0000950138-17-000156.txt : 20170213 0000950138-17-000156.hdr.sgml : 20170213 20170213122429 ACCESSION NUMBER: 0000950138-17-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170209 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELLAQUILA FRANK J CENTRAL INDEX KEY: 0001470848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 17597358 MAIL ADDRESS: STREET 1: EMERSON ELECTRIC CO. STREET 2: 8000 W. FLORISSANT AVENUE CITY: ST. LOUIS STATE: MO ZIP: 63136 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-09 0000032604 EMERSON ELECTRIC CO EMR 0001470848 DELLAQUILA FRANK J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST. LOUIS MO 63136 0 1 0 0 Senior Exec. VP and CFO Common Stock 2017-02-09 4 M 0 15000 53.835 A 172467 D Common Stock 2017-02-09 4 F 0 448 62.09 D 172019 D Common Stock 2017-02-09 4 S 0 14552 62.5387 D 157467 D Common Stock 3.081 I 401(k) plan Common Stock 488.509 I 401(k) excess plan Common Stock 8442 I Spouse Common Stock 56486 I FJD 2012 Gift Trust Common Stock 75315 I SRD 2012 Gift Trust Employee Stock Option (Right to Buy) 53.835 2017-02-09 4 M 0 15000 D 2008-10-01 2017-10-01 Common Stock 15000 0 D Exercise of 9,429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3. Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.53 to $62.61. The reporting person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Grantor trust for the Reporting Person with the Reporting Person's spouse and descendants as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust. Grantor trust for the Reporting Person's spouse with the Reporting Person's descendants as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust. The options vested in three equal annual installments beginning on the date indicated. Price is not applicable to stock options received as incentive compensation. /s/ John G. Shively, Attorney-in-fact for Frank J. Dellaquila 2017-02-13