0000950138-18-000360.txt : 20180511 0000950138-18-000360.hdr.sgml : 20180511 20180511161557 ACCESSION NUMBER: 0000950138-18-000360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180511 DATE AS OF CHANGE: 20180511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Train Michael H. CENTRAL INDEX KEY: 0001686963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 18827076 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-05-10 0000032604 EMERSON ELECTRIC CO EMR 0001686963 Train Michael H. C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST. LOUIS MO 63136 0 1 0 0 Exec. Pres. Auto. Sols. Common Stock 2018-05-10 4 M 0 5000 48.30 A 149491 D Common Stock 2018-05-10 4 F 0 3365 71.74 D 146126 D Common Stock 2018-05-10 4 F 0 334 71.74 D 145792 D Common Stock 709.25 I Profit Sharing Plan Common Stock 9779.054 I 401(k) plan Common Stock 716.499 I 401(k) excess plan Employee Stock Option (Right to Buy) 48.30 2018-05-10 4 M 0 5000 D 2009-08-04 2018-08-04 Common Stock 5000 0 D Exercise of 3,333 non-qualified stock options and 1,667 incentive stock options exempt under Rule 16b-3. Payment of option exercise price by delivering securities. Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. The options vested in three equal annual installments beginning on the date indicated. Price is not applicable to stock options received as incentive compensation. /s/ John A. Sperino, Attorney-in-Fact for Michael H. Train 2018-05-11