0000032689-14-000003.txt : 20140106 0000032689-14-000003.hdr.sgml : 20140106 20140106154236 ACCESSION NUMBER: 0000032689-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140106 DATE AS OF CHANGE: 20140106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE DISTRICT ELECTRIC CO CENTRAL INDEX KEY: 0000032689 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 440236370 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 602 JOPLIN ST CITY: JOPLIN STATE: MO ZIP: 64801 BUSINESS PHONE: 4176255100 MAIL ADDRESS: STREET 1: P.O. BOX 127 CITY: JOPLIN STATE: MO ZIP: 64802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTLEY ROSS C CENTRAL INDEX KEY: 0001106138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03368 FILM NUMBER: 14509643 MAIL ADDRESS: STREET 1: P O BOX 477 CITY: TENTON VILLAGE STATE: WY ZIP: 83025 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-01-02 0000032689 EMPIRE DISTRICT ELECTRIC CO EDE 0001106138 HARTLEY ROSS C THE EMPIRE DISTRICT ELECTRIC COMPANY 602 S. JOPLIN AVENUE JOPLIN MO 64801 1 0 0 0 Common Stock 2014-01-02 4 M 0 2299 0 A 47482.336 D Phantom Stock Units 0 2014-01-02 4 M 0 2299.884 D 2014-01-01 Common Stock 2299.884 32269.911 D Phantom Stock Units 0 2014-01-02 4 A 0 2420.242 22.725 A 2017-01-01 Common Stock 2420.242 34690.153 D Shares of Phantom Stock Units are the economic equivalent of one share of EDE common stock. On January 2, 2014 2,299 of the reporting person's phantom stock units were converted to an equal number of shares of EDE common stock. Shares of Phantom Stock Units are awarded to director pursuant to Stock Unit Plan for Directors. Shares of Phantom Stock Units are exercisable upon the earliest of this election date, retirement or death. Shares of Phantom Stock Units are exercisable upon the earliest of the election date, retirement or death and do not expire. Janet S. Watson, Attorney In Fact 2014-01-06