0000950138-16-001452.txt : 20161103 0000950138-16-001452.hdr.sgml : 20161103 20161103160650 ACCESSION NUMBER: 0000950138-16-001452 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARR DAVID N CENTRAL INDEX KEY: 0001183474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 161971604 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-01 0000032604 EMERSON ELECTRIC CO EMR 0001183474 FARR DAVID N C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVENUE ST LOUIS MO 63136 1 1 0 0 Chairman of Board and CEO Common Stock 2016-11-01 4 A 0 127574 A 1751303 D Common Stock 376801 I Spouse Common Stock 59723 I Trust - Daughter Common Stock 59723 I Trust - Son Common Stock 9259.717 I 401(k) plan Common Stock 35674.88 I 401(k) excess plan Restricted Stock Units 2016-11-01 4 A 0 163400 A Common Stock 163400 163400 D Acquisition of 127,574 shares pursuant to Rule 16b-3 upon payout of 60% (245,100 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 245,100 units, 127,574 units were paid in shares of Issuer stock, with the remaining 117,526 units paid in cash to cover the reporting person's tax obligations. Price is not applicable to acquisitions described in Note 1 and Note 3. Acquisition of 163,400 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. /s/ John G. Shively, Attorney-in-Fact for David N. Farr 2016-11-03