-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EuFs6ILDVN9RNBVwNbq5i9zbhCV5mjddDorehnGAbeR9azxtqC6ZLZMj9jaacAgr LxvOZjapbWw3a7SJx1CuAg== 0000032621-96-000021.txt : 19961211 0000032621-96-000021.hdr.sgml : 19961211 ACCESSION NUMBER: 0000032621-96-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961210 SROS: AMEX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON RADIO CORP CENTRAL INDEX KEY: 0000032621 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651] IRS NUMBER: 223285224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07731 FILM NUMBER: 96678475 BUSINESS ADDRESS: STREET 1: NINE ENTIN RD STREET 2: PO BOX 430 CITY: PARSIPPANY STATE: NJ ZIP: 07054-0430 BUSINESS PHONE: 2018845800 FORMER COMPANY: FORMER CONFORMED NAME: MAJOR ELECTRONICS CORP DATE OF NAME CHANGE: 19770921 COMPANY DATA: COMPANY CONFORMED NAME: DAVIS EUGENE I CENTRAL INDEX KEY: 0001028689 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: EMERSON RADIO CORP STREET 2: 9 ENTIN ROAD CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 2014282000 4 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP FORM 4 - -----Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. SEE Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. 1. Name and Address of Reporting Person: DAVIS EUGENE I. ---------------------------------------------------------------- (Last) (First) (Middle) C/O EMERSON RADIO CORP., 9 ENTIN ROAD ---------------------------------------------------------------- (Street) PARSIPPANY NJ 07054 ---------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol: EMERSON RADIO CORP. (MSN-AMEX) 3. IRS or Social Security Number of Reporting Person (Voluntary): 4. Statement for (Month/Year): 11/96 5. If Amendment, Date of Original (Month/Year): 6. Relationship of Reporting Person to Issuer (Check all applicable): X Director 10% Owner - ----- ----- X Officer (give title below): Other (specify below): - ----- ----- PRESIDENT --------- TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of 2.Trans- 3.Trans- 4.Secur- 5.Amount 6.Own- 7.Nature Security action action ities of ership of In- (Instr.3) Date Code Acquired Securi- Form: direct (Month/ (Instr. (A) or ties Direct Bene- Day/ 8) Disposed Benefi- (D) or ficial Year) of (D) cially In- Owner- (Instr. Owned at direct ship 3,4 and End of (I) (Instr. 5) Month (In- 4) (Instr. str. 3 and 4) 4) - --------- ------- -------- ------- -------- ------ ------- COMMON 11/6/96 J* 50,000 40,000 D N/A STOCK (D)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (E.G., puts, calls, warrants, options, convertible securities):
1.Title 2.Conversion 3.Trans- 4.Trans- 5.Number 6.Date of or Exercise action action Code of Deriv- Exer- Derivative Price of Date (Instr.8) active cisable Security Derivative (Month/ Securi- and Ex- (Instr.3) Security Day/Year) ties piration Acquired Date (A) or (Month/ Disposed Day/ of (D) Year) (Instr. 3,4 and 5) - -------- ----------- --------- ---------- --------- -------- STOCK $1.00 7/7/94 A 600,000 Exer.:** OPTION (A) Ex.: 7/7/04 7. Title 8.Price of 9.Number 10. Owner- 11.Nature and Deriv- of Deriv- ship Form of In- Amount of ative ative of Deriva- direct Underlying Security Securities tive Secu- Bene- Securi- (Instr.5) Bene- rity: ficial ties ficially Direct (D) Owner- (Instr.3 Owned at or Indirect ship and 4) End of (I) (Instr.4) Month (Instr.4) (Instr.4) - ---------- ---------- ---------- ----------- --------- COMMON $1.00 600,000 D N/A STOCK 600,000
Explanation of Responses: *On November 6, 1996 the Davis Family Partnership, which owned 90,000 common shares, was dissolved and shares owned by same were distributed to family members, 40,000 of which were transferred to Mr. Davis individually. **On July 7, 1994 the reporting person was granted an option to purchase 600,000 shares of common stock pursuant to Emerson Radio Corp. Stock Compensation Program; the Program was approved by the stockholders on August 8, 1994. The option vests in three equal annual installments beginning July 7, 1995. /s/ Eugene I. Davis 12/10/96 ------------------------------ --------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----