0000950138-19-000526.txt : 20191112 0000950138-19-000526.hdr.sgml : 20191112 20191112161821 ACCESSION NUMBER: 0000950138-19-000526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191108 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karsanbhai Surendralal Lanca CENTRAL INDEX KEY: 0001754881 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 191209691 MAIL ADDRESS: STREET 1: C/O EMERSON ELECTRIC CO. STREET 2: 8000 W. FLORISSANT AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-08 0000032604 EMERSON ELECTRIC CO EMR 0001754881 Karsanbhai Surendralal Lanca C/O EMERSON ELECTRIC CO. 8000 W. FLORRISSANT AVENUE ST. LOUIS MO 63136 0 1 0 0 Exec Pres Auto Sols Common Stock 2019-11-08 4 M 0 9000 53.31 A 39005 D Common Stock 2019-11-08 4 F 0 682 73.93 D 38323 D Common Stock 2019-11-08 4 F 0 2551 73.93 D 35772 D Common Stock 2019-11-08 4 S 0 4779 73.698 D 30993 D Common Stock 12136.03 I By Trust Common Stock 453.26 I Custodian Account for Son Common Stock 453.26 I Custodian Account for Daughter Common Stock 389.524 I 401(k) plan Common Stock 43.135 I 401(k) excess plan Common Stock 187.008 I Profit Sharing Plan Common Stock 30.934 I 401(k) excess plan II Employee Stock Option (Right to Buy) 53.31 2019-11-08 4 M 0 9000 D 2011-10-04 2020-10-04 Common Stock 9000 0 D Exercise of 3,539 incentive stock options and 5,461 non-qualified stock options exempt under Rule 16b-3. Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Payment of option exercise price by delivering securities. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.68 to $73.71. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The options vested in three equal annual installments beginning on the date indicated. Price is not applicable to stock options received as incentive compensation. /s/ John A. Sperino, Attorney-in-Fact for Surendralal Lanca Karsanbhai 2019-11-12