-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TS3mj+pZU4M24s1zTUmIV8o5ULmHQkM0Dnr3b3maQU0h7zS7LCHPwI9fdvUkY4bs l+0/M+BJp3qcc2uOHwMU2w== 0000033002-03-000033.txt : 20030324 0000033002-03-000033.hdr.sgml : 20030324 20030324134847 ACCESSION NUMBER: 0000033002-03-000033 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030228 FILED AS OF DATE: 20030324 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENNIS BUSINESS FORMS INC CENTRAL INDEX KEY: 0000033002 STANDARD INDUSTRIAL CLASSIFICATION: MANIFOLD BUSINESS FORMS [2761] IRS NUMBER: 750256410 STATE OF INCORPORATION: TX FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05807 FILM NUMBER: 03613567 BUSINESS ADDRESS: STREET 1: 1510 N HAMPTON SUITE 300 CITY: DESOTO STATE: TX ZIP: 75115 BUSINESS PHONE: 9722287801 MAIL ADDRESS: STREET 1: 1510 N HAMPTON SUITE 300 CITY: DESOTO STATE: TX ZIP: 75115 FORMER COMPANY: FORMER CONFORMED NAME: ENNIS TAG & SALESBOOK CO DATE OF NAME CHANGE: 19700805 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TAYLOR JAMES C CENTRAL INDEX KEY: 0001133359 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 5029 EDGEWATER DRIVE CITY: ORLANDO STATE: FL ZIP: 32810 BUSINESS PHONE: 4075217477 MAIL ADDRESS: STREET 1: 5029 EDGEWATER DRIVE CITY: ORLANDO STATE: FL ZIP: 32810 5 1 form5taylorfeb2003.txt FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP FORM 5 [ ] Check box if no longer OMB APPROVAL subject to Section 16. OMB NUMBER: 3235-0362 Form 4 or Form 5 Expires: January 31, 2005 obligations may continue. Estimated average burden See Instruction 1(b). hours per response ....1.0 [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* TAYLOR JAMES C. - ---------------------------------------------------------------- (Last) (First) (Middle) 128 CHRISSA - ---------------------------------------------------------------- (Street) POTTSBORO TX 75076 - ---------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol ENNIS BUSINESS FORMS, INC. (EBF) - ---------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) - ---------------------------------------------------------------- 4 Statement for Month/Year FEBRUARY/2003 - ---------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - ---------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X - --- Director --- 10% Owner - --- Officer (give title below) --- Other (specify below) ------------------------------------------------- 7. Individual or Joint/Group Reporting (check applicable line) X - --- Form Filed by One Reporting Person - --- Form Filed by More than One Reporting Person - ---------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of 2. Trans- 2A. Deemed 3. Trans- 4. Securities Security action Execu- action Acquired (A) (Instr. 3 Date tion Code or Disposed Date, (Instr. 8) of (D) (Month/ if any (Instr. 3, 4 Day/ and 5) Year) (Month/ (A) Day/ or Year) Amount (D) Price - --------------- ---------- ------------ ------------ ------ --- ------- Balance Forward Exercise of Stock Options Contract dated 10/8/98 01/21/03 01/21/03 3,750 A 10.0625 Contract dated 4/21/99 01/21/03 01/21/03 2,500 A 8.6875 Contract dated 4/20/00 01/21/03 01/21/03 1,250 A 7.0625 Purchase 01/24/03 01/24/03 P 10,000 A 11.084 1. Title of 5. Amount of 6. Ownership Form: 7. Nature of Indirect Security Securities Direct (D) or Beneficial Ownership (Instr. 3) Benefi- Indirect (I) (Instr. 4) cially (Instr. 4) Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) - ------------- -------------- --------------- --------------------- Balance Forward 4,000 D Exercise of Stock Options Contract dated 10/8/98 7,750 D Contract dated 4/21/99 10,250 D Contract dated 4/20/00 11,500 D Purchase 21,500 D
*If the form is filed by more than one reporting person, see instruction 4(b)(v). (Over) SEC 2270 (09-02) FORM 5 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title 2. Conver- 3. Trans- 3A. Deemed 4. Trans- 5. Number of Derivative sion or action Execu- action Derivative Security Exer- Date tion Code Securities (Instr. 3) cise (Month/ Date, (Instr. Acquired Price of Day/ if any 8) (A) or Deriva- Year) (Month/ Disposed tive Day/ of (D) Security Year) (Instr. 3, 4 and 5) (A) (D) - ------------ ----------- ---------- ------------ -------- --- --- Balance: ISO granted 10-07-98 $10.0625 Bal Fwd ISO granted 04-21-99 $8.6875 Bal Fwd ISO granted 04-20-00 $7.0625 Bal Fwd SO granted 04-19-01 $7.900 Bal Fwd SO granted 04-18-02 $13.28 4/18/02 A 5,000 1. Title 6. Date Exer- 7. Title and Amount 8. Price of 9. Number of Derivative cisable and of Underlying Deriva- derivative Security Expiration Securities tive Securities (Instr. 3) Date (Instr. 3 and 4) Security Benefi- (Month/ (Instr. 5) cially Day/Year) Amount Owned at or Number End of Date Expira- Title of Shares Year Exer- tion (Instr. 4) cisable Date - ------------- -------- ----- --------- --------- ------------- ------------ Balance: ISO granted See Common 10-07-98 Note 10-08 Stk. 1,250 ISO granted See Common 04-21-99 Note 04-09 Stk. 2,500 ISO granted See Common 04-20-00 Note 04-10 Stk. 3,750 SO granted See Common 04-19-01 Note 04-11 Stk. 5,000 SO granted See Common 04-18-02 Note 04-12 Stk. 5,000 $13.28 5,000 1. Title 10. Ownership 11. Nature of Derivative of Derivative Indirect Security Security: Beneficial (Instr. 3) Direct (D) Ownership or Indirect (Instr. 4) (I) (Instr. 4) - ------------- ----------------- ------------- Balance: ISO granted 10-07-98 D ISO granted 04-21-99 D ISO granted 04-20-00 D SO granted 04-19-01 D SO granted 04-18-02 D
Explanation of Responses: Note: Each incentive stock option contract expires ten years from date of grant, and provides that shares will become exercisable as follows: 25% after two years; 50% after three years; 75% after four years and 100% after five years; all from date of grant; all option contracts are granted at market price on the date of grant. /s/Harve Cathey March 24, 2003 - ------------------------------- ----------------------- Harve Cathey Attorney-in-Fact **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 2270 (09-02) -----END PRIVACY-ENHANCED MESSAGE-----