0000950138-19-000530.txt : 20191113 0000950138-19-000530.hdr.sgml : 20191113 20191113162236 ACCESSION NUMBER: 0000950138-19-000530 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191111 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARR DAVID N CENTRAL INDEX KEY: 0001183474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 191214293 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-11 0000032604 EMERSON ELECTRIC CO EMR 0001183474 FARR DAVID N C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST. LOUIS MO 63136 1 1 0 0 Chairman of Board & CEO Common Stock 2019-11-11 4 M 0 111254 53.31 A 2059288 D Common Stock 2019-11-11 4 F 0 13694 73.535 D 2045594 D Common Stock 2019-11-11 4 F 0 72496 73.535 D 1973098 D Common Stock 2019-11-11 5 G 0 9868 D 1963230 D Common Stock 2019-11-11 5 G 0 9868 A 424878 I Spouse Common Stock 59723 I Trust-Daughter Common Stock 69723 I Trust-Son Common Stock 10535.357 I 401(k) plan Common Stock 43145.074 I 401(k) excess plan Employee Stock Option (Right to Buy) 53.31 2019-11-11 4 M 0 111254 D 2011-10-04 2020-10-04 Common Stock 111254 91851 D Exercise of 111,254 non-qualified stock options exempt under Rule 16b-3. Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Payment of option exercise price by delivering securities. Bona fide gift by Reporting Person of 9,868 shares to a revocable trust for the benefit of the Reporting Person's spouse. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. When taken together with previously exercised options having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Price is not applicable to stock options received as incentive compensation. /s/ John A. Sperino, Attorney-in-Fact for David N. Farr 2019-11-13