0000950138-17-000698.txt : 20171003 0000950138-17-000698.hdr.sgml : 20171003 20171003165210 ACCESSION NUMBER: 0000950138-17-000698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171003 DATE AS OF CHANGE: 20171003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Purvis Edgar M Jr CENTRAL INDEX KEY: 0001630755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 171118705 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-30 0000032604 EMERSON ELECTRIC CO EMR 0001630755 Purvis Edgar M Jr C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST. LOUIS MO 63136 0 1 0 0 Exec. Vice President and COO Common Stock 2017-09-30 4 M 0 34400 A 186869 D Common Stock 2017-09-30 4 F 0 16495 62.805 D 170374 D Common Stock 2017-10-01 4 F 0 9590 62.985 D 160784 D Common Stock 15400 I Spouse Common Stock 400 I Trust - Son Common Stock 324.896 I 401(k) plan Common Stock 1270.773 I 401(K) excess plan Restricted Stock Units 2017-09-30 4 M 0 34400 D Common Stock 34400 0 D Vesting of 34,400 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (34,400 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting. Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3. Fair market value on date of the vesting described in Note 1. Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. Fair market value on date of the vesting described in Note 5. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. /s/ John G. Shively, as Attorney-in-Fact for Edgar M. Purvis, Jr. 2017-10-03