0001144204-11-056139.txt : 20111003 0001144204-11-056139.hdr.sgml : 20111003 20111003205510 ACCESSION NUMBER: 0001144204-11-056139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111003 DATE AS OF CHANGE: 20111003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERS CHARLES A CENTRAL INDEX KEY: 0001184739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 111121542 MAIL ADDRESS: STREET 1: C/O EMERSON ELECTRIC CO STREET 2: 8000 W FLORISSANT CITY: ST LOUIS STATE: MO ZIP: 63136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 v235916_4.xml OWNERSHIP DOCUMENT X0304 4 2011-09-30 0 0000032604 EMERSON ELECTRIC CO EMR 0001184739 PETERS CHARLES A C/O EMERSON ELECTRIC CO 8000 W FLORISSANT ST LOUIS MO 63136 1 1 0 0 Sr. Exec. VP Common Stock 2011-09-30 4 M 0 46080 A 674501 D Common Stock 2011-09-30 4 F 0 19561 42.285 D 654940 D Common Stock 7399.108 I 401(k) plan Common Stock 9095.408 I 401(k) excess plan Restricted Stock Units 2011-09-30 4 M 0 46080 D Common Stock 46080 0 D Vesting of 46,080 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (46,080 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2010. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting. Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3. Fair market value on date of the vesting described in Note 1. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. /s/ Timothy G. Westman, Attorney-in-Fact for Charles A. Peters 2011-10-03