0000950138-17-000698.txt : 20171003
0000950138-17-000698.hdr.sgml : 20171003
20171003165210
ACCESSION NUMBER: 0000950138-17-000698
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Purvis Edgar M Jr
CENTRAL INDEX KEY: 0001630755
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00278
FILM NUMBER: 171118705
MAIL ADDRESS:
STREET 1: 8000 W. FLORISSANT AVENUE
CITY: ST. LOUIS
STATE: MO
ZIP: 63136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON ELECTRIC CO
CENTRAL INDEX KEY: 0000032604
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 430259330
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 8000 W FLORISSANT AVE
STREET 2: P O BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
BUSINESS PHONE: 3145532000
MAIL ADDRESS:
STREET 1: 8000 W. FLORISSANT
STREET 2: P.O. BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO
DATE OF NAME CHANGE: 19730710
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-09-30
0000032604
EMERSON ELECTRIC CO
EMR
0001630755
Purvis Edgar M Jr
C/O EMERSON ELECTRIC CO.
8000 W. FLORISSANT AVENUE
ST. LOUIS
MO
63136
0
1
0
0
Exec. Vice President and COO
Common Stock
2017-09-30
4
M
0
34400
A
186869
D
Common Stock
2017-09-30
4
F
0
16495
62.805
D
170374
D
Common Stock
2017-10-01
4
F
0
9590
62.985
D
160784
D
Common Stock
15400
I
Spouse
Common Stock
400
I
Trust - Son
Common Stock
324.896
I
401(k) plan
Common Stock
1270.773
I
401(K) excess plan
Restricted Stock Units
2017-09-30
4
M
0
34400
D
Common Stock
34400
0
D
Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported.
Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting.
Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3.
Fair market value on date of the vesting described in Note 1.
Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
Fair market value on date of the vesting described in Note 5.
Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
/s/ John G. Shively, as Attorney-in-Fact for Edgar M. Purvis, Jr.
2017-10-03