0000950138-17-000791.txt : 20171208 0000950138-17-000791.hdr.sgml : 20171208 20171208131746 ACCESSION NUMBER: 0000950138-17-000791 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171206 FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pelch Steven J. CENTRAL INDEX KEY: 0001596211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 171246704 MAIL ADDRESS: STREET 1: EMERSON ELECTRIC CO. STREET 2: 8000 W. FLORISSANT AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63136 FORMER NAME: FORMER CONFORMED NAME: Pelch Steve J. DATE OF NAME CHANGE: 20140108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-06 0000032604 EMERSON ELECTRIC CO EMR 0001596211 Pelch Steven J. C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST. LOUIS MO 63136 0 1 0 0 Exec VP - Org. Planning & Dev. Common Stock 2017-12-06 4 M 0 3200 30.025 A 73808 D Common Stock 2017-12-06 4 F 0 688 64.955 D 73120 D Common Stock 2017-12-06 4 F 0 246 64.965 D 72874 D Common Stock 2017-12-06 4 S 0 1978 65.2472 D 70896 D Common Stock 2017-12-06 4 M 0 2621 53.31 A 73517 D Common Stock 2017-12-06 4 F 0 2150 64.965 D 71367 D Common Stock 2017-12-06 5 G 0 750 D 70617 D Common Stock 1353.832 I 401(k) plan Common Stock 1555.009 I 401(k) excess plan Employee Stock Option (Right to Buy) 30.025 2017-12-06 4 M 0 3200 D 2010-02-09 2019-02-09 Common Stock 3200 0 D Employee Stock Option (Right to Buy) 53.31 2017-12-06 4 M 0 2621 D 2011-10-04 2020-10-04 Common Stock 2621 12379 D Exercise of 2,666 non-qualified stock options and 534 incentive stock options exempt under Rule 16b-3. Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Payment of option exercise price by delivering securities. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.2471 to $65.25. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. When taken together with previously exercised options and the unexercised options reported in this Form 4 all having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated. Price is not applicable to stock options received as incentive compensation. Exercise of 2,621 incentive stock options exempt under Rule 16b-3. Options vested in three equal annual installments beginning on the date indicated. Bona fide gift by the Reporting Person of 750 shares to the Emerson Directors' and Officers' Charitable Trust. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. /s/ John G. Shively, Attorney-in-Fact for Steven J. Pelch 2017-12-08