0000950138-17-000791.txt : 20171208
0000950138-17-000791.hdr.sgml : 20171208
20171208131746
ACCESSION NUMBER: 0000950138-17-000791
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171206
FILED AS OF DATE: 20171208
DATE AS OF CHANGE: 20171208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pelch Steven J.
CENTRAL INDEX KEY: 0001596211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00278
FILM NUMBER: 171246704
MAIL ADDRESS:
STREET 1: EMERSON ELECTRIC CO.
STREET 2: 8000 W. FLORISSANT AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63136
FORMER NAME:
FORMER CONFORMED NAME: Pelch Steve J.
DATE OF NAME CHANGE: 20140108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON ELECTRIC CO
CENTRAL INDEX KEY: 0000032604
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 430259330
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 8000 W FLORISSANT AVE
STREET 2: P O BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
BUSINESS PHONE: 3145532000
MAIL ADDRESS:
STREET 1: 8000 W. FLORISSANT
STREET 2: P.O. BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO
DATE OF NAME CHANGE: 19730710
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-06
0000032604
EMERSON ELECTRIC CO
EMR
0001596211
Pelch Steven J.
C/O EMERSON ELECTRIC CO.
8000 W. FLORISSANT AVENUE
ST. LOUIS
MO
63136
0
1
0
0
Exec VP - Org. Planning & Dev.
Common Stock
2017-12-06
4
M
0
3200
30.025
A
73808
D
Common Stock
2017-12-06
4
F
0
688
64.955
D
73120
D
Common Stock
2017-12-06
4
F
0
246
64.965
D
72874
D
Common Stock
2017-12-06
4
S
0
1978
65.2472
D
70896
D
Common Stock
2017-12-06
4
M
0
2621
53.31
A
73517
D
Common Stock
2017-12-06
4
F
0
2150
64.965
D
71367
D
Common Stock
2017-12-06
5
G
0
750
D
70617
D
Common Stock
1353.832
I
401(k) plan
Common Stock
1555.009
I
401(k) excess plan
Employee Stock Option (Right to Buy)
30.025
2017-12-06
4
M
0
3200
D
2010-02-09
2019-02-09
Common Stock
3200
0
D
Employee Stock Option (Right to Buy)
53.31
2017-12-06
4
M
0
2621
D
2011-10-04
2020-10-04
Common Stock
2621
12379
D
Exercise of 2,666 non-qualified stock options and 534 incentive stock options exempt under Rule 16b-3.
Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
Payment of option exercise price by delivering securities.
The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.2471 to $65.25. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
When taken together with previously exercised options and the unexercised options reported in this Form 4 all having the same grant date, exercise price, and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
Price is not applicable to stock options received as incentive compensation.
Exercise of 2,621 incentive stock options exempt under Rule 16b-3.
Options vested in three equal annual installments beginning on the date indicated.
Bona fide gift by the Reporting Person of 750 shares to the Emerson Directors' and Officers' Charitable Trust.
Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
/s/ John G. Shively, Attorney-in-Fact for Steven J. Pelch
2017-12-08