TX ZIP: 76065 BUSINESS PHONE: 9727759801 MAIL ADDRESS: STREET 1: 2441 PRESIDENTIAL PARKWAY CITY: MIDLOTHIAN STATE: TX ZIP: 76065 FORMER COMPANY: FORMER CONFORMED NAME: ENNIS BUSINESS FORMS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ENNIS TAG & SALESBOOK CO DATE OF NAME CHANGE: 19700805 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Slaven Arthur CENTRAL INDEX KEY: 0001311089 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 312-832-2500 X 225 MAIL ADDRESS: STREET 1: 225 W. HUBBARD STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60610 SC 13G/A 1 a06-4713_2sc13ga.htm AMENDMENT

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 2)*

 

Information to be included in Statements filed pursuant to Rules 13d-1(b), (c), and (d)

and Amendments thereto filed pursuant to Rule 13d-2(b)*

 

ENNIS, INC.

(Name of Issuer)

 

Common Stock, $2.50 par value

(Title of Class of Securities)

 

293389102

(CUSIP Number)

 

December 31, 2005

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

ý

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No.  293389102

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Arthur Slaven

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
931,193

 

6.

Shared Voting Power 
0

 

7.

Sole Dispositive Power 
931,193

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
984,036

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
3.9%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

**SEE ITEM 4 OF THIS FILING

2


 

Item 1.

 

(a)

Name of Issuer
Ennis, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
2441 Presidential Pkwy.
Midlothian, Texas 75065

 

Item 2.

 

(a)

Name of Person Filing
Arthur Slaven

 

(b)

Address of Principal Business Office or, if none, Residence
c/o Centrum Properties Inc.
225 West Hubbard Street
Chicago, Illinois 60610

 

(c)

Citizenship
United States

 

(d)

Title of Class of Securities
Common Stock, $2.50 par value.

 

(e)

CUSIP Number
293389102

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

Not Applicable.

 

3


 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:

Mr. Slaven is the beneficial owner of 984,036 shares of the Issuer’s common stock, $2.50 par value.  Mr. Slaven owns of record 545,170 shares of the Issuer’s common stock, 20,593 of which shares are held in escrow pursuant to a stock pledge and escrow agreement, dated November 19, 2004 (the “Escrow Agreement”), among certain shareholders of Centrum Acquisition, Inc. (“Centrum”), including Mr. Slaven, J.P. Morgan Trust Company, N.A. and the Issuer.  Jane Slaven, wife of Arthur Slaven owns 52,843 shares of the Issuer's common stock. The Michael Slaven Trust owns 198,713 shares of the Issuer's common stock. The Peter Slaven Grantor Trust owns 187,310 shares of the Issuer's common stock.  Mr. Slaven is the trustee of the Michael Slaven Trust and the Peter Slaven Grantor Trust (collectively, the “Slaven Trusts”).  19,793 of the shares of the Issuer’s common stock owned by Jane Slaven and each of the Slaven Trusts are held in escrow pursuant to the Escrow Agreement.  Mr. Slaven has sole voting and dispositive power with respect to 931,193 of these shares.

 

(b)

Percent of class:

As of December 31, 2005, Mr. Slaven was the beneficial owner of 3.9% of the Issuer’s outstanding common stock, $2.50 par value, based upon 25,469,950 shares of the Issuer’s common stock outstanding as of January 3, 2006, as disclosed in the Issuer’s Quarterly Report on Form 10-Q (File No. 1-5807) filed on January 9, 2006.

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote

Mr. Slaven has sole power to vote or direct the vote of 931,193 shares of the Issuer’s common stock.

 

 

(ii)

Shared power to vote or to direct the vote

Mr. Slaven does not have shared power to vote or to direct the vote of any shares of the Issuer’s common stock.

 

 

(iii)

Sole power to dispose or to direct the disposition of

Mr. Slaven has sole power to dispose or direct the disposition of 931,193 shares of the Issuer’s common stock.

 

 

(iv)

Shared power to dispose or to direct the disposition of

Mr. Slaven does not have shared power to dispose or to direct the disposition of any shares of the Issuer’s common stock.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   ý.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

See Item 4(a) above.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable.

 

Item 9.

Notice of Dissolution of Group

Not Applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

4


 

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February 14, 2006

 

Date

 


/s/  Arthur Slaven

 

Signature

 


Arthur Slaven

 

Name/Title

 

5

 -----END PRIVACY-ENHANCED MESSAGE-----