0000032689-13-000014.txt : 20130206 0000032689-13-000014.hdr.sgml : 20130206 20130206184540 ACCESSION NUMBER: 0000032689-13-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130204 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walters Kelly S CENTRAL INDEX KEY: 0001352274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03368 FILM NUMBER: 13579577 MAIL ADDRESS: STREET 1: 602 JOPLIN AVENUE CITY: JOPLIN STATE: MO ZIP: 64801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE DISTRICT ELECTRIC CO CENTRAL INDEX KEY: 0000032689 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 440236370 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 602 JOPLIN ST CITY: JOPLIN STATE: MO ZIP: 64801 BUSINESS PHONE: 4176255100 MAIL ADDRESS: STREET 1: P.O. BOX 127 CITY: JOPLIN STATE: MO ZIP: 64802 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-02-04 0000032689 EMPIRE DISTRICT ELECTRIC CO EDE 0001352274 Walters Kelly S THE EMPIRE DISTRICT ELECTRIC COMPANY 602 S. JOPLIN AVENUE JOPLIN MO 64801 0 1 0 0 Vice President and COO Common Stock 2013-02-04 4 A 0 314 21.365 A 5122.583 D Common Stock 2013-02-04 4 F 0 169 21.365 D 4953.583 D Common Stock 2013-02-06 4 A 0 485 21.36 A 5438.583 D Common Stock 2013-02-06 4 F 0 231 21.36 D 5207.583 D Common Stock 2940.22 I 401(k) Plan Restricted Stock Units 0 2013-02-06 4 A 0 2900 0 A 2016-02-06 Common Stock 2900 2900 D The shares represent accrued dividend equivalent rights on a non-qualified stock option award that converted into shares of common stock. Shares of Time-Vested Restricted Stock Units vest upon the earliest of the end of the restricted period, retirement or death. Shares of Time-Vested Restricted Stock Units vest upon the earliest of the end of the restricted period, retirement or death and do not expire. Janet S. Watson, Attorney In Fact 2013-02-06